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HomeMy WebLinkAboutC-7427-1 - PSA for Hydrogeologic and Design Services for Tamura Deep Well Rehabilitation(v ? AMENDMENT NO. TWO TO PROFESSIONAL SERVICES AGREEMENT WITH RICHARD C. SLADE & ASSOCIATES, LLC FOR HYDROGEOLOGIC AND DESIGN SERVICES FOR TAMURA DEEP WELL REHABILITATION THIS AMENDMENT NO. TWO TO PROFESSIONAL SERVICES AGREEMENT ("Amendment No. Two") is made and entered into as of this 25th day of June, 2019 ("Effective Date"), by and between the CITY OF NEWPORT BEACH, a California municipal corporation and charter city ("City"), and RICHARD C. SLADE & ASSOCIATES, LLC, a California limited liability company ("Consultant"), whose address is 14051 Burbank Boulevard, Suite 300, Sherman Oaks, California 91401, and is made with reference to the following: RECITALS A. On August 15, 2018, City and Consultant entered into a Professional Services Agreement ("Agreement") for hydrogeologic services for the Tamura Deep Well rehabilitation project, including preparation of technical specifications, field observation, and bid support ("Project"). B. On November 20, 2018, City and Consultant entered into Amendment No. One to the Agreement ("Amendment No. One") to reflect additional Services not included in the Agreement and to increase the total compensation. C. The parties desire to enter into this Amendment No. Two ("Amendment No. Two") to extend the term of the Agreement to June 30, 2020. NOW, THEREFORE, it is mutually agreed by and between the undersigned parties as follows: 1. TERM Section 1 of the Agreement is amended in its entirety and replaced with the following: "The term of this Agreement shall commence on the Effective Date, and shall terminate on June 30, 2020, unless terminated earlier as set forth herein." 2. INTEGRATED CONTRACT Except as expressly modified herein, all other provisions, terms, and covenants set forth in the Agreement shall remain unchanged and shall be in full force and effect. [SIGNATURES ON NEXT PAGE] IN WITNESS WHEREOF, the parties have caused this Amendment No. Two to be executed on the dates written below. APPROVED AS TO FORM: CITY ATTORNEY'S OFFICE Date: (;;, / 1 �3 By: Aaron C. Harp City Attorney ATTEST: Date: By: Lei0 i I. Br n Ci ' Clerk CITY OF NEWPORT BEACH, a California municipal corporation Date: 7— 24:- 11 David A. Webb Public Works Director CONSULTANT: Richard C. Slade & Associates, LLC, a California corporation Date: By: Signed in Counterpart Richard C. Slade Manager Date: By: Signed in Counterpart Linda Slade Manager [END OF SIGNATURES] Richard C. Slade & Associates, LLC Page 2 IN WITNESS WHEREOF, the parties have caused this Amendment No. Two to be executed on the dates written below. APPROVED AS TO FORM: CITY ATTORNEY'S OFFICE Date: (� 111 �312_ o I Cl CITY OF NEWPORT BEACH, a California municipal corporation Date: By:fA�� By: � Aaron C. Harp uw GAS -9 David A. Webb City Attorney Public Works Director ATTEST: CONSULTANT: Richard C. Slade & Date: Associa C, Californ' corporation Date: By: By: _ P 0 IL Leilani I. Browni . a e City Clerk Manager Date: By Linda Slade Manager [END OF SIGNATURES] Richard C. Slade & Associates, LLC Page 2 ti I C� AMENDMENT NO. ONE TO PROFESSIONAL SERVICES AGREEMENT WITH RICHARD C. SLADE & ASSOCIATES, LLC FOR HYDROGEOLOGIC AND DESIGN SERVICES FOR TAMURA DEEP WELL REHABILITATION THIS AMENDMENT NO. ONE TO PROFESSIONAL SERVICES AGREEMENT ("Amendment No. One") is made and entered into as of this 20th day of November, 2018 ("Effective Date"), by and between the CITY OF NEWPORT BEACH, a California municipal corporation and charter city ("City"), and RICHARD C. SLADE & ASSOCIATES, LLC, a California limited liability company ("Consultant"), whose address is 14051 Burbank Boulevard, Suite 300, Sherman Oaks, California 91401, and is made with reference to the following: RECITALS A. On August 15, 2018, City and Consultant entered into a Professional Services Agreement ("Agreement") for hydrogeologic services for the Tamura Deep Well rehabilitation project, including preparation of technical specifications, field observation, and bid support ("Project"). B. The parties desire to enter into this Amendment No. One to reflect additional Services not included in the Agreement and to increase the total compensation. NOW, THEREFORE, it is mutually agreed by and between the undersigned parties as follows: 1. SERVICES TO BE PERFORMED Exhibit A to the Agreement shall be supplemented to include the Scope of Services, attached hereto as Exhibit A and incorporated herein by reference ("Services" or "Work"). Exhibit A to the Agreement and Exhibit A to this Amendment No. shall collectively be known as "Exhibit A." The City may elect to delete certain Services within the Scope of Services at its sole discretion. 2. COMPENSATION TO CONSULTANT Exhibit B to the Agreement shall be supplemented to include the Schedule of Billing Rates, attached hereto as Exhibit B and incorporated herein by reference ("Services" or "Work"). Exhibit B to the Agreement and Exhibit B to this Amendment No. One shall collectively be known as "Exhibit B." Section 4.1 of the Agreement is amended in its entirety and replaced with the following: "City shall pay Consultant for the Services on a time and expense not -to - exceed basis in accordance with the provisions of this Section and the Schedule of Billing Rates attached hereto as Exhibit B and incorporated herein by reference. Consultant's compensation for all Work performed in accordance with this Agreement, including all reimbursable items and subconsultant fees, shall not exceed Fifty Six Thousand Four Hundred Ninety Six Dollars and 00/100 ($56,496.00), without prior written authorization from City. No billing rate changes shall be made during the term of this Agreement without the prior written approval of City." The total amended compensation reflects Consultant's additional compensation for additional Services to be performed in accordance with this Amendment No. One, including all reimbursable items and subconsultant fees, in an amount not to exceed Four Thousand Six Hundred Thirty Dollars and 00/100 ($4,630.00). 3. INTEGRATED CONTRACT Except as expressly modified herein, all other provisions, terms, and covenants set forth in the Agreement shall remain unchanged and shall be in full force and effect. [SIGNATURES ON NEXT PAGE] Richard C. Slade & Associates, LLC Page 2 IN WITNESS WHEREOF, the parties have caused this Amendment No. One to be executed on the dates written below. APPROVED AS TO FORM: CITY ATTORN Y'S OFFICE Date: ZO By: o FV: Aaron C. Harp wuu U."W- a City Attorney ATTEST: Date: o - By: L ni I. rown City Cle Attachments CITY OF NEWPORT BEACH, a California muni ci al corporation Date: By David A. vVebb Public Works Director CONSULTANT: Richard C. Slade & Associates, LLC, a California corporation Date: Signed in Counterpart By: Richard C. Slade Manager Date: Signed in Counterpart By: Linda Slade Manager [END OF SIGNATURES] Exhibit A — Scope of Services Exhibit B — Schedule of Billing Rates Richard C. Slade & Associates, LLC Page 3 IN WITNESS WHEREOF, the parties have caused this Amendment No. One to be executed on the dates written below. APPROVED AS TO FORM: CITY ATTOR EY'S OFFICE Date: By. W Aaron C. Harp City Attorney CITY OF NEWPORT BEACH, a California municipal corporation By: David A. Webb Public Works Director ATTEST: CONSULTANT: Richard C. Slade & Date: Associates, 1,LC, a California corporation Date: 127 By: By: Leilani I. Brown ade City Clerkanager Date: Linda Slade Manager [END OF SIGNATURES] Attachments: Exhibit A — Scope of Services Exhibit B — Schedule of Billing Rates Richard C. Slade & Associates, LLC Page 3 EXHIBIT A SCOPE OF SERVICES HYDROGEOLOGIC SERVICES TAMURA DEEP WELL Video Survey Task: Based on a joint meeting between the City and