Loading...
HomeMy WebLinkAbout05 - CdM Concrete Pavement Reconstruction – Poppy Avenue and Ocean Boulevard Approval of PSA (17R12)5-1 NEWPORT BEACH City Council Staff Report COUNCIL STAFF REPORT CITY OF April 26, 2016 Agenda Item No. 5 ABSTRACT: Staff requests approval of Amendment No. 3 to Rick Engineering Company’s Professional Services Agreement to prepare final plans, specifications and construction documents for the replacement of the concrete streets on Poppy Avenue and Ocean Boulevard in Corona del Mar. RECOMMENDATION: Approve Amendment No. 3 to the Professional Services Agreement (PSA) (C-5866) with Rick Engineering Company of Lake Forest, California, for the Corona del Mar Concrete Pavement Reconstruction – Poppy Avenue and Ocean Boulevard project at a not-to-exceed price of $196,370.00 and authorize the Mayor and City Clerk to execute the amendment. FUNDING REQUIREMENTS: The current adopted budget includes sufficient funding for this contract amendment. It will be expensed to the General Fund account in the Public Works Department, 17R12- Design –010-unassigned. TO:HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL FROM:David A. Webb, Public Works Director - 949-644-3311, dawebb@newportbeachca.gov PREPARED BY:Patrick Arciniega, Senior Civil Engineer, parciniega@newportbeachca.gov PHONE:949-644-3347 TITLE:Corona del Mar Concrete Pavement Reconstruction – Poppy Avenue and Ocean Boulevard Approval of Professional Services Agreement with Rick Engineering (17R12) Corona del Mar Concrete Pavement Reconstruction April 26, 2016 Page 2 5-2 DISCUSSION: The existing concrete streets on Poppy Avenue and Ocean Boulevard were constructed in the 1920’s and have deteriorated and reached the end of their useful life. Concrete pavements are extremely durable and have a long service life. The entire street pavement as well as deteriorated sections of concrete curb and gutter, alley approaches and access ramps that connect to the streets will be reconstructed to current standards and Americans with Disability Act (ADA) standards. This street replacement project is included in the current adopted FY 15/16 Capital Improvement Program and the location is shown in Attachment A. In addition to street reconstruction, this project will address the reforestation of Poppy Avenue. Last September, the City removed many diseased canopy trees and committed to work with the neighborhood for the replacement of those, and the remaining street trees. Public Works and Operations staff then hosted several community and individualized meetings with residents of Poppy Avenue and Ocean Boulevard to discuss and plan for reforestation of Poppy Avenue. Rick Engineering Company was selected and has served as the preliminary design consultant for stretches of Ocean Boulevard and Poppy Avenue reconstruction starting in 2014. Over the course of the last two years, Rick Engineering prepared several design concepts and renderings for Ocean Boulevard between Goldenrod and Carnation Avenues which were shared at various community meetings. Initial efforts focused on Ocean Boulevard between Goldenrod and Carnation Avenues. At a community meeting in Summer 2015, it was apparent that more outreach for design of this section would be required. The necessary removal of diseased eucalyptus trees this past fall on Poppy Avenue required staff to re-focus Rick Engineering’s design effort to reconstruct and reforest Poppy Avenue and a segment of Ocean Boulevard between Poppy and Marguerite. Design efforts to date included the original Professional Service Agreement totaling, $31,800 and two amendments totaling $13,840. Last fall after several meetings, community consensus was obtained for the new design concepts and plant palettes on Poppy Avenue. Staff is now ready to move forward with final plans, specifications and estimates. The design will address the rehabilitated concrete pavement on Poppy Avenue and Ocean Boulevard, ADA improvements, as well as the reforestation and decorative landscaping on Poppy Avenue. The design efforts should move quickly and construction is planned for Fall 2016. The proposed fee for these design services is $150,730 for a total “not-to-exceed” Agreement amount of $196,370.00. The work scope is itemized and billing will be per the approved billing rates as shown in Exhibit 1 of the attached PSA (Attachment B). Corona del Mar Concrete Pavement Reconstruction April 26, 2016 Page 3 5-3 ENVIRONMENTAL REVIEW: Staff recommends the City Council find this action is not subject to the California Environmental Quality Act (CEQA) pursuant to Sections 15060(c)(2) (the activity will not result in a direct or reasonably foreseeable indirect physical change in the environment) and 15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA Guidelines, California Code of Regulations, Title 14, Chapter 3, because it has no potential for resulting in physical change to the environment, directly or indirectly. NOTICING: The agenda item has been noticed according to the Brown Act (72 hours in advance of the meeting at which the City Council considers the item). ATTACHMENTS: Attachment A – Location Map Attachment B – Professional Services Agreement with Rick Engineering Company SC A L E : N T S OCEAN BLVD - POPPY AVE PUBLIC WORKS DEPARTMENT 17R12 4/26/16 PAVEMENT RECONSTRUCTION CORONA DEL MAR CONCRETE LOCATION MAP ATTACHMENT A 5-4 ATTACHMENT B 5-5 AMENDMENT NO. THREE TO PROFESSIONAL SERVICES AGREEMENT WITH GLENN A. RICK ENGINEERING DEVELOPMENT CO. DBA RICK ENGINEERING COMPANY FOR ENGINEERING AND LANDSCAPE ARCHITECTURE SERVICES ON OCEAN BOULEVARD AND POPPY AVENUE THIS AMENDMENT NO. THREE TO PROFESSIONAL SERVICES AGREEMENT ("Amendment No. Three") is made and entered into as of this 26th day of April, 2016 ("Effective Date"), by and between the CITY OF NEWPORT BEACH, a California municipal corporation and charter city ("City"), and GLENN A. RICK ENGINEERING DEVELOPMENT CO., a California corporation doing business as ("DBA") RICK ENGINEERING COMPANY, ("Consultant"), whose address is 5620 Friars Road, San Diego, California 92110, and is made with reference to the following: RECITALS A. On May 14, 2014, City and Consultant entered into a Professional Services Agreement ("Agreement") to provide engineering and landscape architecture services on Ocean Boulevard and Poppy Avenue in Corona del Mar and prepare conceptual designs for the two streets ("Project"). B. On July 15, 2014, City and Consultant entered into Amendment No. One to the Agreement ("Amendment No. One") to reflect additional Services not previously included in the Agreement and to increase the total compensation. C. On September 24, 2016, City and Consultant entered into Amendment No. Two to the Agreement ("Amendment No. Two") to reflect additional Services not included in the Agreement, as amended, to extend the term of the Agreement to June 30, 2016 and to increase the total compensation. D. The parties desire to enter into this Amendment No. Three to reflect additional Services not included in the Agreement, as amended, to extend the term of the Agreement to June 30, 2018, to increase the total compensation and to update Insurance Requirements. NOW, THEREFORE, it is mutually agreed by and between the undersigned parties as follows: 1. TERM Section 1 of the Agreement is amended in its entirety and replaced with the following: "The term of this Agreement shall commence on the Effective Date, and shall terminate on June 30, 2018, unless terminated earlier as set forth herein." 5-6 2. SERVICES TO BE PERFORMED Exhibit A to the Agreement shall be supplemented to include the Scope of Services and Schedule of Billing Rates, attached hereto as Exhibit A and incorporated herein by reference ("Services" or "Work"). Exhibit A to the Agreement, Exhibit A to Amendment No. One, Exhibit A to Amendment No. Two and Exhibit A to Amendment No. Three shall collectively be known as "Exhibit A." The City may elect to delete certain Services within the Scope of Services at its sole discretion. 