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HomeMy WebLinkAboutPA2023-0043_20230411_Geofirm Preliminary Geotechnical Investigation Rpt Dated 12-14-2020 December 18, 2020 Lynn and Gerald Pharris Project No: 72539-00 c/o Oatman Architects, Inc. Report No: 20-8800 412 31st Street Newport Beach, California 92618 Attention: Mr. Homer Oatman, Principal Subject: Preliminary Geotechnical Investigation Proposed Residence Remodel 306 Via Lido Nord Newport Beach, California INTRODUCTION This report presents findings and conclusions of a preliminary geotechnical investigation undertaken to relate onsite and certain regional geotechnical conditions to the construction of extensive remodel improvements to the existing single-family residence on the subject property. Analyses for this investigation are based upon the conceptual architectural plans for the property prepared by Oatman Architects, Inc. The conclusions and recommendations of this report are considered preliminary as they precede the development of finalized structural plans, the formulation of which are partially dependent upon the recommendations presented herein. Scope of Investigation The investigation included the following: 1. Analysis of pertinent reports, maps, aerial photographs, and published literature pertaining to the site and nearby areas, as well as project plans, in order to relate geotechnical conditions to proposed construction. 2. Field reconnaissance and logging of one limited-access cone penetration tests to evaluate the character and geometrical distribution of soil materials within the proposed construction area. 3. Analyses of data and the preparation of this geotechnical report presenting conclusions and recommendations for site development in accordance with the 2019 California Building Code and the City of Newport Beach Building Code Policy CBC 1803.5.11-12. This report is suitable for use by your design professionals, contractors, and submittal to the City of Newport Beach. December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 2 Accompanying Illustrations and Appendices Figure 1 - USGS Geologic Location Map Figure 2 - CDMG Geologic Hazards Location Map Figure 3 - Geotechnical Plot Plan Appendix A - References Appendix B1 - Current CPT Log Appendix B2 - Reference 9 Field Logs (115 and 119 Via Mentone) Appendix C - Previous Field Exploration and Laboratory Test Results (115 and 119 Via Mentone) Appendix D - Liquefaction Analysis Appendix E - Standard Grading Specifications Appendix F - Utility Trench Backfill Guidelines Site Description The rectangular-shaped property fronts 45± feet along Via Lido Nord and extends northerly 90± feet to the rear property boundary, which borders a small sandy beach adjacent to the bay. A topographic survey provided by Toal Engineering, Inc., indicates the relatively flat building pad is at an average elevation of 13± feet (NAVD 88). The site is currently developed with a wood- frame, two-story single-family residence. The adjacent properties to the east and west are developed with similar single-family homes. Proposed Development Based on a review of conceptual plans prepared by Oatman Architects, Inc., proposed site improvements are generally limited to an extensive remodel of the existing residence with no new ground-level additions. The remodeled residence is anticipated to be supported on the existing foundation system, reinforced as necessary by the structural engineer to accommodate new or revised loads and in accordance with the Newport Beach Building Code Policy CBC 1803.5.11-12. GEOTECHNICAL CONDITIONS Geologic Setting The property is located on Lido Isle in Newport Bay as depicted on the USGS Geologic Index Map, Figure 1. The property is 0.7± miles northerly of the Pacific shoreline. A review of old topographic maps indicates that prior to dredging of Newport Bay, the site location was a low lying, likely intertidal area adjacent to a shallow channel of the natural bay. The site is underlain at a depth in excess of 40 feet by an accumulation of bay and beach deposits and subsequent dredge fill placed during land reclamation. A younger generation of fill from construction of the existing roads and residence may underlie the property at the surface. December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 3 Earth Materials Based on the results of our CPT study, Dredge Fill underlies the site at the surface to an interpreted depth of 5± feet and generally consist of sand and silty sand. Bay deposits underlie the dredge fill and is capped with a 1± foot thick layer of bay mud at an elevation roughly equivalent to mean sea level. Below this depth, silty sand and sand were encountered to a maximum explored depth of 40 feet. Cone penetrometer test data reveal that the earth materials underlying the site are variably dense within the upper 14± feet, becoming very dense below. Recompacted dredge fill is considered suitable for the support of new foundations where needed. All onsite materials are non-expansive on the basis of visual classification, and laboratory testing of the similar soils on nearby sites indicates negligible soluble sulfate concentrations. Groundwater Groundwater was measured at an inferred depth of 10± feet below grade during our field exploration. Groundwater depth should be expected to fluctuate in response to tidal shifts. Groundwater is not considered to be a geotechnical constraint affecting the design and construction of proposed at-grade improvements. Street Flooding and Surface Drainage Localized street flooding associated with heavy rains and high tides has been a recurrent phenomenon in some low-lying areas of Newport Beach. The potential for flooding affecting proposed development should be evaluated by the project civil engineer. The proposed development may modify surface drainage, which should be evaluated and improved as necessary by the architect or civil engineer. Seismic Considerations Published Studies One of the principals of seismic analyses and prediction is the premise that earthquakes are more likely to occur on geologically younger faults, and less likely to occur on older faults. For many years studies have described faults with Holocene movement (within the last 11,000 years) as “Active”, and faults with documented Pleistocene movement (within the last 1.6 million years) and with undetermined Holocene movement as “Potentially Active”. Informally, many studies have described faults documented to have no Holocene movement as “Inactive”. Recent geologic and seismic publications are attempting to clarify the nomenclature describing faults to more accurately represent the potential affects