HomeMy WebLinkAbout4a_Memo to Housing Element Committee 6-15-2020MEMORANDUM
To: Newport Beach Housing Element Update Advisory Committee Members
From: Larry Tucker
Date: June 15, 2020
Congratulations on your appointment to the Housing Element Update Advisory
Committee (Committee). For those of you who are not familiar with the Housing
Element Update process, and the requirements imposed upon cities and counties
by State Law, what you are about to read may seem a bit overwhelming, but rest
assured Staff (and I) will walk you and the public through the decisions the
Committee will need to make so that you will have the background you need to
come to a conclusion on each issue placed before the Committee.
Introduction
The goal of this Memo is twofold. First, to introduce you to the technical
challenges that lie ahead for the Committee in a written form in advance of your
hearing this same information again during public meetings of the Committee.
Second, I want our more sophisticated active residents and property owners who
participate in City land use matters to have a chance to see in some level of
written detail how I presently foresee the primary work of the Committee playing
out and why. That way, if our stakeholders or Committee members believe I am
off-track, I’ll hear about it early and we can quickly resolve the best approach to
the Committee’s work. In preparing this Memo, I have not tried to comment on,
include or explain many provisions, details or nuances of the housing law or
administrative interpretations so as to give you and the public a more focused,
hopefully readable framework as a starting point.
Responsibilities of Committee
The Committee was formed by the City Council at the request of Staff to (i)
provide direction to Staff in dealing with issues associated with the City’s Regional
Housing Needs Allocation (RHNA) adopted by the Southern California Association
of Governments (SCAG) pursuant to State Law, (ii) provide guidance to Staff on
other Housing Element related matters as requested by Staff, and (iii) review and
ultimately make a recommendation to the City Council on an update to the City’s
Housing Element which the City is obligated to adopt under State Law not later
than October, 2021 (at least under the current State schedule).
Housing Element Update Advisory Committee - July 1, 2020
Item No. IV(a) - Attachment 1
Memo to the Committee
RHNA Background
The establishment of RHNA allocations begins at the state level with the California
Department of Housing and Community Development (HCD). On October 15,
2019, HCD issued its final RHNA determination of 1,341,827 total housing units
for the six-county, 197 jurisdictions in the SCAG region. The SCAG RHNA reflects
the number of new housing units the region must plan for (not build per se) in the
October 2021-October 2029 6th Housing Element planning period (6th Cycle). It is
important to note that this HCD regional determination is final and cannot be
appealed or challenged. SCAG is then responsible for allocating/distributing the
final HCD regional determination to each individual jurisdiction in the six-county
region, including the City of Newport Beach (City).
The RHNA allocation is further broken down into four income categories: very-
low, low, moderate and above moderate. Each local jurisdiction is then required
to plan for the inclusion of these new housing units in the Housing Element of its
own General Plan. The 6th Cycle RHNA required of each SCAG jurisdiction was
scheduled to be finalized by SCAG on May 7 but that decision was deferred for up
to 120 days. The City currently expects its RHNA will be about 4,832 housing units
based upon a draft allocation issued by SCAG. While this allocation is subject to
appeal by each SCAG jurisdiction to an Appeals Subcommittee of SCAG, and the
City plans to appeal, as noted above the total number of housing units required to
be planned pursuant to the 6th Cycle by all 197 SCAG jurisdictions is final (a total
of 1,341,834 housing units). Therefore, if an appeal by one jurisdiction is
successful and the unit count for that jurisdiction is reduced, those units will have
to be picked up by one or more other SCAG jurisdictions. As a result, the Appeals
Subcommittee will likely not grant many appeals, meaning that the SCAG
allocation is not likely to change much for any jurisdiction, including Newport
Beach. So, while the City’s final RHNA may not be known for a few months, the
Committee should assume at this point that it may not be materially greater or
lesser than 4,832 housing units.