3. COMPENSATION TO CONSULTANT Section 4.1 of the Agreement is amended in its entirety and replaced with the following: "City shall pay Consultant for the Services on a time and expense not-to- exceed basis in accordance with the provisions of this Section and the Schedule of Billing Rates attached hereto as Exhibit B and incorporated herein by reference. Consultant's compensation for all Work performed in accordance with this Agreement, including all reimbursable items and subconsultant fees, shall not exceed One Hundred Ninety Six Thousand Three Hundred Seventy Dollars and 00/100 ($196,370.00}, without prior written authorization from City. No billing rate changes shall be made during the term of this Agreement without the prior written approval of City." The total amended compensation reflects Consultant's additional compensation for additional Services to be performed in accordance with this Amendment No. Three, including all reimbursable items and subconsultant fees, in an amount not to exceed One Hundred Fifty Thousand Seven Hundred Thirty Dollars and 00/100 ($150,730.00}. 4. INSURANCE REQUIREMENTS Exhibit C to the Agreement shall be amended in its entirety and replaced with Exhibit C-1, attached hereto and incorporated herein by reference. 5. INTEGRATED CONTRACT Except as expressly modified herein, all other provisions, terms, and covenants set forth in the Agreement shall remain unchanged and shall be in full force and effect. [SIGNATURES ON NEXT PAGE] Glenn A. Rick Engineering Development Co. DBA Rick Engineering Company Page 2 5-7 IN WITNESS WHEREOF, the parties have caused this Amendment No. Three to be executed on the dates written below. APPROVED AS TO FORM: CITY ATT J/jl?ff'S OFFICE Date: (I U' ~[\{\ ~L-- By: C"{ V \ \J\; Aaron C . Harp City Attorney ATTEST: Date : ·-------------- By:. _______________ _ Leilani I. Brown City Clerk CITY OF NEWPORT BEACH, a California municipal corporation Date : ----------------- By: ________________________ _ Diane B. Dixon Mayor CONSULTANT: Glenn A . Rick Engineering Development Co., a California corporation DBA Rick Engineering Company Date: ----------------- By:. ____________ _ Kai E . Ramer, P.E . Vice President Date: --------- By:. __ ~-~-~~----­ Dennis C . Bowling, P.E . Secretary [END OF SIGNATURES] Attachments: Exhibit A -Scope of Services and Schedule of Billing Rates Exhibit C-1 -Insurance Requirements Glenn A. Rick Engineering Development Co . DBA Rick Engineering Company Page 3 5-8 EXHIBIT A SCOPE OF SERVICES AND SCHEDULE OF BILLING RATES Glenn A. Rick Engineering Development Co. DBA Rick Engineering Company Page A-1 5-9 RICK ENGINEERING COMPANY April 6, 2016 Mr. Michael Sinacori Assistant City Engineer City of Newport Beach 3300 Newport Boulevard Newport Beach, CA 92663-3884 Email: msinacori@newport-beach.ca.gov SUBJECT: CONTRACT ADDENDUM NO. 3 FOR ADDITIONAL SERVICES (CONSTRUCTION DOCUMENTS) ON POPPY A VENUE, NEWPORT BEACH, CA (REC J-17218) Dear Mike: Rick Engineering Company presents this contract addendum per your request to prepare construction documents for the reconstruction of Poppy Avenue between PCH and Ocean Boulevard. Our Addendum No. 3 proposal is based on the Poppy A venue Alternative III Concept Plan, prepared by Rick Engineering Company dated December 7, 2015, and your comments on said Concept Plan received on March 7, 2016. Our understanding of the project is that Poppy Avenue between Pacific Coast Highway (PCH) and Ocean Boulevard, approximately 1,400 l.f., will be reconstructed full-width within the public right of way to include parkways, curb, gutter, sidewalk, and structural section. Adjacent existing private improvements, some within the 1' buffer-zone in the right of way, will be protected as feasible and connected to the roadway reconstruction work. Also, included is the reconstruction of Ocean Boulevard between Poppy Avenue and Margarite, approximately 1,500 l.f. The reconstruction on Ocean Boulevard will be mainly the pavement section between the existing curbs, with curb being replaced where broken. The ADA ramps within the full project limits on both Poppy and Ocean will be surveyed for compliance with ADA and those not meeting current ADA guidelines will be detailed for reconstruction and/or replacement. We have included two subconsultants on our team to facilitate the required work. They are: • Coast Surveying for topographical surveys. Coast Surveying prepared the topographical and right of way survey on Poppy A venue used for the concept design phase under a separate contract with the City of Newport Beach. It is noted that the earlier survey performed by Coast Surveying in this area for the City did not include the portion of this project on Ocean Boulevard. • GMU Geotechnical for structural section design. GMU has worked with the City of Newport Beach recently. 2 South Pointe Drive. Suite 275 • lake Forest, California 92630 • (949) 588-0707 • FAX: (949) 588-0709 • rickcnginecring.com ORANGE SAN DIEGO RIVERSIDE SACRAMENTO SAN LUIS OBISPO BAKERSFIELD PHOENIX TUCSON 5-10 Mr. Michael Sinacori, City of Newport Beach Contract Addendum-Poppy Avenue, Construction Documents Page2 of5 April 06, 2016 Our work is more defined as follows: L Scope ofWork A. Research and Data Collection -We will gather and review available information such as preliminary engin~ering reports, record drawings, assessor's parcel maps, right-of-way maps, street centerline ties, and utility maps. B. Utility Coordination-RICK shall assist City staff with utility coordination. City staff will request for utility maps and send out utility verification and/or relocation notices. Consultant shall identity known utilities within project limits on construction drawings. Utility adjustments and relocations shall be shown on contract drawings. C. Field Surveying Services-Coast Surveying will perform a topographic/design survey to supplement, enhance and verify a previously prepared survey on Poppy Avenue. The limits of the work on Poppy Avenue, in the City of Newport Beach, will extend from Ocean Boulevard to the Pacific Coast Highway and will include existing tree locations, back of walks, parkway features such as brick hardscape, concrete pads, etc., driveway cuts, driveways from Right of Way to 10' back of Right of Way or face of garage, walls and fences adjacent to Right of Way, private gates, private entry walkways, private walkway stairs, mailboxes, etc. Additionally, all topographic features such as water valves, manholes, street lights, trees, traffic and utility pull boxes, etc. shall be included or verified from the original survey. The survey will be tied horizontally and vertically to existing control monuments used in the original survey. Coast surveying will also perform a topographic/design survey of Ocean Boulevard between Poppy Avenue and Marguerite A venue. The survey will include details within the apparent Right of Way with cross sections surveyed at 50' intervals. A Right of Way Survey will not be considered as part of this scope of work. Should access to any of the private properties where survey data is required be denied by the property owner, Coast Surveying shall report the address of the property to the client so that entry may be negotiated. All survey work performed by Coast Surveying on this project will be done so under the direct supervision of a Professional Land Surveyor Licensed in the State of California. The topographic/design survey will be delivered in AutoCAD Civil 3D 2015 per City of Newport Beach Standard format with contours generated at 1' intervals and merged with the original topographic survey. D. Base Mapping -Upon completion of the above items A. through C., RICK will prepare a base map. The base map shall include, as a minimum, street centerline, right-of-way lines, sidewalks, curbs, gutters, pavement striping, topographic features, 1-foot contour lines, and known existing utility lines. The base map will be field verified for