Consultant in September 2018, it was recommended that pre -rehabilitation well characterization work be performed on the well. This work shall consist of conducting a video survey of the well and a dynamic flow meter (spinner) survey of the well. Subconsultant Pacific Surveys shall perform these video surveys and one of Consultant's field groundwater geologists shall also be present to observe. Richard C. Slade & Associates, LLC Page A-1 EXHIBIT B SCHEDULE OF BILLING RATES HYDROGEOLOGIC SERVICES TAMURA DEEP WELL Video Survey Services Field Groundwater Geologist Additional Compensation Total Total Not to Exceed Total: $ 3,960.00 $ 670.00 $ 4,630.00 $56,496.00 Richard C. Slade & Associates, LLC Page B-1 T PROFESSIONAL SERVICES AGREEMENT r WITH RICHARD C. SLADE & ASSOCIATES, LLC FOR V HYDROGEOLOGIC AND DESIGN SERVICES FOR TAMURA DEEP WELL REHABILITATION THIS PROFESSIONAL SERVICES AGREEMENT ("Agreement') is made and entered into as of this 15th day of August, 2018 ("Effective Date"), by and between the CITY OF NEWPORT BEACH, a California municipal corporation and charter city ("City"), and RICHARD C. SLADE & ASSOCIATES, LLC, a California limited liability company ("Consultant'), whose address is 14051 Burbank Boulevard, Suite 300, Sherman Oaks, California 91401, and is made with reference to the following: RECITALS A. City is a municipal corporation duly organized and validly existing under the laws of the State of California with the power to carry on its business as it is now being conducted under the statutes of the State of California and the Charter of City. B. City desires to engage Consultant to provide hydrogeologic services for the Tamura Deep Well rehabilitation project, including preparation of technical specifications, field observation, and bid support ("Project'). C. Consultant possesses the skill, experience, ability, background, certification and knowledge to provide the professional services described in this Agreement. D. City has solicited and received a proposal from Consultant, has reviewed the previous experience and evaluated the expertise of Consultant, and desires to retain Consultant to render professional services under the terms and conditions set forth in this Agreement. NOW, THEREFORE, it is mutually agreed by and between the undersigned parties as follows: 1. TERM The term of this Agreement shall commence on the Effective Date, and shall terminate on June 30, 2019, unless terminated earlier as set forth herein. 2. SERVICES TO BE PERFORMED Consultant shall diligently perform all the services described in the Scope of Services attached hereto as Exhibit A and incorporated herein by reference ("Services" or "Work'). City may elect to delete certain Services within the Scope of Services at its sole discretion. 3. TIME OF PERFORMANCE 3.1 Time is of the essence in the performance of Services under this Agreement and Consultant shall perform the Services in accordance with the schedule included in Exhibit A. In the absence of a specific schedule, the Services shall be performed to completion in a diligent and timely manner. The failure by Consultant to strictly adhere to the schedule set forth in Exhibit A, if any, or perform the Services in a diligent and timely manner may result in termination of this Agreement by City. 3.2 Notwithstanding the foregoing, Consultant shall not be responsible for delays due to causes beyond Consultant's reasonable control. However, in the case of any such delay in the Services to be provided for the Project, each party hereby agrees to provide notice within two (2) calendar days of the occurrence causing the delay to the other party so that all delays can be addressed. 3.3 Consultant shall submit all requests for extensions of time for performance in writing to the Project Administrator as defined herein not later than ten (10) calendar days after the start of the condition that purportedly causes a delay. The Project Administrator shall review all such requests and may grant reasonable time extensions for unforeseeable delays that are beyond Consultant's control. 3.4 For all time periods not specifically set forth herein, Consultant shall respond in the most expedient and appropriate manner under the circumstances, by hand -delivery or mail. 4. COMPENSATION TO CONSULTANT 4.1 City shall pay Consultant for the Services on a time and expense not -to - exceed basis in accordance with the provisions of this Section and the Schedule of Billing Rates attached hereto as Exhibit B and incorporated herein by reference. Consultant's compensation for all Work performed in accordance with this Agreement, including all reimbursable items and subconsultant fees, shall not exceed Fifty One Thousand Eight Hundred Sixty Six Dollars and 00/100 ($51,866.00), without prior written authorization from City. No billing rate changes shall be made during the term of this Agreement without the prior written approval of City. 4.2 Consultant shall submit monthly invoices to City describing the Work performed the preceding month. Consultant's bills shall include the name of the person who performed the Work, a brief description of the Services performed and/or the specific task in the Scope of Services to which it relates, the date the Services were performed, the number of hours spent on all Work billed on an hourly basis, and a description of any reimbursable expenditures. City shall pay Consultant no later than thirty (30) calendar days after approval of the monthly invoice by City staff. 4.3 City shall reimburse Consultant only for those costs or expenses specifically identified in Exhibit B to this Agreement or specifically approved in writing in advance by City. Richard C. Slade & Associates, LLC Page 2 4.4 Consultant shall not receive any compensation for Extra Work performed without the prior written authorization of City. As used herein, "Extra Work" means any Work that is determined by City to be necessary for the proper completion of the Project, but which is not included within the Scope of Services and which the parties did not reasonably anticipate would be necessary at the execution of this Agreement. Compensation for any authorized Extra Work shall be paid in accordance with the Schedule of Billing Rates as set forth in Exhibit B. 5. PROJECT MANAGER 5.1 Consultant shall designate a Project Manager, who shall coordinate all phases of the Project. This Project Manager shall be available to City at all reasonable times during the Agreement term. Consultant has designated Richard C. Slade to be its Project Manager. Consultant shall not remove or reassign the Project Manager or any personnel listed in Exhibit A or assign any new or replacement personnel to the Project without the prior written consent of City. City's approval shall not be unreasonably withheld with respect to the removal or assignment of non -key personnel. 5.2 Consultant, at the sole discretion of City, shall remove from the Project any of its personnel assigned to the performance of Services upon written request of City. Consultant warrants that it will continuously furnish the necessary personnel to complete the Project on a timely basis as contemplated by this Agreement. 5.3 If Consultant is performing inspection services for City, the Project Manager and any other assigned staff shall be equipped with a cellular phone to communicate with City staff. The Project Manager's cellular phone number shall be provided to City. 6. ADMINISTRATION This Agreement will be administered by the Public Works Department. City's Public Works Director or designee shall be the Project Administrator and shall have the authority to act for City under this Agreement. The Project Administrator shall represent City in all matters pertaining to the Services to be rendered pursuant to this Agreement. 