from earthquakes. Reports by the California Division of Mines and Geology indicate faults with documented Holocene or Historic (within the last 200 years) movement should be considered Active. However, Potentially Active faults are more appropriately characterized in terms of the last period of documented movement. The Fault Activity Map of California (Jennings, C.W.; 2010) December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 4 defines four categories for onshore Potentially Active faults. The categories are associated with the time of the last displacement evidenced on a given fault and are summarized in Table 1. Table 1, Definitions of Fault Activity in California It is important to note these categories embrace all Pre-Holocene faults as Potentially Active, and provide no methodology to designate a given fault as “Inactive”. Although the likelihood of an earthquake or movement to occur on a given fault significantly decreases with inactivity over geologic time, the potential for such events to occur on any fault cannot be eliminated within the current level of understanding. Local and Regional Faults The closest published active fault to the site is the offshore extension of the Newport-Inglewood Fault Zone, approximately 1.9 miles west-southwest, (Blake, T.F., 2000, CGS/2004). Other active faults in the vicinity of the site include the San Joaquin Hills, approximately 3.3 miles away, the Palos Verdes Fault, approximately 12.6 miles to the northwest; the Coronado Bank Fault, approximately 24.0 miles southwest; the Elsinore Fault, approximately 23.3 miles to the east, and the San Andreas Fault, approximately 52.4 miles to the northeast. The California Geological Survey updated the Fault Parameters and Earthquake Catalog for the probabilistic Seismic Hazards Maps in 2002. This update included the addition of the San Joaquin Hills blind thrust fault indicated above, theorized to exist from Newport Beach to Dana Point, and ramping up inland to the Irvine area, and essentially underlying the site. Earthquakes of Magnitude 6.6 are presently postulated for this structure. With the fault’s location at approximately 3.3 miles distant, it is calculated as the most significant seismic source to affect the site. Historic Ground Motion Analyses Utilizing attenuation relationships (Bozorgnia, et al.; 1999, unconstrained/Holocene sediments), one can estimate the ground motion history of the site. The study indicates the maximum site acceleration from 1800 to 2004 was approximately 0.5g and occurred during the magnitude 6.3 Long Beach Earthquake 2.7 miles from the site on March 11, 1933. It is noted that the estimation of historic peak ground acceleration presented above is provided for the interest of the client and is required by local (City or County) review agencies. The value derived is not directly utilized in structural design of residential structures. Seismic parameters Activity Category Recency of Movement Active Historic Within the last 200 years Holocene Within the last 11,000 years Potentially Active Late Quaternary Within the last 700,000 years Quaternary Within the last 1.6 million years Pre-Quaternary Before the last 1.6 million years December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 5 for use by the structural engineer in accordance with 2019 California Building Code in design of the proposed structure(s) are presented in the recommendations portion of this report. Site Classification for Seismic Design For the purposes of determining seismic design parameters provided in the Recommendations portion of this report pertaining to the new structures, the upper one hundred feet of soil underlying the subject site has been classified in accordance with Section 1613.2.2 of the 2019 CBC and Section 20.1 of ASCE 7-16. Although the soils underlying the site are liquefiable and classify as F per the 2019 CBC, requiring a site-response analysis, proposed new structures are anticipated to have fundamental periods of vibration less than 0.5 seconds (to be verified by the structural engineer). As such, Section 20.3.1 in ASCE 7-16 provides an exception that indicates such liquefiable sites may be classified in accordance with Table 20.3-1 without performing an evaluation. Given the exception and the results of our onsite and nearby field investigations, which indicate the site is predominantly underlain by earth materials with average interpreted N-values between 15 and 50, seismic design criteria may be calculated using a site classification of D. However, the Site Class remains F. Appraisal of Liquefaction Potential Review of the Seismic Hazard Zones Map for the Newport Beach Quadrangle (California Division of Mines & Geology, 1998) identifies the site and all of the Newport/Balboa peninsula and harbor within a zone of required investigation for liquefaction. In accordance with City of Newport Beach Building Code Policies CBC-1803.5 and 1803.5.11-12, our office has performed an analysis for liquefaction potential based on the CPT data collected during our onsite investigation. Based on the results of our analysis presented in Appendix D, which indicates liquefaction settlement within the zone 10 feet below the proposed foundation level is less than 1-inch, and lateral spreading is approximately 7-inches, a stiffened foundation system or mat slab designed in accordance with the City’s “Shallow Mitigation Methods” is recommended. Secondary Seismic Hazards Review of the Seismic Hazards Zones Map (California Division of Mines and Geology, 1998) for the Newport Beach Quadrangle, Figure 2, indicates this lot is not located within a “zone of required investigation” for earthquake induced landslides, but is located in a liquefaction hazard zone. Please refer to the Appraisal of Liquefaction Potential above for more information. Other secondary seismic hazards can include deep rupture, shallow ground cracking, and tsunami inundation. With the absence of active faulting onsite, the potential for deep fault rupture is not present. The potential for shallow ground cracking to occur during an earthquake is a possibility December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 6 at any site, but does not pose a significant hazard to site development. Regarding tsunami inundation, please refer to the appropriate section above for more information. CONCLUSIONS 1. The proposed remodel improvements at the subject site are considered geotechnically feasible provided the recommendations herein are integrated into design, construction, and long-term maintenance of the property. Proposed construction should not affect or be affected by adjacent properties provided appropriate construction methods and care are implemented. 