accuracy. E. Geotechnical Engineering -GMU will provide the geotechnical services. This work includes a site reconnaissance with notifications to Dig Alert prior to field exploration J-17218 Rick Engineering Company 5-11 Mr. Michael Sinacori, City of Newport Beach Contract Addendum-Poppy Avenue, Construction Documents Page 3 of 5 April 06, 2016 drilling operations. We propose to perform two pavement co rings on Poppy A venue; one within the existing PCC areas and one within the existing AC areas. We propose to perform four pavement corings on Ocean Boulevard. A total of six pavement corings will be performed. The corings will be to a maximum of four-feet deep. Traffic control per the WATCH Manual will be utilized during the field exploration operation. Laboratory testing will be performed to evaluate various engineering properties of the sub-surface materials. An engineering analysis will be performed in accordance with the California Highway Design Manual. A pavement report will be prepared to present a summary of our findings, conclusions, and repair recommendations. The full geotechnical scope of work is provided as an attachment to this document for your reference. F. Construction Documents J-17218 1. Roadway Plans -Construction drawings shall be at a scale of 1 inch = 20 feet. We propose drawings at 20-scale to allow for the necessary detail for projects of this type where there are many project features to tie-in; such as fences, walls, entry walks and stairs, driveways, mailboxes, etc. For clarity purposes, details may be drawn at a larger scale. As a minimum, construction drawings shall include, a Title Sheet, Typical Sections, Plans and Profiles, Details, Intersection Details, and Signing & Striping. Drawings shall be prepared in AutoCAD 2010 and shall comply with City CAD standards. Once design has been completed, Consultant shall submit electronic files of final drawings in AutoCAD and Adobe (PDF) format. Anticipated plan sheets are: Title Sheet Typical Sections and Notes Misc. Construction Details Plan & Profile (1 "=20') Signing & Striping (1 "=40') Planting Plans and Details TOTAL 1 ea 2 ea 2 ea 6 ea 2 ea 8 ea 21 sheets 2. Planting Plan -Graphic location and identification of plant materials to be used, including quantities, sizes, varieties and planting details for site conditions. Three alternative planting pallets will be depicted in tabular form on the plans for the residents to choose from. Tree grates will be shown on this plan. 3. Special Provisions -Consultant shall prepare Special Provisions to the Standard Specifications for Public Works Construction (2009 Edition) in Microsoft Word. An electronic copy in Microsoft Word format shall be submitted at the completion of design. City staff will provide the front end boilerplate. Specifications will include material and installation specifications for landscape irrigation and planting, establishment period and maintenance. Specifications shall set forth method of installation and set quality standards for materials and workmanship for the finished product. Rick Engineering Company 5-12 Mr. Michael Sinacori, City of Newport Beach Contract Addendum-Poppy Avenue, Construction Documents Page 4 of 5 April 06, 2016 4. Cost Estimate-RICK shall prepare an itemized construction cost estimate. Quantity back-ups shall also be submitted with the cost estimate. We will submit the construction cost estimate in Microsoft Excel format. G. Progress Meetings and Project Management -RICK will meet with City staff during the design process to review and discuss progress and coordinate courses of action. It is anticipated that a maximum of eight (8) design meetings will be required. This includes the initial project kick-off meeting. Also, included is the management of the project sub- consultants project activities and their invoicing. H. Exhibits -This includes the preparation of exhibits to be used for presentation purposes. Because it is unknown the number of and type of exhibits that will be required, this work will be performed on a time and materials basis not to exceed the below listed fee amount for this line item. I. City Council Presentations-We will prepare for, attend and present as needed at up to two (2) City Council meetings. J. Unforeseen Conditions -This item of work is for unforeseen items of work that may be required for the completion of the project P.S.&E. This work will be performed at the direction of the City. K. Construction Support -Participate in pre-bid and pre-construction meetings, provide necessary addenda, change orders and site observation visits. Reports pertaining to plantings during the 90-day establishment period will be prepared. (Based on 40 hours). This does not include construction inspection services. L. Prepare of Asbuilt plans. Plans will be based on contractor markups and items noted during field visits from visual observations that are revisions to the approved plan set. M. Direct and reimbursable expenses to include such items as printing, plotting, other reproduction costs, deliveries, and mileage, etc. Exclusions: • Preparation of irrigation plans • Preparation of Traffic Control Plans • Preparation of Traffic Signal Modification Plans • Storm Water Drainage Report, Drainage Calculations, and Storm Drain Design • Water Quality Pollution Plan (WQMP) • Storm Water Pollution Prevention Plan (SWPPP) • Construction Inspection Services Fee A. Research and Data Collection ..................................................................... $ 2,500 B. Utility Coordination .................................................................................... $ 1,800 C. Field Surveying Services ............................................................................ $16,030 D. Base Map Preparation ................................................................................. $ 3,500 1-17218 Rick Engineering Company 5-13 Mr. Michael Sinacori, City of Newport Beach Contract Addendum-Poppy Avenue, Construction Documents Page 5 of 5 April 06, 2016 E. Geotechnical Engineering ........................................................................... $15,700 F. Construction Documents 1. Roadway Plans ...................................................................................... $33,600 2. Planting Plans ....................................................................................... $ 9,900 3. Specifications ........................................................................................ $1 0,600 4. Construction Cost Estimate .................................................................. $ 5,900 G. Progress Meetings and Project Management.. ............................................ $14,500 H. Exhibits ....................................................................................................... $ 4,400 I. City Council Presentations ......................................................................... $ 4,000 J. Unforeseen Conditions ............................................................................... $10,000 K. Construction Support .................................................................................. $11,600 L. Asbuilt Plans ............................................................................................... $ 3,200 M. Reimbursable Expenses .............................................................................. $ 3.500 TOTAL FEE ........................................................................................................... $150,730 The fee for this additional work is $150,730, bringing the total contract amount to $196,370 to perform work in conjunction with our contract dated May 8, 2014. Other than noted in this addendum, all provisions of the original contact remain. Please provide written confirmation of your approval of the above described work as our authorization to perform these additional services. We sincerely appreciate the opportunities of working with you and the