7. CITY'S RESPONSIBILITIES To assist Consultant in the execution of its responsibilities under this Agreement, City agrees to provide access to and upon request of Consultant, one copy of all existing relevant information on file at City. City will provide all such materials in a timely manner so as not to cause delays in Consultant's Work schedule. 8. STANDARD OF CARE 8.1 All of the Services shall be performed by Consultant or under Consultant's supervision. Consultant represents that it possesses the professional and technical personnel required to perform the Services required by this Agreement, and that it will perform all Services in a manner commensurate with community professional standards and with the ordinary degree of skill and care that would be used by other reasonably Richard C. Slade & Associates, LLC Page 3 competent practitioners of the same discipline under similar circumstances. All Services shall be performed by qualified and experienced personnel who are not employed by City. By delivery of completed Work, Consultant certifies that the Work conforms to the requirements of this Agreement, all applicable federal, state and local laws, and legally recognized professional standards. 8.2 Consultant represents and warrants to City that it has, shall obtain, and shall keep in full force and effect during the term hereof, at its sole cost and expense, all licenses, permits, qualifications, insurance and approvals of whatsoever nature that is legally required of Consultant to practice its profession. Consultant shall maintain a City of Newport Beach business license during the term of this Agreement. 8.3 Consultant shall not be responsible for delay, nor shall Consultant be responsible for damages or be in default or deemed to be in default by reason of strikes, lockouts, accidents, acts of God, or the failure of City to furnish timely information or to approve or disapprove Consultant's Work promptly, or delay or faulty performance by City, contractors, or governmental agencies. 9. HOLD HARMLESS 9.1 To the fullest extent permitted by law, Consultant shall indemnify, defend and hold harmless City, its City Council, boards and commissions, officers, agents, volunteers and employees (collectively, the "Indemnified Parties), from and against any and all claims (including, without limitation, claims for bodily injury, death or damage to property), demands, obligations, damages, actions, causes of action, suits, losses, judgments, fines, penalties, liabilities, costs and expenses (including, without limitation, attorneys' fees, disbursements and court costs) of every kind and nature whatsoever (individually, a Claim; collectively, "Claims'), and which relate (directly or indirectly) to the negligence, recklessness, or willful misconduct of the Consultant or its principals, officers, agents, employees, vendors, suppliers, subconsultants, subcontractors, anyone employed directly or indirectly by any of them or for whose acts they may be liable, or any or all of them. 9.2 Notwithstanding the foregoing, nothing herein shall be construed to require Consultant to indemnify the Indemnified Parties from any Claim arising from the sole negligence, active negligence or willful misconduct of the Indemnified Parties. Nothing in this indemnity shall be construed as authorizing any award of attorneys' fees in any action on or to enforce the terms of this Agreement. This indemnity shall apply to all claims and liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by the Consultant. 10. INDEPENDENT CONTRACTOR It is understood that City retains Consultant on an independent contractor basis and Consultant is not an agent or employee of City. The manner and means of conducting the Work are under the control of Consultant, except to the extent they are Richard C. Slade & Associates, LLC Page 4 limited by statute, rule or regulation and the expressed terms of this Agreement. No civil service status or other right of employment shall accrue to Consultant or its employees. Nothing in this Agreement shall be deemed to constitute approval for Consultant or any of Consultant's employees or agents, to be the agents or employees of City. Consultant shall have the responsibility for and control over the means of performing the Work, provided that Consultant is in compliance with the terms of this Agreement. Anything in this Agreement that may appear to give City the right to direct Consultant as to the details of the performance of the Work or to exercise a measure of control over Consultant shall mean only that Consultant shall follow the desires of City with respect to the results of the Services. 11. COOPERATION Consultant agrees to work closely and cooperate fully with City's designated Project Administrator and any other agencies that may have jurisdiction or interest in the Work to be performed. City agrees to cooperate with the Consultant on the Project. 12. CITY POLICY Consultant shall discuss and review all matters relating to policy and Project direction with City's Project Administrator in advance of all critical decision points in order to ensure the Project proceeds in a manner consistent with City goals and policies. 13. PROGRESS Consultant is responsible for keeping the Project Administrator informed on a regular basis regarding the status and progress of the Project, activities performed and planned, and any meetings that have been scheduled or are desired. 14. INSURANCE Without limiting Consultant's indemnification of City, and prior to commencement of Work, Consultant shall obtain, provide and maintain at its own expense during the term of this Agreement or for other periods as specified in this Agreement, policies of insurance of the type, amounts, terms and conditions described in the Insurance Requirements attached hereto as Exhibit C, and incorporated herein by reference. 15. PROHIBITION AGAINST ASSIGNMENTS AND TRANSFERS Except as specifically authorized under this Agreement, the Services to be provided under this Agreement shall not be assigned, transferred contracted or subcontracted out without the prior written approval of City. Any of the following shall be construed as an assignment: The sale, assignment, transfer or other disposition of any of the issued and outstanding capital stock of Consultant, or of the interest of any general partner or joint venturer or syndicate member or cotenant if Consultant is a partnership or joint -venture or syndicate or co -tenancy, which shall result in changing the control of Consultant. Control means fifty percent (50%) or more of the voting power or twenty-five percent (25%) or more of the assets of the corporation, partnership or joint -venture. Richard C. Slade & Associates, LLC Page 5 16. SUBCONTRACTING The subcontractors authorized by City, if any, to perform Work on this Project are identified in Exhibit A. Consultant shall be fully responsible to City for all acts and omissions of any subcontractor. Nothing in this Agreement shall create any contractual relationship between City and any subcontractor nor shall it create any obligation on the part of City to pay or to see to the payment of any monies due to any such subcontractor other than as otherwise required by law. City is an intended beneficiary of any Work performed by the subcontractor for purposes of establishing a duty of care between the subcontractor and City. Except as specifically authorized herein, the Services to be provided under this Agreement shall not be otherwise assigned, transferred, contracted or subcontracted out without the prior written approval of City. 17. OWNERSHIP OF DOCUMENTS 17.1 Each and every report, draft, map, record, plan, document and other writing produced, including but not limited to, websites, blogs, social media accounts and applications (hereinafter "Documents"), prepared or caused to be prepared by Consultant, its officers, employees, agents and subcontractors, in the course of implementing this Agreement, shall become the exclusive property of City, and City shall have the sole right to use such materials in its discretion without further compensation to Consultant or any other party. Additionally, all material posted in cyberspace by Consultant, its officers, employees, agents and subcontractors, in the course of implementing this Agreement, shall become the exclusive property of City, and City shall have the sole right to use such materials in its discretion without further compensation to Consultant or any other party. Consultant shall, at Consultant's expense, provide such Documents, including all logins and password information to City upon prior written request. 