Potential Credits to City’s RHNA
The City is seeking clarification of the availability of certain credits to its RHNA so
it has a more precise idea of the exact number of new units that will have to be
planned on land not currently used for housing. In a letter to HCD dated April 24
2020, Mayor Will O’Neill asked HCD the extent to which potential future
Accessory Dwelling Units (ADUs) will be allowed to count towards the City’s
RHNA, and of those potential ADU’s what portion will be counted towards the
Housing Element Update Advisory Committee - July 1, 2020
Item No. IV(a) - Attachment 1
Memo to the Committee
City’s lower-income RHNA requirements. By virtue of recent legislation, ADU’s
may be more easily built in yards of existing homes, or even by conversion of
existing space within an existing home. The question is, how many ADU’s can the
City assume will be built in the 6th Cycle because the number of ADU’s that will
actually be built in the 6th Cycle is unknowable. The Mayor has also requested
that all live-aboard permits be counted towards the City’s RHNA, with some of
those vessels also qualifying as lower-income housing, although the current
position of HCD is that only vessels connected to sewer may be counted (i.e.
moorings will not count).
The higher the number of future ADU’s the City is allowed to assume will be built
in the 6th Cycle, and the higher the number of live-aboard vessels HCD recognizes
as representing “housing,” the fewer new housing units for which the City will be
required to plan. Housing units that are entitled or permitted prior to June 30,
2021, but not completed, will also be counted towards the City’s 6th Cycle
requirement based upon the number of units for which permits are issued and at
the affordability levels actually being built. The approved 350-unit (including 78
low income units) Newport Crossings development planned in the airport area is
expected to be such a project.
After deducting the unit credits for the reasons described above (RHNA Credits),
the balance of the City’s RHNA would have to be planned for in the Housing
Element update, and that would include changing the Land Use Element of the
General Plan to show the properties in question as allowing residential land uses.
New Laws: Requirements for RHNA Recognized Sites
With the foregoing background, the Committee will endeavor to answer a simple
question: What properties will be planned for housing units to meet the City’s
RHNA? Should be easy, right? Not exactly. There is a series of new rules that
govern what land in the City (and units associated with that land) can be
recognized as “suitable and available” for housing and therefore can be counted
towards the City’s RHNA. Land in the City will be categorized with one of two
designations and different rules apply to each: Vacant land or Non-vacant land.
Vacant land is empty land generally not improved or used, of which there is very
little in the City. All other land (including minimally improved land such as a
parking lot) is considered Non-vacant land.
If a jurisdiction expects 50% or more of its RHNA for lower-income households
would be planned for Non-vacant land (as will be the case in Newport Beach),
Housing Element Update Advisory Committee - July 1, 2020
Item No. IV(a) - Attachment 1
Memo to the Committee
recent legislation also now requires the City to presume the existing use will
impede residential development on Non-vacant parcels absent “substantial
evidence” that the existing use of a Non-vacant parcel designated for housing will
not prevent it from being available for housing during the 6th Cycle, as further
discussed below. Only then can a potential site be deemed an “adequate site”
that may be planned for housing and therefore recognized as applying towards
the City’s RHNA. While HCD has provided examples of substantial evidence, there
is no specific broader definition of the term “substantial evidence.” The Mayor’s
letter has therefore also asked HCD to provide objective, simple and market-
friendly guidance as to how cities may demonstrate substantial evidence.
Identifying Sites will be Primary Focus of Committee
You are probably wondering about now if you really need to know all these
details. The answer is no, but the important point to know is this: Locating sites
that are likely to be recognized by HCD as “adequate” and therefore may count
towards the City’s RHNA (Sites) will be the primary focus of the Committee.
Ultimately, the Committee and Staff will need to generate an “inventory” of land
suitable and available for residential development (Sites Inventory). The Sites
Inventory will be included in the City’s Housing Element update. The Sites
Inventory will be prepared on an HCD Sites Inventory form pursuant to
instructions just published by HCD in a 44-page “Sites Inventory Guidebook.”