2. The property is underlain at a depth greater than 40± feet by bedrock strata of Monterey Formation, which are successively overlain by sandy beach deposits, and 5± feet of dredge fill. 3. The removal and re-compaction of the upper 2-3± feet of existing soil below new foundation elements should be anticipated pending field review by the geologist during construction. 4. Granular onsite soils are non-expansive, are expected to have a negligible soil soluble sulfate level, and a very low potential for corrosion of buried metal based on prior adjacent laboratory testing. However, as placed concrete is in a marine environment, a moderate sulfate exposure may be used for design purposes. The concrete mix should be designed by a concrete expert in consideration of structural requirements. The appropriate exposure should be evaluated by the architect and/or structural engineer. (Reference 9) 5. No active faults are known to transect the site and therefore the site is not expected to be adversely affected by surface rupturing. It will, however, be affected by ground motions from earthquakes during the design life of the residence. 6. Liquefaction and lateral spreading analysis performed in accordance with City Building Code Policies CBC-1803.5 and 1803.5.11-12 indicates seismic settlement and lateral spreading in the zone 10 feet below the proposed foundation level is less than 1-inch and 7-inches, respectively. Therefore, a mat slab or stiffened foundation system designed in accordance with the City’s “Shallow Mitigation Methods” is recommended. 7. Groundwater was measured at a depth of 10± feet below grade during our field exploration. Groundwater depth should be expected to fluctuate in response to tidal shifts. Groundwater is not considered to be a geotechnical constraint affecting the design and construction of proposed at-grade improvements. 8. The potential of street flooding affecting the residence during its lifetime is deferred to the project civil engineer. December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 7 9. Surface discharge onto or off the site should be appropriately controlled with proper engineering design and site grading. 10. The remodeled residence is anticipated to be supported on the existing foundation system, reinforced as necessary by the structural engineer to accommodate new or revised loads and in accordance with the Newport Beach Building Code Policy CBC 1803.5.11-12. 11. The foundation system supporting the existing dwelling is largely unknown. The structural engineer should evaluate any structural connections between the proposed and existing structures, and provide additional requirements, if warranted, to reduce the potential for distress along such structural connections. 12. The evaluation and improvement of existing residence slabs and footings may be performed by the structural engineer utilizing the geotechnical parameters presented below. RECOMMENDATIONS Site Preparation and Grading 1. General No new ground-level improvements are proposed. As such, no site preparation or remedial grading is anticipated. Should this change, grading should be performed in accordance with the recommendations herein and the Standard Grading Specifications in Appendix E. Grading typically consists of remedial over-excavation and minor export of soils to construct proposed building pad and foundation subgrades. Processing, over- excavation and re-compaction should be observed, tested and approved in writing by a representative of this firm. 2. Remedial Grading If required, the removal and re-compaction of the upper 2-3± feet of existing soil below new foundation elements should be anticipated pending field review by the geologist during construction. Locally deeper removals may be required. Remedial grading may be omitted provided improvements utilize structural slabs spanning underlying soil with no support to the slab. 3. Removal of Existing Improvements Existing vegetation, organic materials and/or construction and demolition debris should be removed and disposed of offsite. December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 8 4. Compaction Standard Onsite soil materials are anticipated to be suitable for re-use as compacted fill providing they are free of rubble and debris. Materials should be placed at 120 percent of optimum moisture content and compacted under the observation and testing of the soil engineer to at least 90 percent of the maximum dry density as evaluated by ASTM D 1557. 5. Temporary Construction Slopes Although not anticipated, significant temporary slopes exposing onsite materials should be cut in accordance with Cal/OSHA Regulations. It is anticipated that the onsite soils may be classified as Type C soil, and temporary cuts of 1.5:1 (horizontal: vertical) may be appropriate; however, the material exposed in temporary excavations should be evaluated by the contractor during construction. The safety of temporary construction slopes is deferred to the general contractor, who should implement the safety practices as defined in Section 1541, Subchapter 4, of Cal/OSHA T8 Regulations (2006). Shoring should be anticipated where space limitations preclude temporary slope layback, in any location where onsite personnel may be in close proximity to open excavations. Shoring also should be anticipated where wet materials exist. Foundation Design Parameters Due to the potential for liquefaction at the site, we recommend that a stiffened foundation or mat slab be used for the proposed structure in accordance with the City of Newport Beach Building Code Policy No. CBC-1803.5.11-12. Such a foundation system should be founded on properly compacted fill derived from onsite materials. 1. Bearing Capacity and Settlement The allowable bearing capacity for a stiffened foundation or mat slab placed on approved recompacted fill with a thickness of 12 inches or more is 2,000 pounds per square foot. Foundation settlement from structural loading is estimated to be ¾ inch total and ½ inch differential over a distance of 30 feet. Foundation settlement should occur mostly during construction. 2. Lateral Loads Lateral loads may be resisted by passive pressure forces and friction acting on the bottom of foundations. Passive pressure may be computed from an equivalent fluid density of 150 pounds per cubic foot above the groundwater table, not to exceed 2,000 pounds per square December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 9 foot. A coefficient of friction of 0.25 may be used in computing the frictional resistance. These values may be combined without reduction. 