17.2 Documents, including drawings and specifications, prepared by Consultant pursuant to this Agreement are not intended or represented to be suitable for reuse by City or others on any other project. Any use of completed Documents for other projects and any use of incomplete Documents without specific written authorization from Consultant will be at City's sole risk and without liability to Consultant. Further, any and all liability arising out of changes made to Consultant's deliverables under this Agreement by City or persons other than Consultant is waived against Consultant, and City assumes full responsibility for such changes unless City has given Consultant prior notice and has received from Consultant written consent for such changes. 17.3 CADD data delivered to City shall include the professional stamp of the engineer or architect in charge of or responsible for the Work. City agrees that Consultant shall not be liable for claims, liabilities or losses arising out of, or connected with (a) the modification or misuse by City, or anyone authorized by City, of CADD data; (b) the decline of accuracy or readability of CADD data due to inappropriate storage conditions or duration; or (c) any use by City, or anyone authorized by City, of CADD data for additions to this Project, for the completion of this Project by others, or for any other Project, excepting only such use as is authorized, in writing, by Consultant. By acceptance of CADD data, City agrees to indemnify Consultant for damages and liability Richard C. Slade & Associates, LLC Page 6 resulting from the modification or misuse of such CADD data. All original drawings shall be submitted to City in the version of AutoCAD used by the City in .dwg file format, on a CD, and should comply with the City's digital submission requirements for improvement plans available from the City's Public Works Department. The City will provide Consultant with City title sheets as AutoCAD file(s) in .dwg file format. All written documents shall be transmitted to City in formats compatible with Microsoft Office and/or viewable with Adobe Acrobat. 17.4 All improvement and/or construction plans shall be prepared with indelible waterproof ink or electrostatically plotted on standard twenty-four inch (24") by thirty-six inch (36") Mylar with a minimum thickness of three (3) mils. Consultant shall provide to City 'As -Built' drawings and a copy of digital Computer Aided Design and Drafting ("CADD") and Tagged Image File Format (.tiff) files of all final sheets within ninety (90) days after finalization of the Project. For more detailed requirements, a copy of the City of Newport Beach Standard Design Requirements is available from the City's Public Works Department. 18. OPINION OF COST Any opinion of the construction cost prepared by Consultant represents the Consultant's judgment as a design professional and is supplied for the general guidance of City. Since Consultant has no control over the cost of labor and material, or over competitive bidding or market conditions, Consultant does not guarantee the accuracy of such opinions as compared to Consultant or contractor bids or actual cost to City. 19. CONFIDENTIALITY All Documents, including drafts, preliminary drawings or plans, notes and communications that result from the Services in this Agreement, shall be kept confidential unless City expressly authorizes in writing the release of information. 20. INTELLECTUAL PROPERTY INDEMNITY Consultant shall defend and indemnify City, its agents, officers, representatives and employees against any and all liability, including costs, for infringement or alleged infringement of any United States' letters patent, trademark, or copyright, including costs, contained in Consultant's Documents provided under this Agreement. 21. RECORDS Consultant shall keep records and invoices in connection with the Services to be performed under this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any Services, expenditures and disbursements charged to City, for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of City to examine, audit and make transcripts or copies of such records and invoices during regular business hours. Consultant shall allow Richard C. Slade & Associates, LLC Page 7 inspection of all Work, data, Documents, proceedings and activities related to the Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 22. WITHHOLDINGS City may withhold payment to Consultant of any disputed sums until satisfaction of the dispute with respect to such payment. Such withholding shall not be deemed to constitute a failure to pay according to the terms of this Agreement. Consultant shall not discontinue Work as a result of such withholding. Consultant shall have an immediate right to appeal to the City Manager or designee with respect to such disputed sums. Consultant shall be entitled to receive interest on any withheld sums at the rate of return that City earned on its investments during the time period, from the date of withholding of any amounts found to have been improperly withheld. 23. ERRORS AND OMISSIONS In the event of errors or omissions that are due to the negligence or professional inexperience of Consultant which result in expense to City greater than what would have resulted if there were not errors or omissions in the Work accomplished by Consultant, the additional design, construction and/or restoration expense shall be borne by Consultant. Nothing in this Section is intended to limit City's rights under the law or any other sections of this Agreement. 24. CITY'S RIGHT TO EMPLOY OTHER CONSULTANTS City reserves the right to employ other Consultants in connection with the Project. 25. CONFLICTS OF INTEREST 25.1 Consultant or its employees may be subject to the provisions of the California Political Reform Act of 1974 (the "Act") and/or Government Code §§ 1090 et seq., which (1) require such persons to disclose any financial interest that may foreseeably be materially affected by the Work performed under this Agreement, and (2) prohibit such persons from making, or participating in making, decisions that will foreseeably financially affect such interest. 25.2 If subject to the Act and/or Government Code §§ 1090 et sea., Consultant shall conform to all requirements therein. Failure to do so constitutes a material breach and is grounds for immediate termination of this Agreement by City. Consultant shall indemnify and hold harmless City for any and all claims for damages resulting from Consultant's violation of this Section. 26. NOTICES 26.1 All notices, demands, requests or approvals, including any change in mailing address, to be given under the terms of this Agreement shall be given in writing, and conclusively shall be deemed served when delivered personally, or on the third Richard C. Slade & Associates, LLC Page 8 business day after the deposit thereof in the United States mail, postage prepaid, first- class mail, addressed as hereinafter provided. 