City of Newport Beach. Please contact me at (949) 588-0707 with any questions you may have. Respectfully submitted, RICK ENGINEERING COMPANY ~~0--- Barry J. Cowan, P.E. Associate Principal, Office Manager RCE No. 46568, Exp. 06/30/17 BJC: Copy: Patrick Arciniega, P.E. parciniega@newportbeachca.gov Attachment: Project Initial Schedule GMU Proposal J-17218 Rick Engineering Company 5-14 Ci t y of Ne w p o r t Be a c h Po p p y Av e n u e & Oc e a n Bo u l e v a r d St r e e t s Re h a b i l i t a t i o n IN I T I A L SC H E D U L E ID Ta s k Na m e St a rt Fi n i s h Du r . e r M a r Ju n 1 Po p p y Av e n u e a nd Oc e an Bo u l e v a rd Co n s t r u c ti o n 4 / 4 / 1 6 1 0 / 7 / 1 6 27 wk s Do c u m e n t s 2 Ge o t e c h n i c a l 4 / 4 / 1 6 5 / 6 / 1 6 5 wk s 5 / 6 3 Fi e ld Su r v e y s 4 / 11 /1 6 5 / 6 / 1 6 4 wk s 4 / 1 5 / 6 4 Pr e p a r e 70 % PS & E 4 / 1 1 / 1 6 5 / 1 3 / 1 6 5 wk s 4 / 1 5 Ci t y Re v i e w 70 % PS & E 5 / 1 6 / 1 6 5 / 2 7 / 1 6 2 wk s 5 / 1 6 6 Pr e p a r e 90 % PS & E 5 / 3 0 / 1 6 6 / 1 7 / 1 6 3 wk s 7 Ci t y Re v i e w (9 0 % Su b m i t t a l ) 6 / 2 0 / 1 6 7 / 1 / 1 6 2 wk s 8 P r e p a r e 10 0 % PS & E / R e p o r t s / Pi a t s & Le g a l d e s c . 7 / 4 / 1 6 7 / 2 2 / 1 6 3 wk s 9 Ci t y Re v i e w s an d Ci t y Co u n c i l Ap p r o v a l 7 / 2 5 / 1 6 8 / 5 / 1 6 2 wk s 10 Fi n a l Su b m i t t a l 8 / 8 / 1 6 8 / 1 2 / 1 6 1 wk 11 Bi d d i n g Su p p o r t , Ad v e r t i s e m e n t 8 / 1 5 / 1 6 9 / 9 / 1 6 4 wk s 12 Co n s tr u c t i o n Co n t r a c t o r Ne g o t i a t i o n s / S t a r t - u p 9 / 1 2 / 1 6 1 0 / 7 / 1 6 4 wk s 13 C o n s tr u c t i o n St a r t 1 0 / 7 / 1 6 1 0 / 7 / 1 6 Od * 10/7 R I CK EN G I NE E R I N G CO M P A N Y Pr o j e c t De s i g n T ea m "' 5 1 ! ! i W ¥ 1 ¥ ¥ ¥ & & ¥ • S um m a r y l t ® Ex t e rn a l Ta s k rn : r m r m : r u : o m : m Da t e : 3/ 3 1 / 16 M i l es t on e * Ag e n c y Re vi e w () U J I IJ U U l U l l l i U U UJ 1M R I C K EN G I N E E R I N G CO M P A N Y 5-15 Mr. B arry J . Cowan, PE Associate Principal Rick Engineering Company 2 South Pointe Drive, Suite 275 Lake Forest , California 92630 March 21, 2016 2324 1 Ar royo Vista Rancho Santa Margarita CA 92666 vo ice: 949.666.65 13 fax: 949.666.1360 web : www.gm ugeo.com GMU Project P-1605 3Rl Subj ec t: Propos al to Perform Pavement Cori ng and C oncrete Pavement Thickness Design Recomme nd ation s, Poppy Avenue and Ocean Boulevard Paveme nt R econs truction Proj ect, City of Newp ort B e ach, California Refe ren ce: (1) Poppy Con cept Pl an, dated December 7 , 2015, pre pared by Ri ck Engineering Company. (2) Oc ean Boulevard and Marguerite Avenu e , Paveme nt R econs tru c ti o n Proj ec t (C -55 8 1), prepar ed by On war d Engineeri ng. Dear M r. C owan: GMU Ge otechni c al , Inc. (GMU) is pl eased to s ubmit Litis propos al to prov id e pavement corin g and concrete pavement design ser vices for the P o ppy Avenu e and Ocean Bo ul evard Paveme nt R econstru c ti o n Proj ect. This p roj ect is located in th e C ity of Newp o rt Beach, Cali fo rni a. Our und erstanding of this proj ect is based on o ur cmr es ponde nce with yo u on Mar ch 9, 10, a nd 18, 2016 and o ur re vi ew of th e r efere nced documents. Poppy A ve nu e, betwee n Ocea n Avenu e a nd Pacifi c Coas t Highway, c urrently consi s ts of de teri orated alternatin g segments of AC and PCC pa veme nts. Ocean B oul evard , be tw een Poppy Avenu e and M argu e rite A ve nu e, co nsists of de terior ated P CC pav ement. We propose to pro vide pavemen t eva lu a ti on services to identify th e ex istin g pavement thi ckn esses, subgrad e soil types/conditions, a nd to provide PCC pavement thickn ess desig n recomme nd ati ons for thi s p a ve ment recons truc tion proj ect. W e propose to pro vide the foll owing sco pe of work : Task 1 -S ite R econnaissance and Di g Alert Task 2-Field Explorati on T ask 3 -L aborator y Tes tin g T ask 4 -P avement En gin eerin g Anal ysi s Task 5-Pavement Material s Re port 5-16 Mr. Barry Cowan, RICK ENGINEERING Proposal: Poppy Avenue and Ocean Boulevard Pavement Reconstruction Project, City of Newport Beaclz, California SCOPE OF WORK Task 1 -Site Reconnaissance and Dig Alert We propose to perform a site reconnaissance to identify the existing pavement types and coring locations. The approximate limits of the existing PCC and AC segments will be documented. Coring locations will be marked during this assessment. We will notify Dig Alert prior to drilling to avoid potential conflicts with known underground utilities. Task 2 -Field Exploration Pavement corings will be performed to identify the thickness of the existing pavement sections and to collect sub-surface materials for laboratory testing. We propose to perform two pavement corings on Poppy Avenue: One within the existing PCC areas and one within the existing AC areas. We propose to perform four pavement corings on Ocean Boulevard. A total of six pavement corings will be performed. We understand that we will be able to perform pavement corings between the hours of 8 AM and 5 PM. Core sampling will be performed to a maximum depth of four-feet deep. Drive and bulk sampling of the subgrade soils will be performed to collect necessary samples for laboratory testing. The core holes will be backfilled with aggregate base materials and capped with rapid-set concrete. Our proposal includes traffic control, performed in accordance with the WATCH Manual. Traffic control will consist of cones to delineate our work zone, signage to notify drivers, and two traffic- control flagmen to direct traffic around our work zone. Single lane closure will be performed and the traffic control flagmen will allow one direction of traffic through at a time. We understand that traffic control plans are not required therefore cost associated with preparing traffic control plans have not been included in our budget. Task 3 -Laboratory Testing Laboratory testing will be performed to evaluate various engineering properties of the sub-surface materials. Laboratory tests will include: • In-place moisture and density; • Sieve #200 wash for soil classification; • Atterberg Limits testing for soil classification; • R-Value testing; and • Sulfate content testing. The test data will be used in our engineering analysis. We have estimated a quantity of tests based on our experience with similar past projects. March 21, 2016 2 GMU Project P-16053Rl 5-17 Mr. Barry Cowan, RICK ENGINEERING Proposal: Poppy Avenue and Ocean Boulevard Pavement Reconstruction Project, City of Newport Beach, California Task 4 -Pavement Engineering Analysis Pavement engineering analysis will be performed in accordance with the California Highway Design Manual. Information gathered from Tasks 1 through 3 will be analyzed and concrete pavement thickness design recommendations will be developed. We assume that the City will provide the traffic index for the roadway in order for us to perform our pavement thickness analyses. If one is not available or provided, we will perform our analysis using assumed traffic indexes (i.e., 5.5 or 7.0). Task 5 -Pavement Materials Report A pavement report will be prepared to present a summary of our findings, conclusions, and repair recommendations. In summary, the report will include: • Site location map; • Coring location map; • Select photographs; • Tables showing existing pavement section thicknesses; • Laboratory testing results; and • Concrete pavement thickness design recommendations. The final report will be signed by a California-registered civil engineer. March 21, 2016 3 GMU Project P-16053Rl 5-18 Mr. Barry Cowan, RICK ENGINEERING Proposal: Poppy Avenue and Ocean Boulevard Pavement Reconstruction Project, City of Newport Beach, California ESTIMATED FEE We will provide the above outline scope of work on a time-and-materials based on the attached 2015 Schedule of Charges and General Conditions for Geotechnical Services. The following summarizes our estimated costs. Poppy Avenue and Ocean