3. Reinforcement Foundations and slabs should be reinforced in conformance with the requirements of the structural engineer. From a geotechnical viewpoint, a minimum of two No. 5 bars should be incorporated at the top and bottom of continuous footings in order to reduce the potential for cracking during seismic shaking or as a result of subsurface imperfections. Monitoring Complete documentation of the pre- and post-construction conditions of adjacent improvements should be undertaken. In addition, monitoring of ground movement and construction vibrations should be made as an integral part of the construction. Such documentation should include: 1. A sufficient number of photographs to establish the existing condition of nearby structures. 2. Establishment of a sufficient number of ground elevation control stations so that potential subsidence or heave associated with grading and lateral movement can be detected. Monitoring of such points should be accomplished during all grading, shoring (if any), and excavation work. 3. Ground vibration monitoring during construction to capture peak particle velocities of drilling, tracking, and excavation activities is recommended. Vibration monitors should be Sigicom model C-22 tri-axial geophones or equal. Hardscape Design and Construction Hardscape improvements may utilize conventional foundations embedded in recompacted fill designed in accordance with the foundation recommendations presented above. Foundations should have a design depth of 18 inches or more. Concrete flatwork should be divided into as nearly square panels as possible. Joints should be provided at maximum 6 feet intervals to give articulation to the concrete panels. Landscaping and planters adjacent to concrete flatwork should be designed in such a manner as to direct drainage away from concrete areas to approved outlets. Planters located adjacent to principal foundation elements should be sealed and drained. Flatwork elements should be a minimum 5 inches thick (actual) and reinforced with No. 4 bars 16 inches on center both ways. December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 10 Seismic Design Based on the geotechnical data and site parameters, the following is provided by the USGS (ASCE 7-16) to satisfy the 2019 CBC design criteria: Table 2, Site and Seismic Design Criteria for the 2019 CBC Design Parameters Recommended Values Site Class Site Longitude (degrees) Site Lattitude (degrees) Ss (g) B S1 (g) B SMs (g) D* SM1 (g) D* SDs (g) D* SD1 (g) D* Fa Fv Seismic Design Category F -117.9213 33.6155 1.384 0.493 1.384 1.232 0.923 0.822 1.0 2.5 D *This evaluation assumes the fundamental period of vibration of proposed structures does not exceed 0.5 second. The structural consultant should review the above parameters and the California Building Code to evaluate the seismic design. Finished Grade and Surface Drainage Finished grades should be designed and constructed so that no water ponds in the vicinity of footings. Drainage design in accordance with the 2019 California Building Code, Section 1804.4 is recommended. Roofs should be guttered and discharge conducted away from the house in a non-erosive manner as specified by the project civil engineer or landscape architect. Proper interception and disposal of all onsite surface discharge is presumed to be a matter of civil engineering or landscape architectural design. Concrete Soil soluble sulfate testing indicates negligible sulfate content. On-site concrete may be exposed to seawater. It is recommended that a concrete expert be retained to design an appropriate concrete mix to address the structural and exposure requirements. In lieu of retaining a concrete expert, it is recommended that the 2019 California Building Code, Section 1904.1 be utilized, December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 11 which refers to ACI 318, Table 4.3.1, and 4.2.1. The appropriate exposure should be evaluated by the architect and/or structural engineer. Utility Trench Backfill Utility trench backfill should be placed in accordance with Appendix F, Utility Trench Backfill Guidelines. It is the owners and contractor's responsibility to inform subcontractors of these requirements and to notify Geofirm when backfill placement is to begin. Foundation Plan Review In order to help assure conformance with recommendations of this report and as a condition of the use of this report, the undersigned should review final foundation plans and specifications prior to submission of such to the building official for issuance of permits. Such review is to be performed only for the limited purpose of checking for conformance with the design concept and the information provided herein. This review shall not include review of the accuracy or completeness of details, such as quantities, dimensions, weights or gauges, fabrication processes, construction means or methods, coordination of the work with other trades or construction safety precautions, all of which are the sole responsibility of the Contractor. Geofirm’s review shall be conducted with reasonable promptness while allowing sufficient time in our judgment to permit adequate review. Review of a specific item shall not indicate that Geofirm has reviewed the entire system of which the item is a component. Geofirm shall not be responsible for any deviation from the Construction Documents not brought to our attention in writing by the Contractor. Geofirm shall not be required to review partial submissions or those for which submissions of correlated items have not been received. Jobsite Safety Neither the professional activities of Geofirm, nor the presence of Geofirm’s employees and subconsultants at a construction/project site, shall relieve the General Contractor of its obligations, duties and responsibilities including, but not limited to, construction means, methods, sequence, techniques or procedures necessary for performing, superintending and coordination the work in accordance with the contract documents and any health or safety precautions required by any regulatory agencies. Geofirm and its personnel have no authority to exercise any control over any construction contractor or its employees in connection with their work or any health or safety programs or procedures. The General Contractor shall be solely responsible for jobsite safety. Pre-Grade Meeting A pre-job conference should be held with representative of the owner, contractor, architect, civil engineer, soils engineer, engineering geologist, and building official prior to commencement of construction, to clarify any questions relating to the intent of these recommendations or additional