HomeMy WebLinkAbout16 - Support for AB 448 - OC Housing Trust - CorrespondenceJuly 11, 2017
Agenda Item No. 16
Correspondence
SENATE COMMITTEE ON GOVERNANCE AND FINANCE
Senator Mike McGuire, Chair
2017 - 2018 Regular
Bill No: AB 448 Hearing Date: 6/20/18
Author: Daly Tax Levy: No
Version: 6/14/18 Amended Fiscal: No
Consultant: Grinnell
JOINT POWERS AUTHORITIES: ORANGE COUNTYHOUSING TRUST
Creates the Orange County Housing Trust.
Background
The Joint Exercise of Powers Act allows two or more public agencies to use their powers in
common if they sign a joint powers agreement. Sometimes an agreement creates a new, separate
government called a joint powers agency or joint powers authority (JPA). Agencies that can
exercise joint powers include federal agencies, state departments, counties, cities, special
districts, school districts, federally recognized Indian tribes, and even other joint powers
authorities.
Public agencies can also use the JPA law and the related Marks -Roos Local Bond Pooling Act to
form bond pools to finance public works, working capital, insurance needs, and other public
benefit projects. JPAs can issue one large Marks -Roos Act bond and then loan the capital to
local agencies, thus creating a "bond pool." Bond pooling saves money on interest rates and
finance charges. It also lets smaller local agencies enter the bond market. Because JPAs are
entities separate from its members, voters need not approve bonds issued by JPAs.
Orange County in Southern California contains approximately 3.1 million people, with 34
incorporated cities. Like many areas in California, many individuals in Orange County are
homeless, recently estimated using a point in time survey at 4,792, according to a report issued
by the United States Department of Housing and Urban Development. Recently, advocates for
homeless persons camping near the Santa Ana River filed suit in U.S. District Court against
Orange County and the Cities of Anaheim, Costa Mesa, and Santa Ana, seeking to halt the
ongoing effort to clear homeless encampments along the River. In response, U.S. District Court
Judge David O. Carter held a hearing in April concentrated on getting the leaders in the county's
34 cities to take on each's fair share of housing and services for the homeless population.
Seeking to create a regional entity to construct permanent supportive housing for its homeless
population, the Association of California Cities of Orange County wants to create the Orange
County Housing Trust as a joint powers agreement.
Proposed Law
Assembly Bill 448 creates the Orange County Housing Trust, which can:
AB 448 (Daly) 6/14/18
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• Fund the planning and construction of housing of all types and tenures for the homeless
population and persons and families of extremely low, very low, and low income,
including permanent supportive housing,
• Receive public and private financing or funds, and
• Authorize and issue bonds, certificates of participation or other debt instrument repayable
from public and private financing and funds it receives.
The County of Orange and any of the cities in the County may enter into the agreement to create
and operate the Trust, which must be governed by a board of directors consisting of
representation from the County of Orange, the cities within the county, and other community
stakeholders. The measure requires the rust to incorporate into its joint powers agreement annual
financial reporting and auditing requirements that maximize transparency and public information
as to the receipt of the Trust's use of funds. The report must show how the funds have furthered
the Trust's purposes.
The bill also makes legislative findings and declarations supporting its purposes.
No estimate.
State Revenue Impact
Comments
1. Purpose of the bill. According to the author, "Years of expert research shows that providing
people with a stable, affordable place to live, along with services that promote housing stability,
helps end homelessness. Supportive housing will help reduce public health costs, and move
thousands of homeless persons off our streets. AB 448 establishes the Orange County Housing
Trust, which will be a cooperative effort by public agencies and private philanthropists, who are
united by the common goal of creating permanent supportive housing throughout Orange
County."
2. Governance. The beauty of the Joint Exercise of Powers Act is its flexibility: local agencies
can come together to form an agreement of its own design to carry out any power common to
each of its members. Agreements specify a JPA's mission, structure, governing board, each
member's financial obligations, and provisions for members to enter and exit the JPA, among
other items. As such, local agencies do not need legislative authority for a JPA unless it requires
powers not common to all its members, or when statutory certainty and specificity is preferable
to the agreement's details. Using a model in place in other counties, AB 448 creates a Trust as a
JPA in statute that can hopefully finance the construction of housing for Orange County's
homeless population. The bill allows the County and any of its cities to participate, and provides
that the Trust must be governed by a board that doesn't have a specific structure, but must
consist of representation of the County, its cities, as well as community stakeholders. While the
measure does not authorize specific community stakeholders to be part of the JPA, there is
precedent for allowing non-governmental entities to join a JPA. Specifically, the Legislature has
made exceptions to JPA law by allowing nonprofit hospitals to join JPAs on five separate
occasions to create efficiencies between the local agencies and relevant private entities: Contra
Costa County (AB 3097, Campbell, 1996), Tulare, Kings and San Diego County (SB 850,
Kelley, 1997), Tuolumne County (AB 2717, House, 2000), Fresno (AB 1785, Reyes, 2002), and
El Dorado (AB 545, Bigelow, 2017). However, to the extent that individuals from non-
AB 448 (Daly) 6/14/18
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government entities sit on the board and exercise public powers, such as issue bonds and
managing funds, then the agreement will have to be carefully crafted to specify the fiduciary
duties and responsibilities of these members.
3. Finance. As mentioned above, local agencies do not need legislative authority for a JPA
unless it requires powers not common to all its members, or statutory certainty and specificity is
preferable to the agreement's provisions. The authority within AB 448 that its members lack is
the ability to issue bonds repayable from public and private financing and funds received by the
trust, which adds to the current authorities its members have to issue debt, such as general
obligation bonds, or the specific Marks -Roos bond issuance authority only possessed by JPAs.
The measure's sponsors envision using this authority to securitize Mental Health Services Act
funds received annually by the County from the State from its collection of Proposition 63
(2004), in addition to other revenue sources, some of which could be private. Such a bond
issuance may be complex, so investors may demand a higher interest rate if they determine the
security of future repayments is less certain than general obligation or Marks -Roos bonds.
4. Bonds. AB 448 doesn't specify the specific debt instruments the JPA can issue, only that
they be repaid from the public or private funds it receives. Supporters indicate that the JPA may
want to issue social impact bonds, where lenders invest in securities that are repaid from reduced
public agency costs. Rather than pay investors a specified return, repayment depends on certain
milestones in public agency social program performance. However, social impact bonds are in
their infancy, and public agency savings are not as secure as actual payments made to investors.
Additionally, any savings resulting from reduced public spending on social services assume that
these same cannot instead be used to serve additional persons in need.
5. Double -referred. The Senate Rules Committee ordered a double referral of AB 448, first to
this Committee because it adds to the Joint Exercise of Powers Act, and second to the Committee
on Transportation and Housing to consider its implications on housing policy.
6. Special legislation. Section 16 of Article Four of the California Constitution prohibits special
legislation when a general law can apply. AB 448 contains findings and declarations explaining
the need for legislation that applies only to Orange County.
Assembly Actions
Not relevant to this version of the bill.
Support and Opposition (6/15/18)
Support: Association of California Cities of Orange County; California Apartment Association;
California Association of Realtors; California Chamber of Commerce; California Taxpayers
Association; Children's Cause Orange County; Families Forward; Junior League of Orange
County; Kaiser Permanente; Mercy House Living Centers; LGBT Center OC; Orange County
Auditor -Controller; Orange County Communities Organized for Responsible Development;
Orange County United Way; Pathways of Hope; People for Housing OC; Women for: Orange
County
AB 448 (Daly) 6/14/18
Opposition: Unknown.
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