Under the new rules, inclusion of Non-vacant Sites in the Sites Inventory list will
need to be supported by substantial evidence demonstrating the basis upon
which the City finds that each such Site will be available for housing in the 6th
Cycle. The Sites will be owned entirely, or almost entirely, by private parties. By
definition, these are Sites that are already being used for a non-housing use. The
City should therefore anticipate that substantial evidence that such Sites will likely
become housing sites in the 6th Cycle may have to include information (i)
establishing there are no substantial legal impediments to a change to a housing
use (such as, for example, long term leases by existing users, or prepayment
restrictions on existing long term mortgages) and (ii) that demonstrates the
economic, site planning, design and other justifications making a change of use
sufficiently likely. The City’s consultants know how to present information and
policies in Housing Elements sufficient to gain approval of HCD, however, they are
not versed in the economics or design of housing, nor is that an expertise a
municipal staff would normally have, so the Committee with help from Staff, and
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Memo to the Committee
with public input, should expect to initially undertake the function of figuring out
what Sites in the City can meet the “suitable and available for housing” standard.
Potential Use of Zoning Overlays
If it appears that identifying enough Sites to rezone to meet the City’s RHNA at
the required affordability levels will be difficult, the City may want to consider
zoning alternatives to residential rezoning. One such approach would be to
create housing overlay districts in certain commercial areas. An overlay district
(sometimes, District) is a zoning tool used occasionally by cities to encourage the
addition of preferred land uses in areas not otherwise zoned for those land uses.
For example, a housing overlay in a commercial area could allow the existing
commercial property uses to continue, but also would allow a housing use to be
added to, or even replace, an existing commercial usesin the overlay district. An
overlay would allow a parcel with a commercial use to add housing above a
surface parking lot for an office building that remains in place.
However, using overlay districts to help satisfy a jurisdiction’s RHNA could mean
less City oversight in the development process. Use of overlays often come with
requirements or conditions. Accordingly, the use targeted by an overlay (in this
case, housing) may have to be free of potential subjective impediments to such a
use. Otherwise, the overlay may not achieve its intended purpose of allowing a
housing use to help meet a RHNA. Therefore, HCD can be expected to require
that the right to use the land in an overlay district for housing counting towards
the City’s RHNA will have to be similar to a “by-right” use.
By-right means that impediments to a housing use may have to be removed or
modified in material respects (e.g. height restrictions, setback restrictions, open
space requirements, landscaping requirements and other discretionary reviews,
to name a few) to satisfy HCD that the overlay both objectively grants the right to,
and provides incentives to, the development of housing in the District. That
would mean that the normal “discretionary” site and architectural reviews
currently applicable to larger projects under the Newport Beach Municipal Code
(e.g. site development review or use permits) and which currently may be a basis
to deny or downsize a development proposal, may no longer apply. So, it is
possible that the types of design quality features and development intensity
limitations that are otherwise routine in Newport Beach may not be able to be
imposed to the same extent in Districts. And importantly, if no discretionary
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Memo to the Committee
review of a project is required, the environmental review of that project under
the California Environmental Quality Act will not be legally required either.
Accordingly, the use of Districts would seem more appropriate in select areas,
rather than citywide.
The bottom line is that the State has passed a raft of new housing legislation the
past couple of years with the goal of removing barriers to housing construction
and most, if not all, SCAG jurisdictions will have some level of difficulty in
understanding and dealing with the new requirements of a new regulatory
framework. The City’s goal is to satisfy the City’s RHNA and the Committee will be
looking for ways to do that. Overlays in some parts of town may have to be part
of the City’s strategy.
Planning Commission and City Council Roles
The updated Housing Element recommended by the Committee will also be the
subject of hearings at the Planning Commission as well. Ultimately the updated
Housing Element recommended by the Committee (and the Planning
Commission), presumably with Sites that can be planned for 4,832 housing units,
less RHNA Credits, will be reviewed and debated by the City Council, which alone
will make the final decision on the City’s updated Housing Element including of
course the Sites Inventory. Changes to the Land Use Element and perhaps the
Circulation Element will be necessary in order for the City to allow housing or
increase housing density on the parcels identified in the Sites Inventory, while
attempting to minimize the impacts on traffic in the City that would result from
the addition of a few thousand extra housing units that our roads were not
necessarily designed to carry. Likewise, changes to those Elements would also be
subject to Planning Commission and City Council public hearings.
“Plan to Comply” with RHNA Requirements
The Mayor has made clear that prudence requires that the City must have a plan
to comply with the housing mandates of the State, even if the City Council finds
those mandates ill-advised. That is because some of the recent laws passed by
the State enable HCD to impose severe financial and other penalties on
jurisdictions with non-compliant Housing Elements. So, in putting together the
Sites Inventory (with densities that add up to 4,832 +/- units, less the RHNA
Credits), it will not be the role of the Committee to decide if land use changes to
accommodate such a significant increase in housing units are desirable or wise.