26.2 All notices, demands, requests or approvals from Consultant to City shall be addressed to City at: Attn: Public Works Director Public Works Department City of Newport Beach 100 Civic Center Drive PO Box 1768 Newport Beach, CA 92658 26.3 All notices, demands, requests or approvals from City to Consultant shall be addressed to Consultant at: Attn: Richard C. Slade Richard C. Slade & Associates, LLC 14051 Burbank Boulevard, Suite 300 Sherman Oaks, CA 91401 27. CLAIMS Unless a shorter time is specified elsewhere in this Agreement, before making its final request for payment under this Agreement, Consultant shall submit to City, in writing, all claims for compensation under or arising out of this Agreement. Consultant's acceptance of the final payment shall constitute a waiver of all claims for compensation under or arising out of this Agreement except those previously made in writing and identified by Consultant in writing as unsettled at the time of its final request for payment. Consultant and City expressly agree that in addition to any claims filing requirements set forth in the Agreement, Consultant shall be required to file any claim Consultant may have against City in strict conformance with the Government Claims Act (Government Code sections 900 et seq.). 28. TERMINATION 28.1 In the event that either party fails or refuses to perform any of the provisions of this Agreement at the time and in the manner required, that party shall be deemed in default in the performance of this Agreement. If such default is not cured within a period of two (2) calendar days, or if more than two (2) calendar days are reasonably required to cure the default and the defaulting party fails to give adequate assurance of due performance within two (2) calendar days after receipt of written notice of default, specifying the nature of such default and the steps necessary to cure such default, and thereafter diligently take steps to cure the default, the non -defaulting party may terminate the Agreement forthwith by giving to the defaulting party written notice thereof. 28.2 Notwithstanding the above provisions, City shall have the right, at its sole and absolute discretion and without cause, of terminating this Agreement at any time by Richard C. Slade & Associates, LLC Page 9 giving no less than seven (7) calendar days' prior written notice to Consultant. In the event of termination under this Section, City shall pay Consultant for Services satisfactorily performed and costs incurred up to the effective date of termination for which Consultant has not been previously paid. On the effective date of termination, Consultant shall deliver to City all reports, Documents and other information developed or accumulated in the performance of this Agreement, whether in draft or final form. 29. STANDARD PROVISIONS 29.1 Recitals. City and Consultant acknowledge that the above Recitals are true and correct and are hereby incorporated by reference into this Agreement. 29.2 Compliance with all Laws. Consultant shall, at its own cost and expense, comply with all statutes, ordinances, regulations and requirements of all governmental entities, including federal, state, county or municipal, whether now in force or hereinafter enacted. In addition, all Work prepared by Consultant shall conform to applicable City, county, state and federal laws, rules, regulations and permit requirements and be subject to approval of the Project Administrator and City. 29.3 Waiver. A waiver by either party of any breach, of any term, covenant or condition contained herein shall not be deemed to be a waiver of any subsequent breach of the same or any other term, covenant or condition contained herein, whether of the same or a different character. 29.4 Integrated Contract. This Agreement represents the full and complete understanding of every kind or nature whatsoever between the parties hereto, and all preliminary negotiations and agreements of whatsoever kind or nature are merged herein. No verbal agreement or implied covenant shall be held to vary the provisions herein. 29.5 Conflicts or Inconsistencies. In the event there are any conflicts or inconsistencies between this Agreement and the Scope of Services or any other attachments attached hereto, the terms of this Agreement shall govern. 29.6 Interpretation. The terms of this Agreement shall be construed in accordance with the meaning of the language used and shall not be construed for or against either party by reason of the authorship of the Agreement or any other rule of construction which might otherwise apply. 29.7 Amendments. This Agreement may be modified or amended only by a written document executed by both Consultant and City and approved as to form by the City Attorney. 29.8 Severability. If any term or portion of this Agreement is held to be invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions of this Agreement shall continue in full force and effect. 29.9 Controlling Law and Venue. The laws of the State of California shall govern this Agreement and all matters relating to it and any action brought relating to this Richard C. Slade & Associates, LLC Page 10 Agreement shall be adjudicated in a court of competent jurisdiction in the County of Orange, State of California. 29.10 Equal Opportunity Employment. Consultant represents that it is an equal opportunity employer and it shall not discriminate against any subcontractor, employee or applicant for employment because race, religious creed, color, national origin, ancestry, physical handicap, medical condition, marital status, sex, sexual orientation, age or any other impermissible basis under law. 29.11 No Attorneys' Fees. In the event of any dispute or legal action arising under this Agreement, the prevailing party shall not be entitled to attorneys' fees. 29.12 Counterparts. This Agreement may be executed in two (2) or more counterparts, each of which shall be deemed an original and all of which together shall constitute one (1) and the same instrument. [SIGNATURES ON NEXT PAGE] Richard C. Slade & Associates, LLC Page 11 IN WITNESS WHEREOF, the parties have caused this Agreement to be executed on the dates written below. APPROVED AS TO FORM: CITY ATTORNEY'S OFFICE ABY:_(�� Aaron City A' Date: EST: q, IZ'' G r�.L'AI ,:a ma Leilani I. Brown City Clerk CITY OF NEWPORT BEACH, a California municipal corporation Dater: �►2 f BY / j David A. Webb Public Works Department CONSULTANT: Richard C. Slade & Associates, LLC, a California limited liability company Signed in Counterpart By: Richard C. Slade Manager Date: By: Signed in Counterpart Linda Slade Manager [END OF SIGNATURES] Attachments: Exhibit A — Scope of Services Exhibit B — Schedule of Billing Rates Exhibit C — Insurance Requirements Richard C. Slade & Associates, LLC Page 12 IN WITNESS WHEREOF, the parties have caused this Agreement to be executed on the dates written below. APPROVED AS TO FORM: CITY ATTORNEY'S OFFICE Date: /V/fjyg7 /�L �� /By: _ W '— Aaron arp City Atto ey ATTEST: Date: In Leilani I. Brown City Clerk CITY OF NEWPORT BEACH, a California municipal corporation By: David A. Webb Public Works Department CONSULTANT: Richard C. Slade & Associates, LLC, a California limited iwanayCi Date: 9 Bye' '� Linda S ade Manager [END OF SIGNATURES] Attachments: Exhibit A — Scope of Services Exhibit B — Schedule of Billing Rates Exhibit C — Insurance Requirements Richard C. Slade & Associates, LLC Page 12 EXHIBIT A SCOPE OF SERVICES Richard C. Slade & Associates, LLC Page A-1 Proposal for Hydrogeologic Services Rehabilitation of the Hisamatsu Tamura School Deep Well City of Newport Beach, California Confidential and Proprietary SCOPE OF HYDROGEOLOGIC SERVICES Task 1 - Review Available Well Data and Update Memorandum for Rehabilitation This task will consist of obtaining and reviewing any new data generated by the City for the subject well since 2014, and then preparing an update of our original September 2014 Memorandum for rehabilitation of this well. This Updated Memorandum will also provide our conclusions and recommendations with regard to the various rehabilitation options for the well. Task 2 - Prepare Technical Specifications RCS shall prepare site-specific Technical Specifications and line item bid sheets for rehabilitation operations for the subject well, based on our findings and conclusions presented in our updated Memorandum. There may be several potential options for rehabilitation of the well and these options will be described in the Technical Specifications. Our Technical Specifications will include the following well rehabilitation elements: 1. Equipment to be utilized and size of work area needed. 