Boulevard Pave1nent Reconstruction Project City of Newport Beach Task 1 -Site Reconnaissance & Dig Alert Task 2 -Field Exploration Task 3 -Laboratory Testing Task 4 -Pavement Engineering Analysis Task 5 -Pavement Materials Report ESTIMATED PROJECT TOTAL (TIME-AND-MATERIALS) $ 1,230.00 $ 5,920.00 $ 3,140.00 $ 2,120.00 $ 2,560.00 $14,970.00 We will not exceed this amount without written authorization. Please notify us immediately if the proposed scope of services does not meet your current needs, or if any significant changes are made to the proposed development so that we can revise our scope of services. Revision of the scope of services may affect the estimated fee. The proposed scope of services is consistent with the level of care and skill ordinarily exercised by engineering professionals with experience in this area. No warranty, either expressed or implied, is made. March 21,2016 4 GMU Project P-16053R1 5-19 Mr. Barry Cowan, RICK ENGINEERING Proposal: Poppy Avenue a11d Ocean Boulevard Pavement Reconstruction Project, City of Newport Beach, California GMU is pleased to have this opportunity to propose our services for your project. Should you have any questions or comments, please feel free to call the undersigned (949-888-6513). Attachment: Sincerely, GMU GEOTECHNICAL, INC. ~d Rogh::chlierbmp, MSc, P Director of Pavement Enginee g David R. Atkinson Senior Engineer 2013-15 Newport Beach Standard Schedule of Charges GMU Geotechnical Standard Agreement rws/P-16053(3/21/16) March 21,2016 5 GMU Project P-16053Rl 5-20 (J ~ 2013-2015 SCHEDULE OF CHARGES CITY OF NEWPORT BEACH O N-CALL PROFESSIONAL SERVICES Princ ip al E ng in eer or Geologist Assoc iate En gin ee r or Geologist Senior En gi neer or Geologist Proj ect Engi ne er or Geologi st Senior Staff Engineer or Geo logist Staff Engine er or Geologist Grap hi c Illu strati on/C ADD Document Preparation and Ad mini strati ve Project Services FIELD INSPECTION & TESTING SERVI CES PREY AfLJNG WAGE Senior Geotechn ical E ng in eeri ng Techn ic ian • Min imum I 0 years experience • in spectio ns for so il s/grading , asph alt , concrete, batch plants, piles /caissons, etc. • Cettificat io ns by AC I, ICC, Cal tr ans , lo ca l juri sdictions, etc . Geotec hn ica l Enginee rin g Technician • Qualified in spec tio n and testin g of so il s and grading • Servic es provid ed un der direc t supervi sio n of a Seni or Engi nee rin g Techn ician Specia l Registe red in spec to r (No 4 hour minimum) • Cert ifi catio ns by AC I, ICC, Ca l trans , loca l jurisdictions , etc. • Reinforced conc rete, Post-T ension , Mason ry, Welding, Bolting, Fireproofing NON -P REY A IL ING WAGE Senio r Geotechni ca l Engi neerin g Techni c ian • Minimum 10 yea rs expe rien ce • in spe cti ons for so ils/grad in g, asp halt, con crete , batc h plants, pi les/ca isso ns, etc . • Ce rtifi catio ns by AC I, JCC, Caltrans, local jurisdicti ons, etc. Geotechnica l Techn ician • Q ualifi ed ins pec t ion and tes tin g of so ils and grading • Services provi ded und er direc t s uperv is io n of a Senior Engineering Technician $ 245.00n10ur $ 215.00/hour $ 205.oon,ou r $ 185 .0 0n10ur $ l 65.00n10ur $ 120.00n,our $ 11 o.oon1our $ 90.oon,ou r $ I 00.00/hou r* $ 90.00/hour* $ 90.00/hour * $ I 00.00/hou r* $ so.oon,ou r* Spec ia l Regi ste red In spector (No 4 hour minimum) $ 74.00n10u r* • Ce rt iti cat ions by AC I, ICC, Ca ltrans, local juri sdictions, etc. • Services provid ed und er sup ervisio n of a Se ni or Specia l Regis tered Inspecto r, if ap pl icab le *Notes: (I ) Rates include veh ic le , nu clear density gauge, and eq ui pmen t for testing. in spection, and sampli ng. (2) No 4 -hour minimum c harges a pp ly. (3) Overtime is charged a t 1.5 times th e base rate. Overtime is defined as t ime worked on th e project in excess of 8 ho urs per day and a ll tim e on Saturdays, Sundays, and holidays. LABORATORY TESTING SE RVI CES Laboratory Test ing (soils, aggregate, asp halt ) $ 105.00n,our (For special materials res ting and laboratory costs on a per-rest basis, see GMU 's Laboratory Fee Sch edule) OTHER CHARGES Outs id e Se rvices Reimbursa bl es Cost + 15% Cost 5-21 1. Scope of Work GENERAL CONDITIONS FOR GEOTECHNICAL ENGINEERING SERVICES Engineer ("GMU Geotechnical, Inc.") shall perform the services outlined in the attached Scope of Work, which may only be amended by Client and Engineer in writing. If Engineer provides Client with a writing confirming the change in scope, it shall become an amendment to this Agreement unless Client objects in writing within five (5) working days after receipt. All work performed by Engineer at the Project is subject to the terms and limitations of this Agreement. 2. Payments to Engineer 2.1 LumpSum Portions of the proposal may be on a lump sum basis. All lump sum costs are due in full prior to the initiation of work. 2.2 Time and Materials All out-of-scope work performed under this Agreement shall be on a time and materials basis unless otherwise specifically agreed to in writing by both parties. 2.3 Late Payment Charge All invoices are due on receipt. If Client fails to make any payment due Engineer for services and expenses within thirty (30) days after receipt of Engineer's invoices, the amounts due Engineer shall, thereafter, include a late payment charge at the rate of 1 1'2% per month, or the highest rate permitted by law, from the thirtieth day. 3. Standard of Performance; Disclaimer of Warranties Engineer shall perform its Services consistent with that level of care and skill ordinarily exercised by other professional engineers under similar circumstances at the time the Services are performed. No warranty, express or implied, is included or intended by this Agreement. Client recognizes that neither Engineer nor any of Engineer's subconsultants owe any fiduciary responsibility to Client. 4. Engineer's Estimate of Construction Costs Client acknowledges that construction and development are subject to many influences that are not subject to precise forecasting and are outside of Engineer's control. Client further acknowledges that actual costs incurred may vary substantially from the estimates prepared by Engineer and that Engineer does not warrant or guarantee the accuracy of construction or development cost estimates. 5. Construction Phase Services If the scope of Engineer's work includes observation and testing during the course of construction, Engineer shall: 5.1 Make visits to the site at intervals appropriate to the various stages of construction as Client may request, in order to observe the geotechnical conditions encountered by Contractor(s) and the progress and quality of the geotechnical aspects of Contractor(s)' work. Based on information obtained during such visits and on such observations, Engineer shall inform Client of the progress of the geotechnical aspects of the work. Client understands that Engineer may not be on site continuously nor shall Engineer observe all of Contractor's Work ~ Gl\1(] GENERAL CONDITIONS FOR GEOTECHNICAL ENGINEERING SERVICES MARCH 2016 Page 1 of6 Initials: --- 5-22 5.2 Engineer shall perform such services as are stated in the Scope of Work. Such services shall be performed in accordance with current engineering standards. Client understands that services performed by Engineer on finished work, or work in progress, are taken intermittently and indicate, on a statistical basis, the general acceptability of the work. Testing or observation by Engineer of portions of the work of other parties on a project are not a guarantee of the quality of Contractor's work and shall not relieve such other parties from their responsibility for performing their work in accordance with applicable plans, specifications, and safety requirements. 