recommendations. December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 12 Observation and Testing The 2019 California Building Code, Section 1705.6 requires geotechnical observation and testing during construction to verify proper removal of unsuitable materials, that foundation excavations are clean and founded in competent material, to test for proper moisture content and proper degree of compaction of fill, to test and observe placement of wall and trench backfill materials, and to confirm design assumptions. It is noted that the CBC requires continuous verification and testing during placement of fill, pile driving, and pier/caisson drilling. A Geofirm representative shall visit the site at intervals appropriate to the stage of construction, as notified by the Contractor, in order to observe the progress and quality of the work completed by the Contractor. Such visits and observation are not intended to be an exhaustive check or a detailed inspection of the Contractor’s work but rather are to allow Geofirm, as an experienced professional, to become generally familiar with the work in progress and to determine, in general, if the work is proceeding in accordance with the recommendations of this report. Geofirm shall not supervise, direct, or have control over the Contractor’s work nor have any responsibility for the construction means, methods, techniques, sequences, or procedures selected by the Contractor nor the Contractor’s safety precautions or programs in connection with the work. These rights and responsibilities are solely those of the Contractor. Geofirm shall not be responsible for any acts or omission of the Contractor, subcontractor, any entity performing any portion of the work, or any agents or employees of any of them. Geofirm does not guarantee the performance of the Contractor and shall not be responsible for the Contractor’s failure to perform its work in accordance with the Contractor documents or any applicable law, codes, rules or regulations. These observations are beyond the scope of this investigation and budget and are conducted on a time and material basis. The responsibility for timely notification of the start of construction and ongoing geotechnically involved phases of construction is that of the owner and his contractor. Typically, at least 24 hours’ notice is required. LIMITATIONS This investigation has been conducted in accordance with generally accepted practice in the engineering geologic and soils engineering field. No further warranty is offered or implied. Conclusions and recommendations presented are based on subsurface conditions encountered and are not meant to imply a control of nature. As site geotechnical conditions may alter with time, the recommendations presented herein are considered valid for a time period of one year from the report date. The recommendations are also specific to the current proposed development. Changes in proposed land use or development may require supplemental investigation or recommendations. Also, independent use of this report in any form cannot be approved unless specific written verification of the applicability of the recommendations is obtained from this firm. December 18, 2020 Project No: 72539-00 Report No: 20-8800 Page No: 13 Thank you for this opportunity to be of service. If you have any questions, please contact this office. Respectfully submitted, GEOFIRM Erik R. Hilde, P.G., E.G. 2303 Zi Wang, R.C.E. 80199 Associate Engineering Geologist Senior Engineer Date Signed: 12 / 18 / 2020 ERH/ZW: hsm Distribution: Addressee via email JOB NO.: DATE:FIGURE: USGS Geologic Location Map, Santa Ana 30' x 60' Quadrangle 72539-00 December 2020 1 SITE 306 Via Lido Nord Newport Beach JOB NO.: DATE:FIGURE: CDMG Geologic Hazards Location Map, Newport Beach Quadrangle 72539-00 December 2020 2 SITE 306 Via Lido Nord Newport Beach EXPLANATION 3 FIGURE: GEOTECHNICAL PLOT PLAN 306 VIA LIDO NORD NEWPORT BEACH, CALIFORNIA 72539-00 20-8800 DECEMBER 2020 JOB NO.:REPORT NO.:DATE: Df Qb CPT-1 APPROXIMATE LOCATION OF CONE PENETRATION TEST Df DREDGE FILL Qb TIDAL BAY DEPOSITS SCALE: 1"=8' CPT-1 APPENDIX A REFERENCES APPENDIX A REFERENCES 1. Al Atik, Linda, M. ASCE, and Sitar, Nicholas, M.ASCE, 2010, Seismic Earth Pressures on Cantilever Retaining Structures, ASCE Journal of Geotechnical and Geoenvironmental Engineering, dated October. 2. Bozorgnia, Y., Campbell, K.W., and Niazi, M. M., 1999, “Vertical Ground Motion: Characteristics, Relationship with Horizontal Component, and Building Code Implications”, Proceedings of the SMIP99 Seminar on Utilization of Strong-Motion Data, pp. 23-49, dated September 15. 3. California Building Code, 2019 Edition. 4. California Division of Mines & Geology, 1998, “Seismic Hazards Zones Map, Newport Beach Quadrangle.” 5. California Geological Survey, 2008, “Guidelines for Evaluating and Mitigating Seismic Hazards in California,” Special Publication 117A. 6. Geofirm, 2011, “Preliminary Geotechnical Investigation, Proposed New Single-Family Residence, 333 Via Lido Nord, Newport Beach, California”, Project No. 71934-00, Report No. 11-6875, dated September 15. 7. Geofirm, 2012, “Preliminary Geotechnical Investigation, Proposed New Single-Family Residence, 232 Via Genoa, Lido Isle, Newport Beach, California”, Project No. 72020-00, Report No. 12-7195, dated October 25. 8. Geofirm, 2020, “Preliminary Geotechnical Investigation, Proposed New Single-Family Residence, 408 Via Lido Nord, Lido Island, Newport Beach, California”, Project No. 72514-00, Report No. 20-8758. 9. Geofirm, 2020, “Preliminary Geotechnical Investigation, Proposed New Single-Family Residence, 115 & 119 Via Mentone, Newport Beach, California”, Project No. 72488-00, Report No. 20-8683. 10. Grant et al, 1999, “Late Quaternary Uplift and Earthquake Potential of the San Joaquin Hills, South Los Angeles Basin, California.” 11. Legg, Mark R., et al, 2003, “Evaluation of Tsunami Risk to Southern California Coastal Cities,” Earthquake Engineering Research Institute. January 12. Morton, P.K., et al, 1973, “Geo-Environmental Maps of Orange County,” California Division of Mines and Geology, Preliminary Report 15. 