2. The type of site preparation work needed at the site before the contractor mobilizes his equipment. 3. Removal of the existing pump and pump column in the well. 4. Video surveys to be performed prior to, during, and following rehabilitation of the well. 5. The type of mechanical well rehabilitation methods will be evaluated and included in the Technical Specifications, as needed. These methods could include the following: o Wire brushing & bailing. o CITM survey. o Dual -swab airlifting and surging. o "Air -Jetting", consisting of either the Airburst® or Bore Blast® methods. 6. The types of various chemicals and emplacement methods that might be needed during chemical rehabilitation. 7. Discharge location and treatment options/consideration for the discharge of all fluids generated from the well during the rehabilitation tasks (especially if chemicals are used). 8. Parameters for pumping re -development and final well testing. 9. Discharge requirements and NPDES permit compliance (currently, it is envisioned that the Statewide deminimis permit promulgated in 2014) will be used for the project. 10. Replacement of the permanent pump and pump column. It is understood that the motor repair and re -installation will be performed under a separate contract by the pump repair contractor. -5- Proposal for Hydrogeologic Services Rehabilitation of the Hisamatsu Tamura School Deep Well City of Newport Beach, California Confidential and Proprietary The Technical Specifications will be prepared to account for conditions observed on the initial new video survey. This will help minimize the need for change orders that could result in changing the Contractor's scope of work based on well conditions not originally anticipated. A line item estimate for the probable cost of the rehabilitation work will also be prepared. This will be provided to permit comparison of bids received by the City. Task 3 - Pre -Bid Meeting and Bid Support The purpose of the pre-bid meeting is to help potential bidders better understand site logistics such as access, available water supply, location of utilities, and fluids disposal options at the site of the Tamura School Deep Well. Key considerations will be focused on discharge of fluids from the rehabilitation operations and subsequent testing of the well. RCS will prepare for and attend the pre-bid meeting for this well and provide pre-bid clarifications and/or addenda, if necessary, for well rehabilitation. We will also help review the bids received by the City as a part of our bid support effort. Task 4 - Field Observation of Well Rehabilitation Once a contract has been awarded by the City to the successful well rehabilitation contractor, RCS geologists will be available to provide field observation of Contractor activities at the Tamura School Deep well site. This field observation/monitoring will help provide the City with a record of Contractor activities at the site and help determine that the Contractor is performing the work in general compliance with the Technical Specifications. Tasks that are scheduled to be performed, in accordance with the newly -prepared Technical Specifications, will consist of the following: o Pre -construction meeting with the Contractor. o Removal of the pump bowls and pump column from the well. o Observing the initial video survey and the CITM survey. o Wire brushing of the well casing and removal of sediment fill. o "Air -Jetting" of the well. o Chemical treatment (if deemed necessary). o Interim video surveys to check the effectiveness of cleaning of the well casing. o Installation of a temporary test pump. o Pumping redevelopment. o Pumping tests following pumping redevelopment. o Final video survey of the newly -rehabilitated well. Following removal of the permanent pump, the selected well rehabilitation contractor will likely need to perform some degree of pump rehabilitation/re-building. Our personnel will not be available to either oversee these operations or observe the re -installation of the pump because as geologists, we are not qualified to perform such engineering and/or contractor services. Rather, the City will need to use its own engineering and/or inspection personnel to discuss any -6- Proposal for Hydrogeologic Services Rehabilitation of the Hisamatsu Tamura School Deep Well City of Newport Beach, California Confidential and Proprietary pump issues with the well rehabilitation contractor and to verify that the re -installation of the permanent pump in the well meets City requirements. Task 5 — Report Preparation Write and prepare a report to help document the field activities performed during the rehabilitation of the Tamura School Deep Well. The report would include the results of the new pumping tests performed on this well. . -7- EXHIBIT B SCHEDULE OF BILLING RATES Richard C. Slade & Associates, LLC Page B-1 RICHARD C. SLADE & ASSOCIATES LLC CONSULTING GROUNDWATER GEOLOGISTS EXHIBIT B FEE SCHEDULE FOR HYDROGEOLOGIC SERVICES TAMURA SCHOOL DEEP WELL CITY OF NEWPORT BEACH, ORANGE COUNTY CALIFORNIA Description RCS Costs RCS Subtotal Professional Services $50,016 2.5% Communications Fee $1,250 Direct Costs $600 RCS Total Professional Services $51,866 Our services will be billed on a time -and -materials in accordance with the enclosed Schedule of Charges and our costs listed above can be considered as not -to -exceed (NTE) in conformance with the above Scope of Hydrogeologic Services for this proposal. Payment will be based on the hours worked and the hourly rates as described on the attached Schedule of Charges. Based on our work schedule, RCS is able to commence its work in this project within ten (10) days of receiving written notice -to -proceed and/or a Work Order or Purchase Order from the City. This proposal does not provide or include costs for any services with regard to obtaining permits or compliance sampling and reporting associated with the National Pollutant Discharge Elimination System (NPDES) permitting. Further, any laboratory costs associated with such water quality compliance sampling and any other types of groundwater sampling (e.g., a final wellblend water quality sample) are also not included It is assumed that the City and/or Contractor will bear the costs for obtaining permits, for compliance sampling and reporting, and for any groundwater sampling deemed necessary for the rehabilitation of the subject well. Invoices for the project will be submitted to City on a monthly basis for review and processing. In addition to this invoice, a monthly status update report will be included outlining the work conducted to date and the amount of budget expended up until the date of each invoice. 