5.3 Engineer shall not supervise, direct, or have control over Contractor(s)' work nor shall Engineer have authority over or responsibility for the means, methods, techniques, sequences, or procedures of construction selected by Contractor(s) for the Project, for safety precautions and programs incident to Contractor(s)' work or for any failure of Contractor(s) to comply with Laws and Regulations applicable to Contractor(s) furnishing and performing its work. 6. Client's Responsibilities In addition to payment for the Services performed under this Agreement, Client agrees to: 6.1 Assist and cooperate with Engineer in any manner necessary and within its ability to facilitate Engineer's performance under this Agreement. 6.2 Designate a representative who will have authority to receive all notices and information pertaining to this Agreement and who will enunciate Client's policies and decisions and assist as necessary in matters pertaining to the Project and this Agreement. Client's representative will be subject to change by written notice. 6.3 Provide access to and/or obtain permission for Engineer to enter upon all property, whether or not owned by Client, as required to perform and complete the Services. Client recognizes that the use of investigative equipment and practice may unavoidably alter conditions or affect the environment at the existing Project Site(s). Engineer will operate with reasonable care to minimize damage to the Project Site(s). The cost of repairing such damage will be borne by Client, and is not included in the Fee unless otherwise stated. 6.4 Correctly designate on plans to be furnished to Engineer, the location of all subsurface structures, such as pipes, tanks, cables, and utilities within the property lines of the Project Site(s) and shall be responsible for any damage inadvertently caused by Engineer to any such structure or utility not so designated. Client warrants the accuracy of any information supplied by it to Engineer, and acknowledges that Engineer is entitled to rely upon such information without verifying its accuracy. 6.5 Supply to Engineer all information and documents in its possession or knowledge which are relevant to the Services herein described. Prior to the commencement of any Services in connection with a specific property, Client shall notify Engineer of any known potential or possible health or safety hazards existing on or near the Project Site, with particular reference to Hazardous Materials or conditions. 7. Changed Conditions If, during the course of performance of this Agreement, conditions or circumstances are discovered which were not contemplated by Engineer at the commencement of this Agreement, Engineer shall notify client in writing of the newly discovered conditions or circumstances, and Client and Engineer shall renegotiate, in good faith, the tenns and conditions of this Agreement. If amended terms and conditions cannot be agreed upon within thirty (30) days after notice, Engineer may terminate this agreement and be compensated as set forth in Section 17, "Tennination". ~ Gl\fU GENERAL CONDITIONS FOR GEOTECHNICAL ENGINEERING SERVICES MARCH 2016 Pagel of6 Initials: 5-23 8. Hazardous Materials Client understands that Engineer's services under this Agreement are limited to geotechnical engineering and that Engineer shall have no responsibility to locate, identify, evaluate, treat, or otherwise consider or deal with hazardous materials. Client shall be solely responsible for notifying all appropriate federal, state, municipal, or other governmental agencies, including the potentially affected public, of the existence of any hazardous materials located on or in the project site, or located during the performance of this Agreement. The existence or discovery of hazardous materials shall constitute a Changed Condition under this Agreement. 9. Certifications Engineer shall not be required to execute any certification with regard to work performed, tested, or observed under this Agreement unless: 1) Engineer believes that sufficient work has been performed by Engineer to provide a sufficient basis to issue the certification, 2) Engineer believes that the work performed, tested, or observed meets the criteria of the certification, and 3). the exact form of such certification has been approved by Engineer, in writing, prior to execution of this Agreement. Any certification by Engineer is limited to an expression of professional opinion based upon the service performed by Engineer, and does not constitute a warranty or guarantee, either expressed or implied. 10. Allocation of Risk 10.1 Limitation of Liability The total cumulative liability of Engineer, its shareholders, directors, officers, employees, and agent, to Client arising from Services performed or to be performed by Engineer for this Project whether in contract, indemnity, contribution, tort, or otherwise and including attorney's fees due under this Agreement, shall not exceed 100% of gross compensation received by Engineer under this Agreement provided, however, that such liability shall be further limited in the following respects: Engineer shall not be liable to Client for any losses, damages, or claims arising from damage to subterranean structures or utilities which are not correctly shown on plans furnished by Client to Engineer during the performance of authorized Services or which are not called to Engineer's attention by Client. 10.2 Indemnification 1 0.2.1 Hazardous Materials Client agrees to indemnify and hold harmless the Engineer Entities from and against any and all claims, suits, liability, damages, injunctive or equitable relief, expenses, including attorneys' fees or other loss ("Loss"), which arises from, or which is related to, the existence, disposal, release, discharge, treatment, or transportation of hazardous materials, or the exposure of any person to hazardous materials, or the degradation of the environment due to the presence, discharge, disposal, release of, or exposure to, hazardous material. 1 0.2.2 Indemnification Provisions If any indemnification provisions are imposed upon the Engineer, such provisions shall not create, exceed, exert, or establish any greater rights, obligations, or responsibilities than those presently existing under the laws of negligence of the State of California, and the applicability of such provisions shall be limited to the insurance limits recoverable for such damages and losses. !] Gl\fU GENERAL CONDITIONS FOR GEOTECHNICAL ENGINEERING SERVICES MARCH 2016 Page 3 of6 Initials: 5-24 I 0.3 Third Party Indemnification Client agrees to indemnify and hold Engineer hannless for the Client's own negligence or for the negligence of anyone for whom the Client is legally liable. Additionally, and in light of the fact that Engineer's scope of services under this proposal does not include inspection, analysis, or investigation of any kind into the design or construction of existing conditions at the Project, the Client agrees to defend, indemnify, and hold Engineer harmless from and against any and all claims, damages, liabilities and costs, including all attorney's fees and costs of defense, arising out of or in any way related to existing conditions at the project. I 0.4 Continuing Agreement Client and Engineer agree that any and all protections, limitations of liability, and indemnification agreements noted herein shall extend to the officers, partners, and employees of Client and Engineer, respectively. 11. Engineer's Insurance Engineer shall obtain, if reasonably available: 1) statutory Workers' Compensation/Employer's Liability coverage; 2) Commercial General Liability; 3) Automobile Liability; and 4) Professional Liability insurance coverage in policy amounts not less than $1,000,000. Engineer agrees to issue certificates of insurance evidencing such policies upon written request. 