13. United States Geological Survey, 2002, "Preliminary Digital Geologic Map of the Santa Ana 30' x 60' Quadrangle, southern California, Version 1.0". APPENDIX B1 CURRENT CPT LOG Project:Geofirm Kehoe Testing and Engineering 714-901-7270 steve@kehoetesting.com www.kehoetesting.com Total depth: 39.97 ft, Date: 11/25/2020306 Via Lido Nord, Newport Beach, CA CPT-1 Location: Cone resistance Tip resistance (tsf) 5004003002001000 De p t h ( f t ) 40 39 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 Cone resistance Sleeve friction Friction (tsf) 543210 De p t h ( f t ) 40 39 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 Sleeve friction Pore pressure u Pressure (psi) 20100-10-20 De p t h ( f t ) 40 39 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 Pore pressure u Friction ratio Rf (%) 876543210 De p t h ( f t ) 40 39 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 Friction ratio Soil Behaviour Type SBT (Robertson, 2010) 181614121086420 De p t h ( f t ) 40 39 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 Soil Behaviour Type Silty sand & sandy silt Sand & silty sand Silty sand & sandy silt Sand & silty sand Silty sand & sandy silt Silty sand & sandy silt Silty sand & sandy silt Sand & silty sand Sand Sand & silty sand Sand Sand & silty sand Sand Sand & silty sand Sand CPeT-IT v.2.3.1.9 - CPTU data presentation & interpretation software - Report created on: 12/1/2020, 4:58:26 AM 1 Project file: APPENDIX B2 REFERENCE 9 FIELD LOGS (115 AND 119 VIA MENTONE) SM SP OH SC DREDGE FILL: Silty Sand (SM) - Light brown tan, moist, loose, fine to medium grained, few shells Poorly-Graded Sand (SP) - Light brown gray tan, moist to very moist, loose, fine to medium grained, with few shells BAY LAGOONAL DEPOSITS: Organic Silty Clay (OH) - Black dark gray, saturated. very soft,with many organics @7.5 feet Groundwater Caving Clayey Sand (SC) - Gray, saturated, very loose to loose, fine grained, with many organics Caving Groundwater Encountered @ 7 feet 6 inchesTotal Depth = 9 feet 6 inches De p t h ( f e e t ) Un d i s t u r b e d Sa m p l e De p t h ( f e e t ) LOG OF BORING Description US C S Mo i s t u r e Co n t e n t ( % ) In - p l a c e D r y De n s i t y ( p c f ) No r m a l i z e d Bl o w s / 1 2 " Project No.: 72488-00 Date(s) Logged: 3/4/2020 Drilling Company: Mike's ExcavationLogged By: JSM Ground Elev.: ±12.52' Figure No.: B-1 Location: Side Yard of 115 Address: Method of Drilling: Hand Auger Geofirm 115 & 119 Via Mentone;Newport Beach, CA BORING NO.: HA-1 GeologicAttitude 0 1 2 3 4 5 6 7 8 9 10 Bu l k S a m p l e 0 1 2 3 4 5 6 7 8 9 10 SM SP OH DREDGE FILL: Silty Sand (SM) - Light brown tan, moist, loose, fine to medium grained, few shells Poorly-Graded Sand (SP) - Light brown gray tan, moist to very moist, loose, fine to medium grained, with few shells BAY LAGOONAL DEPOSITS: Organic Silty Clay (OH) - Black dark gray, saturated. very soft, with many organics @7.25 feet GroundwaterCaving Groundwater Encountered @ 7 feet 3 inches Total Depth = 8 feet De p t h ( f e e t ) Un d i s t u r b e d Sa m p l e De p t h ( f e e t ) LOG OF BORING Description US C S Mo i s t u r e Co n t e n t ( % ) In - p l a c e D r y De n s i t y ( p c f ) No r m a l i z e d Bl o w s / 1 2 " Project No.: 72488-00 Date(s) Logged: 3/4/2020 Drilling Company: Mike's ExcavationLogged By: JSM Ground Elev.: ±12.72' Figure No.: B-2 Location: Side Yard of 119 Address: Method of Drilling: Hand Auger Geofirm 115 & 119 Via Mentone;Newport Beach, CA BORING NO.: HA-2 GeologicAttitude 0 1 2 3 4 5 6 7 8 9 10 Bu l k S a m p l e 0 1 2 3 4 5 6 7 8 9 10 APPENDIX C PREVIOUS FIELD EXPLORATION AND LABORATORY TEST RESULTS 115 and 119 Via Mentone, Newport Beach, CA APPENDIX C PREVIOUS FIELD EXPLORATION AND LABORATORY TEST RESULTS I. Field Exploration Procedures A. Local Field Exploration Our field services consisted of two CPT sounding to a maximum depth of 30 feet and two borings to a maximum depth of 9.5 feet. Borings were hand-augered to expose subsurface soils. Logs of our CPT and borings are included in Appendix B2. B. Local Sampling 1. Core Samples Core samples of subsurface materials were obtained by driving a steel barrel drive sampler. The sampler has an outside diameter of 3.0 inches and is lined with a series of 1-inch high brass rings having an inside diameter of 2.43 inches. A drive shoe is placed on the tip of the sampler to hold the liners in place during sampling. The samples were removed from the sample barrel in the brass rings, placed in moisture tight containers and transported to the laboratory for testing. 2. Disaggregated Samples Bulk samples of typical soil types were bagged and transported to the laboratory for classification and physical testing. II. Previous Laboratory Testing Procedures A. Moisture and Density Tests Moisture and density determinations were made in accordance with ASTM test methods. The results are summarized on Figure C-1. B. Corrosion Test Results Sample Designation - HA-1 @ 9’ pH - 7.8 Soluble Sulfate - 24 mg/kg Minimum Resistivity - 10,000 ohm-cm C. Particle Size Analyses Particle size analyses were performed on a typical sample in accordance with ASTM D422. The results of the test is presented graphically on Figure C-2. HA-1 0.00 60 LB SM 4.4 HA-1 3.00 6 MC SP 2.5 98.2 9 HA-1 5.00 6 MC SP 5.5 92.7 18 HA-1 9.00 6 MC SC HA-2 3.00 6 MC SP 4.3 98.1 16 HA-2 5.00 6 MC SP 5.7 103.4 24 HA-2 7.00 6 MC SP Borehole Soil UnitSampleType Dry Density(pcf)Classification Expansion Index Water Content(%) MOISTURE, DENSITY AND SATURATION Depth(ft) SampleLength (in) Saturation (%) Client: Wilson Figure No. C-1 Project Number: 72488-00 Project Name: Wilson Address: 115 & 119 Via Mentone;Newport Beach, CA Side Yard 0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 0.0010.010.1110100 COBBLES GRAVEL SAND D60 0.315 D100 BOREHOLE DEPTH finemedium 3 1002416 301 2006 10 501/2 4.00 HYDROMETERU.S. SIEVE OPENING IN INCHES U.S. SIEVE NUMBERS1.5 8 143/4 3/8 PE R C E N T F I N E R B Y W E I G H T PI Cc CuLL PL HA-1 GRAIN SIZE IN MILLIMETERS coarse fine coarse SILT OR CLAY HA-1 0.16775 Classification 1403420 406 60 %Clay%Silt 8.988.0 %Sand%Gravel 3.1 D10 0.079 D30BOREHOLE DEPTH 1.13 GRAIN SIZE DISTRIBUTION 9.0 9.0 Client: Wilson Figure No. C-2 Project Number: 72488-00 Project Name: Wilson Address: 115 & 119 Via Mentone;Newport Beach, CA Side Yard APPENDIX D LIQUEFACTION ANALYSIS LIQUEFACTION ANALYSIS REPORT Input parameters and analysis data Analysis method: Fines correction method: Points to test: Earthquake magnitude M w: Peak ground acceleration: NCEER (1998) NCEER (1998) Based on Ic value 6.70 0.67 . G.W.T. (in-situ): G.W.T. (earthq.): Average results interval: Ic cut-off value: Unit weight calculation: Project title : 72539-00 Location : 306 Via Lido Nord, Newport Beach, CA Geotechnical Engineers 801 Glenneyre St # E, Laguna Beach, CA 92651 www.stoneymiller.com CPT file : CPT-1 5.00 ft 5.00 ft 3 2.60 Based on SBT Use fill: Fill height: Fill weight: Trans. detect. applied: Kσ applied: No N/A N/A Yes Yes Clay like behavior applied: Limit depth applied: Limit depth: MSF method: Sands only Yes 11.50 ft Method based Cone resistance qt (tsf) 200 De p t h ( f t ) 38 36 