14051 BURBANK BLVD., SUITE 300, SHERVIAN OAKS, CALIFORNIA 91401 SOL THERN CALIFORNIA. (818) 506-0418 • NORTHERN CALIFORNIA: (707) 963-3914 WWW. RCSL.ADL (ONI Proposal for Hydrogeologic Services Rehabilitation of Tamura School Deep Well City of Newport Beach, California r Confidential & Proprietary 2 Key Assumptions & Contingencies for Well Rehabilitation The cost is based on the following key assumptions for third -party operations: 1. RCS will only be present at the full-time or part-time basis listed herein when actual rehabilitation work is being performed (i.e., not, for example, during setup or removal of the Contractor's equipment). Thus, RCS will keep in telephone or email communication with the Contractor during work on each well. 2. It is anticipated that the Contractor will apply for and obtain a National Pollutant Discharge Elimination System (NPDES) permit for discharges to the local storm drain system at each site. In addition, it is expected that the Contractor will provide for a laboratory, deliver the samples for laboratory analysis, and fulfill the monitoring and reporting requirements of the NPDES permit. RCS will assist the Contractor with the field sampling and monitoring. Payment will be based on the hours worked and the hourly rates, as shown on the attached Schedule of Charges. Because the actual number of hours required to complete the different tasks for well rehabilitation are outside the direct control of RCS, we recommend that all field monitoring services be performed on a time and expense basis, and that if the periods required to complete these tasks are expected to exceed our estimates once well rehabilitation operations are underway, RCS will notify your office in a timely fashion. Proposal for Hydrogeologic Services Rehabilitation of Tamura School Deep Well City of Newport Beach, California Confidential & Proprietary 3 SCHEDULE OF CHARGES November 2017 Professional Services Hourly Rates Principal Groundwater Geologist $284.00 Senior Groundwater Geologist $206.00 Staff Groundwater Geologist $166.00 Field Geologist/Geologic Logging $120.00 Clerical, Graphics and GIS Work $ 88.00 Field Equipment Charges Pressure Transducers (water level & barometric $ 50.00/wk pressure monitoring during pumping tests) Electric Tape Water Level Probe $ 25.00/day Field Water Quality Probe (T, pH, EC) $ 50.00/day Litigation, Depositions and Testimony Depositions and trial testimony are charged at twice the hourly rate (4 -hour minimum/day). Travel Time and Mileage Travel time for meetings and/or to job sites will be charged at our standard hourly rates. Mileage is charged at the rate of $0.545 per mile as of January 2018. Communications Fee In-house costs for phone, e-mail, fax, regular postage, printing, copying, binding, and records retention, unless otherwise provided for in our project proposal Scope of Services. Communications Fee = total project labor charges multiplied by 2.5%. Outside Services All services not ordinarily furnished by RCS, including subcontracted services (i.e., water quality laboratory testing), delivery services, reproduction and printing, etc., are billed at cost + 15%. Reproduction costs for large format printing, and/or high volume reproduction and binding of hard copy reports performed in-house by RCS staff, will be billed at rates similar to comparable outside services. Conditions Client will furnish rights-of-way to land as required for field visits and field operations, such as sampling or testing of water wells. EXHIBIT C INSURANCE REQUIREMENTS — PROFESSIONAL SERVICES 1. Provision of Insurance. Without limiting Consultant's indemnification of City, and prior to commencement of Work, Consultant shall obtain, provide and maintain at its own expense during the term of this Agreement, policies of insurance of the type and amounts described below and in a form satisfactory to City. Consultant agrees to provide insurance in accordance with requirements set forth here. If Consultant uses existing coverage to comply and that coverage does not meet these requirements, Consultant agrees to amend, supplement or endorse the existing coverage. 2. Acceptable Insurers. All insurance policies shall be issued by an insurance company currently authorized by the Insurance Commissioner to transact business of insurance in the State of California, with an assigned policyholders' Rating of A- (or higher) and Financial Size Category Class VII (or larger) in accordance with the latest edition of Best's Key Rating Guide, unless otherwise approved by the City's Risk Manager. 3. Coverage Requirements. A. Workers' Compensation Insurance. Consultant shall maintain Workers' Compensation Insurance, statutory limits, and Employer's Liability Insurance with limits of at least one million dollars ($1,000,000) each accident for bodily injury by accident and each employee for bodily injury by disease in accordance with the laws of the State of California, Section 3700 of the Labor Code. Consultant shall submit to City, along with the certificate of insurance, a Waiver of Subrogation endorsement in favor of City, its City Council, boards and commissions, officers, agents, volunteers and employees. B. General Liability Insurance. Consultant shall maintain commercial general liability insurance, and if necessary umbrella liability insurance, with coverage at least as broad as provided by Insurance Services Office form CG 00 01, in an amount not less than one million dollars ($1,000,000) per occurrence, two million dollars ($2,000,000) general aggregate. The policy shall cover liability arising from premises, operations, personal and advertising injury, and liability assumed under an insured contract (including the tort liability of another assumed in a business contract). C. Automobile Liability Insurance. Consultant shall maintain automobile insurance at least as broad as Insurance Services Office form CA 00 01 covering bodily injury and property damage for all activities of Consultant arising out of or in connection with Work to be performed under this Agreement, including coverage for any owned, hired, non -owned or rented vehicles, in an amount not less than one million dollars ($1,000,000) combined single limit each accident. Richard C. Slade & Associates, LLC Page C-1 D. Professional Liability (Errors & Omissions) Insurance. Consultant shall maintain professional liability insurance that covers the Services to be performed in connection with this Agreement, in the minimum amount of one million dollars ($1,000,000) per claim and two million dollars ($2,000,000) in the aggregate. Any policy inception date, continuity date, or retroactive date must be before the Effective Date of this Agreement and Consultant agrees to maintain continuous coverage through a period no less than three years after completion of the Services required by this Agreement. 4. Other Insurance Requirements. The policies are to contain, or be endorsed to contain, the following provisions: A. Waiver of Subrogation. All insurance coverage maintained or procured pursuant to this Agreement shall be endorsed to waive subrogation against City, its City Council, boards and commissions, officers, agents, volunteers and employees or shall specifically allow Consultant or others providing insurance evidence in compliance with these requirements to waive their right of recovery prior to a loss. Consultant hereby waives its own right of recovery against City, and shall require similar written express waivers from each of its subconsultants. B. Additional Insured Status. All liability policies including general liability, excess liability, pollution liability, and automobile liability, if required, but not including professional liability, shall provide or be endorsed to provide that City, its City Council, boards and commissions, officers, agents, volunteers and employees shall be included as insureds under such policies. C. Primary and Non Contributory. All liability coverage shall apply on a primary basis and shall not require contribution from any insurance or self-insurance maintained by City. D. Notice of Cancellation. All policies shall provide City with thirty (30) calendar days' notice of cancellation (except for nonpayment for which ten (10) calendar days' notice is required) or nonrenewal of coverage for each required coverage. 