12. Ownership and Maintenance of Documents Client-provided documents will remain the property of Client. Unless otherwise specified in the Scope of Work, all documents and information obtained or prepared by Engineer in connection with the performance of the Services, including but not limited to Engineer's reports, boring logs, maps, field data, field notes, drawings and specifications, laboratory test data, and other similar documents (collectively called "Documents") are the property of Engineer and Engineer shall, in its sole discretion, have the right to dispose of or retain the Documents. Reuse of Engineer's documents for any purpose other than for this Project requires express written authorization from Engineer. Client agrees to defend, indemnify, and hold Engineer harmless from any unauthorized use of Engineer's documents. 13. Relationship of the Parties Engineer shall perform Services under this Agreement as an independent contractor, and its employees shall at all times be under its sole discretion and control. Engineer shall select the means, manner, and method of completing Services without detail, control, or direction from Client. 14. Third Party Reliance Upon Reports All Documents are prepared solely for use by Client and shall not be provided to any other person or entity without Engineer's written consent, nor shall they be mentioned, communicated, disclosed, or referred to in any offering circular, securities offering, loan application, real estate sales documentation, or similar promotional material, without the express written authorization of Engineer. Client shall defend, indemnify, and hold harmless Engineer, its officers, shareholders, and employees from and against any action or proceeding brought by any person or entity claiming to rely upon information or opinions contained in reports or other documents provided to such person or entity, published, disclosed, or referred to without Engineer's written consent. ~ Gi\fU GENERAL CONDITIONS FOR GEOTECHNICAL ENGINEERING SERVICES MARCH 2016 Page 4 of6 Initials: 5-25 No other party other than Client may rely, and Client shall make no representations to any party that such party may rely, on Documents without Engineer's express written authorization. Nothing contained in this Agreement shall create a contractual relationship with or a cause of action in favor of a third party against either the Client or the Engineer. Engineer's services under this Agreement are being performed solely for the Client's benefit, and no other entity shall have any claim against the Engineer because of this Agreement or the performance or nonperformance of services hereunder. The Client agrees to include a provision in all contracts with contractors and other entities involved in this project to carry out the intent of this paragraph, and further agrees to defend, indemnify, and hold Engineer harmless for any claims, suits, liability, damages, injunctive or equitable relief, expenses, including attorney's fees or other loss ("Loss") asserted by any third party against Engineer. 15. Assignment and Subcontracts Neither party shall assign this Agreement, or any part thereof, without the written consent of the other party, except an assignment of proceeds for financing purposes. Engineer may subcontract for the services of others without obtaining Client's consent where Engineer deems it necessary or desirable to have others perform certain Services. 16. Suspension and Delays Client may, at any time, by ten (10) days written notice, suspend performance of all or any part of the Services by Engineer, Engineer may terminate this Agreement if Client suspends Engineer's work for more than sixty (60) days and be paid as set forth under Section 17 "Termination". 17. Termination 17.1 Termination for Convenience Engineer and Client may terminate this Agreement for convenience upon thirty (30) days written notice delivered or mailed to the other party. 17.2 Termination/or Cause In the event of material breach of this Agreement, the party not breaching the Agreement may terminate if upon ten (I 0) days written notice delivered or mailed to the other party, which termination notice shall state the basis for the termination. The Agreement shall not be terminated for cause if the breaching party cures the breach within the ten day period. 17.3 Payment on Termination In the event of termination, other than caused by a material breach of this Agreement by Engineer, Client shall pay Engineer for the Services performed through the termination notice date, and for any necessary Services and expenses incurred in connection with the termination of the project, including but not limited to, the costs of completing analysis, records, and reports necessary to document job status at the time of termination and costs associated with termination of subcontractor contracts. Such compensation shall be based upon the schedule of fees then currently used by Engineer. 17.4 Claims Waiver Client and Engineer hereby waive all claims against each other for consequential damages (including, but not limited to, loss of use or lost profits). 18. Disputes All disputes between Engineer and Client shall be subject to non-binding mediation. Either party may demand mediation by serving a written notice stating the essential nature of the dispute, the amount of time or money claimed, and requiring that the matter be mediated within forty-five ( 45) days of service of notice. The mediation shall be administered by the American Arbitration Association in accordance with ~ Gl\fU GENERAL CONDITIONS FOR GEOTECHNICAL ENGINEERING SERVICES MARCH 2016 Page 5 of6 Initials: ---- 5-26 their most recent construction Mediation Rules, or by such other person or organization as the parties may agree upon. No action or suit may be commenced unless the mediation did not occur within forty-five ( 45) days after service of notice, the mediation occurred but did not resolve the dispute, or a statute of limitation would elapse if suit was not filed prior to the forty-five ( 45) days after service of notice. 19. Attorney Fees I Venue I Arbitration Client and GMU agree that the laws of the State of California govern the construction and interpretation of this Agreement and any dispute between the parties, including without limitation, disputes arising out of or relating to this Agreement, the professional relationship between the parties, and the professional services rendered by GMU to Client shall be decided by Arbitration under the rules of the American Arbitration Association. Client further agrees that in the event of any dispute between GMU and Client, any action or proceeding shall be brought in Orange County, California and that California law shall apply. Client also agrees to submit to jurisdiction in California. In the event enforcement proceedings and/or legal action arises relating to this Agreement, the interpretation thereof, or the failure of any Party to perform the terms of Agreement, the prevailing party in such action shall be, in addition to damages, injunctive relief or any other relief, entitled to reasonable costs and expenses not limited to actual attorneys' fees and expert witness costs incurred in such an action. 20. Integration and Severability This Agreement reflects the entire agreement of the parties with respect to its terms and supersedes all prior agreements, whether written or oral. If any portion of this Agreement is found to be void or voidable, such portion shall be deemed stricken and the Agreement shall be reformed to as closely approximate the stricken portions as the law allows. • • • End of General Conditions ~ GMIJ GENERAL CONDITIONS FOR GEOTECHNICAL ENGINEERING SERVICES MARCH 2016 Page 6 of6 Initials: ---- 5-27 EXHIBIT C-1 INSURANCE REQUIREMENTS -PROFESSIONAL SERVICES 1. Provision of Insurance. Without limiting Consultant's indemnification of City, and prior to commencement of Work, Consultant shall obtain, provide and maintain at its own expense during the term of this Agreement, policies of insurance of the type and amounts described below and in a form satisfactory to City. Consultant agrees to provide insurance in accordance with requirements set forth here. If Consultant uses existing coverage to comply and that coverage does not meet these requirements, Consultant agrees to amend, supplement or endorse the existing coverage. 