The Committee’s primary job is technical in nature: To locate adequate Sites to
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Memo to the Committee
accommodate the City’s RHNA, less the RHNA Credits. The City Council will
decide what to do with that information, after, as noted below, hearing from the
public.
Public Input will be Sought
There will be many opportunities for public input and comment at each stage of
the Housing Element update process. State Law contemplates that the City will
make a diligent effort to achieve public participation in the development of the
updated Housing Element. A public outreach program was put in place last year
in a process originally designed to encourage public participation in an update to
the City’s General Plan. An initial public forum and 7 workshops (one for each
Council District residents), featuring a segment on the City RHNA, were part of
that outreach. The Committee will re-visit that outreach program and work with
Staff and the City’s housing consultant to ensure the scope of further public
outreach is appropriate.
Prioritizing Parcels in Sites Inventory
Finally, I would recommend that the Committee make one tweak to the Sites
Inventory before completing its work. HCD is expecting a rather large number of
housing units in the SCAG jurisdictions in the 6th Cycle. It is certainly possible that
there will political repercussions of so many housing units being required in the
197 jurisdictions that are part of SCAG. If too many jurisdictions have difficulty
finding land to accommodate the unit count determined by HCD (i.e., 1,341,834
units), complaints about the requirements dictated by the State could arise prior
to the start of the 6th Cycle in late 2021. Accordingly, in addition to
recommending the Sites that could accommodate the units expected of Newport
Beach under its RHNA, I believe the Committee should also prioritize those Sites
from least objectionable to most objectionable. That way, if the City’s RHNA is
reduced in the future to say, for example, 3,000 units, the Committee will have a
recommendation ready for the City Council as to which Sites (i.e. aggregating, in
this example, 1,832 units) should be dropped off the Sites Inventory as the City
Council deems appropriate.
Affordability Factors in Sites Inventory
As previously mentioned, the RHNA includes different affordability levels, almost
half of which are supposed to be affordable to lower-income levels. Sites
identified to accommodate the lower-income RHNA needs must generally allow a
minimum density of at least 30 dwelling units per acre. How the Committee could
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Item No. IV(a) - Attachment 1
Memo to the Committee
realistically ensure that such Sites when developed are affordable to lower-
income households is not clear just yet. I am not sure how the Committee will
find property owners who are willing to entertain residential uses on their
properties and at the same time be willing to meet SCAG requirements for
Newport Beach to have about 30% of those units affordable to those making 50%
or less of the Orange County median income, and another 19% affordable to
those making 80% or less of the Orange County median income. Or alternatively,
finding landowners who are willing to have all of their units, or more than a fair
share of their units, be affordable to lower income levels so that other property
owners will have no affordability requirements on any, or fewer, of their units.
To state the obvious, property owners will not make land available for housing
without a sufficient financial incentive to justify the time, cost and risk to do so.
How the City could fully, or at least partially, address the affordability
expectations of its RHNA is a discussion that will occur in more detail as we get
further into our process. A Subcommittee of those with knowledge about the
development and financing of affordable housing will probably be formed to
educate the Committee on its choices.
Materials for Future Reference
You do not need to master the technical details of the RHNA or the new housing
laws to be able to fulfill your role on the Committee. However, if you would like
to dig into more of the details and nuances than this Memo attempts to cover,
attached are the following reference materials:
1. Most recent published draft RHNA for all SCAG Agencies (by income
categories);
2. Letter dated April 24, 2020 from Mayor O’Neill to HCD;
3. Housing Element Sites Inventory Guidebook from HCD; and
4. Current Newport Beach Housing Element.
In addition, you may Google CA Government Code Section 65583 for more detail
on identifying “adequate sites” and other Housing Element minutia.
I look forward to working with you on this most important regulatory
requirement. Thank you for your willingness to serve your City.
Housing Element Update Advisory Committee - July 1, 2020
Item No. IV(a) - Attachment 1
Memo to the Committee