5. Additional Agreements Between the Parties. The parties hereby agree to the following: A. Evidence of Insurance. Consultant shall provide certificates of insurance to City as evidence of the insurance coverage required herein, along with a waiver of subrogation endorsement for workers' compensation and other endorsements as specified herein for each coverage. Insurance certificates and endorsement must be approved by City's Risk Manager prior to commencement of performance. Current certification of insurance shall be kept on file with City at all times during the term of this Agreement. City reserves the right to require complete, certified copies of all required insurance policies, at any time. Richard C. Slade & Associates, LLC Page C-2 B. City's Right to Revise Requirements. City reserves the right at any time during the term of the Agreement to change the amounts and types of insurance required by giving Consultant sixty (60) calendar days' advance written notice of such change. If such change results in substantial additional cost to Consultant, City and Consultant may renegotiate Consultant's compensation. C. Enforcement of Agreement Provisions. Consultant acknowledges and agrees that any actual or alleged failure on the part of City to inform Consultant of non-compliance with any requirement imposes no additional obligations on City nor does it waive any rights hereunder. D. Requirements not Limiting. Requirements of specific coverage features or limits contained in this Section are not intended as a limitation on coverage, limits or other requirements, or a waiver of any coverage normally provided by any insurance. Specific reference to a given coverage feature is for purposes of clarification only as it pertains to a given issue and is not intended by any party or insured to be all inclusive, or to the exclusion of other coverage, or a waiver of any type. If the Consultant maintains higher limits than the minimums shown above, the City requires and shall be entitled to coverage for higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. E. Self-insured Retentions. Any self-insured retentions must be declared to and approved by City. City reserves the right to require that self-insured retentions be eliminated, lowered, or replaced by a deductible. Self- insurance will not be considered to comply with these requirements unless approved by City. F. City Remedies for Non -Compliance. If Consultant or any subconsultant fails to provide and maintain insurance as required herein, then City shall have the right but not the obligation, to purchase such insurance, to terminate this Agreement, or to suspend Consultant's right to proceed until proper evidence of insurance is provided. Any amounts paid by City shall, at City's sole option, be deducted from amounts payable to Consultant or reimbursed by Consultant upon demand. G. Timely Notice of Claims. Consultant shall give City prompt and timely notice of claims made or suits instituted that arise out of or result from Consultant's performance under this Agreement, and that involve or may involve coverage under any of the required liability policies. City assumes no obligation or liability by such notice, but has the right (but not the duty) to monitor the handling of any such claim or claims if they are likely to involve City. H. Consultant's Insurance. Consultant shall also procure and maintain, at its own cost and expense, any additional kinds of insurance, which in its own Richard C. Slade & Associates, LLC Page C-3 judgment may be necessary for its proper protection and prosecution of the Work. Richard C. Slade & Associates, LLC Page C-4 CERTIFICATE OF INSURANCE CHECKLIST City of Newport Beach This checklist is comprised of requirements as outlined by the City of Newport Beach.' Date Received: 8/17/18 Dept./Contact Received From: Raymund Date Completed: 9/12/18 Sent to: Raymund By: Jan Company/Person required to have certificate: Richard C. Slade & Associates Type of contract: GENERAL LIABILITY EFFECTIVE/EXPIRATION DATE: 4/27/18 — 4/27/19 A. INSURANCE COMPANY: Continental Casualty Company B. AM BEST RATING (A-: VII or greater): A / XV C. ADMITTED Company (Must be California Admitted): A. INSURANCE COMPANY: Continental Casualty Company Is Company admitted in California? N Yes ❑ No D. LIMITS (Must be $1 M or greater): What is limit provided? $2M/$4M E. ADDITIONAL INSURED ENDORSEMENT— please attach N Yes ❑ No F. PRODUCTS AND COMPLETED OPERATIONS (Must include): Is it included? (completed Operations status does Is Company admitted in California? not apply to Waste Haulers or Recreation) ❑ Yes ❑ No G. ADDITIONAL INSURED FOR PRODUCTS AND LIMITS - If Employees (Must be $1 M min. BI & PD and $500,000 COMPLETED OPERATIONS ENDORSEMENT (completed Operations status does not apply to Waste Haulers) ❑ Yes ❑ No H. ADDITIONAL INSURED WORDING TO INCLUDE (The City LIMITS Waiver of Auto Insurance / Proof of coverage (if individual) its officers, officials, employees and volunteers): Is it included? ® Yes ❑ No I. PRIMARY & NON-CONTRIBUTORY WORDING (Must be F. ADDITIONAL INSURED WORDING: included): Is it included? N Yes ❑ No J. CAUTION! (Confirm that loss or liability of the named insured PRIMARY & NON-CONTRIBUTORY WORDING: ❑ N/A is not limited solely by their negligence) Does endorsement ❑ No H. include "solely by negligence" wording? ❑ Yes N No K. ELECTED SCMAF COVERAGE (RECREATION ONLY): N N/A ❑ Yes ❑ No L. NOTICE OF CANCELLATION: ❑ N/A N Yes ❑ No II. AUTOMOBILE LIABILITY EFFECTIVE/EXPIRATION DATE: 4/27/18 — 4/27/19 A. INSURANCE COMPANY: Continental Casualty Company B. AM BEST RATING (A-: VII or greater) A / XV C. ADMITTED COMPANY (Must be California Admitted): Is Company admitted in California? N Yes ❑ No D. LIMITS - If Employees (Must be $1 M min. BI & PD and $500,000 UM, $2M min for Waste Haulers): What is limits provided? $1,000,000 E LIMITS Waiver of Auto Insurance / Proof of coverage (if individual) (What is limits provided?) N/A F. ADDITIONAL INSURED WORDING: ❑ N/A ❑ Yes ❑ No G. PRIMARY & NON-CONTRIBUTORY WORDING: ❑ N/A ❑ Yes ❑ No H. HIRED AND NON -OWNED AUTO ONLY: ❑ N/A N Yes ❑ No I. NOTICE OF CANCELLATION: ❑ N/A N Yes ❑ No III. WORKERS' COMPENSATION EFFECTIVE/EXPIRATION DATE: 9/1/17-9/1/18 A. INSURANCE COMPANY: Hartford Casualty Insurance Company B. AM BEST RATING (A-: VII or greater): A+/ XV C. ADMITTED Company (Must be California Admitted): ® Yes ❑ No D. WORKERS' COMPENSATION LIMIT: Statutory ® Yes ❑ No E. EMPLOYERS' LIABILITY LIMIT (Must be $1M or greater) $1,000,000 F. WAIVER OF SUBROGATION (To include): Is it included? ® Yes ❑ No G. SIGNED WORKERS' COMPENSATION EXEMPTION FORM: ® N/A ❑ Yes ❑ No H. NOTICE OF CANCELLATION: ❑ N/A ® Yes ❑ No ADDITIONAL COVERAGE'S THAT MAYBE REQUIRED IV. PROFESSIONAL LIABILITY 1/1/18 — 1/1/9 TERRA INSURANCE COMPANY (RRG) Rated: A / V, Admitted Limits: $1 M/$2M ®N/A ❑ Yes ❑ No V POLLUTION LIABILITY VI BUILDERS RISK ® N/A ❑ Yes ❑ No ® N/A ❑ Yes ❑ No HAVE ALL ABOVE REQUIREMENTS BEEN MET? ® Yes ❑ No IF NO, WHICH ITEMS NEED TO BE COMPLETED? M Agent of Alliant Insurance Services Broker of record for the City of Newport Beach vase RISK MANAGEMENT APPROVAL REQUIRED (Non -admitted carrier rated less than _ Self Insured Retention or Deductible greater than $ ) ❑ N/A ❑ Yes ❑ No Reason for Risk Management approval/exception/waiver: Risk Management approval required for Professional Liability risk retention group financial rating "V" 9/12/18 Risk Management approved use of carrier rated less the VII Approved: Risk Management Date * Subject to the terms of the contract.