2. Acceptable Insurers. All insurance policies shall be issued by an insurance company currently authorized by the Insurance Commissioner to transact business of insurance in the State of California, with an assigned policyholders' Rating of A-(or higher) and Financial Size Category Class VII (or larger) in accordance with the latest edition of Best's Key Rating Guide, unless otherwise approved by the City's Risk Manager. 3. Coverage Requirements. A. Workers' Compensation Insurance. Consultant shall maintain Workers' Compensation Insurance, statutory limits, and Employer's Liability Insurance with limits of at least one million dollars ($1 ,000,000) each accident for bodily injury by accident and each employee for bodily injury by disease in accordance with the laws of the State of California, Section 3700 of the Labor Code. Consultant shall submit to City, along with the certificate of insurance, a Waiver of Subrogation endorsement in favor of City, its officers, agents, employees and volunteers. B. General Liability Insurance. Consultant shall maintain commercial general liability insurance, and if necessary umbrella liability insurance, with coverage at least as broad as provided by Insurance Services Office form CG 00 01, in an amount not less than one million dollars ($1 ,000,000) per occurrence, two million dollars ($2,000,000) general aggregate. The policy shall cover liability arising from premises, operations, personal and advertising injury, and liability assumed under an insured contract (including the tort liability of another assumed in a business contract). C. Automobile Liability Insurance. Consultant shall maintain automobile insurance at least as broad as Insurance Services Office form CA 00 01 covering bodily injury and property damage for all activities of Consultant arising out of or in connection with Work to be performed under this Agreement, including coverage for any owned, hired, non- owned or rented vehicles, in an amount not less than one million dollars ($1 ,000,000) combined single limit each accident. Glenn A. Rick Engineering Development Co. DBA Rick Engineering Company Page C-1 5-28 D. Professional Liability (Errors & Omissions) Insurance. Consultant shall maintain professional liability insurance that covers the Services to be performed in connection with this Agreement, in the minimum amount of one million dollars ($1 ,000,000) per claim and two million dollars ($2,000,000) in the aggregate. Any policy inception date, continuity date, or retroactive date must be before the Effective Date of this Agreement and Consultant agrees to maintain continuous coverage through a period no less than three years after completion of the Services required by this Agreement. 4. Other Insurance Requirements. The policies are to contain, or be endorsed to contain, the following provisions: A. Waiver of Subrogation. All insurance coverage maintained or procured pursuant to this Agreement shall be endorsed to waive subrogation against City, its elected or appointed officers, agents, officials, employees and volunteers or shall specifically allow Consultant or others providing insurance evidence in compliance with these requirements to waive their right of recovery prior to a loss. Consultant hereby waives its own right of recovery against City, and shall require similar written express waivers from each of its subconsultants. B. Additional Insured Status. All liability policies including general liability, excess liability, pollution liability, and automobile liability, if required, but not including professional liability, shall provide or be endorsed to provide that City and its officers, officials, employees, and agents shall be included as insureds under such policies. C. Primary and Non Contributory. All liability coverage shall apply on a primary basis and shall not require contribution from any insurance or self-insurance maintained by City. D. Notice of Cancellation. All policies shall provide City with thirty (30) calendar days notice of cancellation (except for nonpayment for which ten (1 0) calendar days notice is required) or non renewal of coverage for each required coverage. 5. Additional Agreements Between the Parties. The parties hereby agree to the following: A. Evidence of Insurance. Consultant shall provide certificates of insurance to City as evidence of the insurance coverage required herein, along with a waiver of subrogation endorsement for workers' compensation and other endorsements as specified herein for each coverage. Insurance certificates and endorsement must be approved by City's Risk Manager prior to commencement of performance. Current certification of insurance shall be kept on file with City at all times during the term of this Agreement. City reserves the right to Glenn A. Rick Engineering Development Co. DBA Rick Engineering Company Page C-2 5-29 require complete, certified copies of all required insurance policies, at any time. B. City's Right to Revise Requirements. City reserves the right at any time during the term of the Agreement to change the amounts and types of insurance required by giving Consultant sixty (60) calendar days advance written notice of such change. If such change results in substantial additional cost to Consultant, City and Consultant may renegotiate Consultant's compensation. C. Enforcement of Agreement Provisions. Consultant acknowledges and agrees that any actual or alleged failure on the part of City to inform Consultant of non-compliance with any requirement imposes no additional obligations on City nor does it waive any rights hereunder. D. Requirements not Limiting. Requirements of specific coverage features or limits contained in this Section are not intended as a limitation on coverage, limits or other requirements, or a waiver of any coverage normally provided by any insurance. Specific reference to a given coverage feature is for purposes of clarification only as it pertains to a given issue and is not intended by any party or insured to be all inclusive, or to the exclusion of other coverage, or a waiver of any type. If the Consultant maintains higher limits than the minimums shown above, the City requires and shall be entitled to coverage for higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. E. Self-insured Retentions. Any self-insured retentions must be declared to and approved by City. City reserves the right to require that self- insured retentions be eliminated, lowered, or replaced by a deductible. Self-insurance will not be considered to comply with these requirements unless approved by City. F. City Remedies for Non-Compliance. If Consultant or any subconsultant fails to provide and maintain insurance as required herein, then City shall have the right but not the obligation, to purchase such insurance, to terminate this Agreement, or to suspend Consultant's right to proceed until proper evidence of insurance is provided. Any amounts paid by City shall, at City's sole option, be deducted from amounts payable to Consultant or reimbursed by Consultant upon demand. G. Timely Notice of Claims. Consultant shall give City prompt and timely notice of claims made or suits instituted that arise out of or result from Consultant's performance under this Contract, and that involve or may involve coverage under any of the required liability policies. City assumes no obligation or liability by such notice, but has the right (but Glenn A. Rick Engineering Development Co. DBA Rick Engineering Company Page C-3 5-30 not the duty) to monitor the handling of any such claim or claims if they are likely to involve City. H. Consultant's Insurance. Consultant shall also procure and maintain, at its own cost and expense, any additional kinds of insurance, which in its own judgment may be necessary for its proper protection and prosecution of the Work. Glenn A. Rick Engineering Development Co. DBA Rick Engineering Company Page C-4