34 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 Cone resistance SBTn Plot Ic (Robertson 1990) 4321 38 36 34 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 SBTn Plot CRR plot CRR & CSR 0.60.40.20 38 36 34 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 CRR plot During earthq. Qtn,cs 200180160140120100806040200 Cy c l i c S t r e s s R a t i o * ( C S R * ) 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 Liquefaction No Liquefaction Normalized friction ratio (%) 0.1 1 10 No r m a l i z e d C P T p e n e t r a t i o n r e s i s t a n c e 1 10 100 1,000 Friction Ratio Rf (%) 1086420 38 36 34 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 Friction Ratio Mw=71/2, sigma'=1 atm base curve Summary of liquefaction potential FS Plot Factor of safety 21.510.50 38 36 34 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 FS Plot During earthq. Zone A1: Cyclic liquefaction likely depending on size and duration of cyclic loading Zone A2: Cyclic liquefaction and strength loss likely depending on loading and ground geometry Zone B: Liquefaction and post-earthquake strength loss unlikely, check cyclic softening Zone C: Cyclic liquefaction and strength loss possible depending on soil plasticity, brittleness/sensitivity, strain to peak undrained strength and ground geometry CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq 1 This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 Cone resistance qt (tsf) 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Cone resistance CPT basic interpretation plots Friction Ratio Rf (%) 1086420 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Friction Ratio Pore pressure u (psi) 1050 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Pore pressure Insitu SBT Plot Ic(SBT) 4321 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 SBT Plot Soil Behaviour Type SBT (Robertson et al. 1986) 1817161514131211109876543210 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Soil Behaviour Type Silty sand & sandy silt Sand & silty sand Silty sand & sandy silt Sand & silty sand Silty sand & sandy siltSilty sand & sandy siltClay & silty clay Sand & silty sand SandSand & silty sandSand Sand & silty sand Sand Sand & silty sand CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 2 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq Input parameters and analysis data Analysis method: Fines correction method: Points to test: Earthquake magnitude M w: Peak ground acceleration: Depth to water table (insitu): NCEER (1998) NCEER (1998) Based on Ic value 6.70 0.67 5.00 ft Depth to water table (erthq.): Average results interval: Ic cut-off value: Unit weight calculation: Use fill: Fill height: 5.00 ft 3 2.60 Based on SBT No N/A Fill weight: Transition detect. applied: Kσ applied: Clay like behavior applied: Limit depth applied: Limit depth: N/A Yes Yes Sands only Yes 11.50 ft SBT legend 1. Sensitive fine grained 2. Organic material 3. Clay to silty clay 4. Clayey silt to silty clay5. Silty sand to sandy silt 6. Clean sand to silty sand 7. Gravely sand to sand 8. Very stiff sand to clayey sand9. Very stiff fine grained This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 Norm. cone resistance Qtn 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Norm. cone resistance CPT basic interpretation plots (normalized) Norm. friction ratio Fr (%) 1086420 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Norm. friction ratio Nom. pore pressure ratio Bq 10.80.60.40.20-0.2 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Nom. pore pressure ratio SBTn Plot Ic (Robertson 1990) 4321 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 SBTn Plot Norm. Soil Behaviour Type SBTn (Robertson 1990) 1817161514131211109876543210 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Norm. Soil Behaviour Type Silty sand & sandy silt Sand & silty sand Silty sand & sandy silt Sand & silty sand Silty sand & sandy siltSilty sand & sandy silt Sand & silty sand Sand Sand & silty sand CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 3 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq SBTn legend 1. Sensitive fine grained 2. Organic material 3. Clay to silty clay 4. Clayey silt to silty clay5. Silty sand to sandy silt 6. Clean sand to silty sand 7. Gravely sand to sand 8. Very stiff sand to clayey sand9. Very stiff fine grained Input parameters and analysis data Analysis method: Fines correction method: Points to test: Earthquake magnitude M w: Peak ground acceleration: Depth to water table (insitu): NCEER (1998) NCEER (1998) Based on Ic value 6.70 0.67 5.00 ft Depth to water table (erthq.): Average results interval: Ic cut-off value: Unit weight calculation: Use fill: Fill height: 5.00 ft 3 2.60 Based on SBT No N/A Fill weight: Transition detect. applied: Kσ applied: Clay like behavior applied: Limit depth applied: Limit depth: N/A Yes Yes Sands only Yes 11.50 ft This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 Total cone resistance qt (tsf) 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Total cone resistance Liquefaction analysis overall plots (intermediate results) SBTn Index Ic (Robertson 1990) 4321 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 SBTn Index Norm. cone resistance Qtn 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Norm. cone resistance Grain char. factor Kc 109876543210 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Grain char. factor Corrected norm. cone resistance Qtn,cs 300250200150100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Corrected norm. cone resistance CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 4 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq Input parameters and analysis data Analysis method: Fines correction method: Points to test: Earthquake magnitude M w: Peak ground acceleration: Depth to water table (insitu): NCEER (1998) NCEER (1998) Based on Ic value 6.70 0.67 5.00 ft Depth to water table (erthq.): Average results interval: Ic cut-off value: Unit weight calculation: Use fill: Fill height: 5.00 ft 3 2.60 Based on SBT No N/A Fill weight: Transition detect. applied: Kσ applied: Clay like behavior applied: Limit depth applied: Limit depth: N/A Yes Yes Sands only Yes 11.50 ft This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 CRR plot CRR & CSR 0.60.40.20 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 CRR plot During earthq. Liquefaction analysis overall plots FS Plot Factor of safety 21.510.50 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 FS Plot During earthq. Liquefaction potential LPI 20151050 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Liquefaction potential Vertical settlements Settlement (in) 0.40.30.20.10 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Vertical settlements Lateral displacements Displacement (in) 6420 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Lateral displacements CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 5 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq F.S. color scheme LPI color schemeInput parameters and analysis data Analysis method: Fines correction method: Points to test: Earthquake magnitude M w: Peak ground acceleration: Depth to water table (insitu): NCEER (1998) NCEER (1998) Based on Ic value 6.70 0.67 5.00 ft Depth to water table (erthq.): Average results interval: Ic cut-off value: Unit weight calculation: Use fill: Fill height: 5.00 ft 3 2.60 Based on SBT No N/A Fill weight: Transition detect. applied: Kσ applied: Clay like behavior applied: Limit depth applied: Limit depth: N/A Yes Yes Sands only Yes 11.50 ft Almost certain it will liquefy Very likely to liquefy Liquefaction and no liq. are equally likely Unlike to liquefy Almost certain it will not liquefy Very high risk High risk Low risk This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 Normalized friction ratio (%) 0.1 1 10 No r m a l i z e d C P T p e n e t r a t i o n r e s i s t a n c e 1 10 100 1,000 Liquefaction analysis summary plots Qtn,cs 200180160140120100806040200 Cy c l i c S t r e s s R a t i o * ( C S R * ) 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 Liquefaction No Liquefaction Thickness of surface layer, H1 (m) 109876543210 Th i c k n e s s o f l i q u e f i a b l e s a n d l a y e r , H 2 ( m ) 12.0 11.0 10.0 9.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0 CPT-1 (1.64) Analysis PGA: 0.67 PG A 0 . 4 0 g - 0 . 5 0 g CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 6 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq Input parameters and analysis data Analysis method: Fines correction method: Points to test: Earthquake magnitude M w: Peak ground acceleration: Depth to water table (insitu): NCEER (1998) NCEER (1998) Based on Ic value 6.70 0.67 5.00 ft Depth to water table (erthq.): Average results interval: Ic cut-off value: Unit weight calculation: Use fill: Fill height: 5.00 ft 3 2.60 Based on SBT No N/A Fill weight: Transition detect. applied: Kσ applied: Clay like behavior applied: Limit depth applied: Limit depth: N/A Yes Yes Sands only Yes 11.50 ft This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 Norm. cone resistance Qtn 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Norm. cone resistance Check for strength loss plots (Robertson (2010)) Grain char. factor Kc 109876543210 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Grain char. factor Corrected norm. cone resistance Qtn,cs 300250200150100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Corrected norm. cone resistance SBTn Index Ic (Robertson 1990) 4321 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 SBTn Index Liquefied Su/Sig'v Su/Sig'v 2.521.510.50 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 Peak Su ratio Liq. Su ratio Liquefied Su/Sig'v CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 7 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq Input parameters and analysis data Analysis method: Fines correction method: Points to test: Earthquake magnitude M w: Peak ground acceleration: Depth to water table (insitu): NCEER (1998) NCEER (1998) Based on Ic value 6.70 0.67 5.00 ft Depth to water table (erthq.): Average results interval: Ic cut-off value: Unit weight calculation: Use fill: Fill height: 5.00 ft 3 2.60 Based on SBT No N/A Fill weight: Transition detect. applied: Kσ applied: Clay like behavior applied: Limit depth applied: Limit depth: N/A Yes Yes Sands only Yes 11.50 ft TRANSITION LAYER DETECTION ALGORITHM REPORT Summary Details & Plots This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 SBTn Index Ic (Robertson 1990) 4321 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 SBTn Index Norm. Soil Behaviour Type SBTn (Robertson 1990) 1817161514131211109876543210 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Norm. Soil Behaviour Type Silty sand & sandy silt Sand & silty sand Silty sand & sandy silt Sand & silty sand Silty sand & sandy siltSilty sand & sandy silt Sand & silty sand Sand Sand & silty sand Transition layer algorithm properties Ic minimum check value: Ic maximum check value: Ic change ratio value: Minimum number of points in layer: General statistics Total points in CPT file: Total points excluded: Exclusion percentage: Number of layers detected: The software will delete data when the cone is in transition from either clay to sand or vise-versa. To do this the software requires a range of Ic values over which the transition will be defined (typically somewhere between 1.80 < I c < 3.0) and a rate of change of Ic. Transitions typically occur when the rate of change of I c is fast (i.e. delta Ic is small). The SBTn plot below, displays in red the detected transition layers based on the parameters listed below the graphs. Short description 1.70 3.00 0.0250 4 575 34 5.91% 4 CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq 8 This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 Cone resistance qt (tsf) 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Cone resistance SBTn Plot Ic (Robertson 1990) 4321 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 SBTn Plot FS Plot Factor of safety 21.510.50 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 FS Plot During earthq. Vertical settlements Settlement (in) 0.40.30.20.10 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Vertical settlements Estimation of post-earthquake settlements Strain plot Volumentric strain (%) 6543210 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Strain plot CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 9 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq Abbreviations qt: Ic: FS: Volumentric strain: Total cone resistance (cone resistance q c corrected for pore water effects) Soil Behaviour Type Index Calculated Factor of Safety against liquefaction Post-liquefaction volumentric strain This software is licensed to: Stoney-Miller Consultants, Inc CPT name: CPT-1 Cone resistance qt (tsf) 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Cone resistance SBTn Plot Ic (Robertson 1990) 4321 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 SBTn Plot Corrected norm. cone resistance Qtn,cs 300200100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Corrected norm. cone resistance FS Plot Factor of safety 21.510.50 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 FS Plot During earthq. Cyclic shear strain Gamma max (%) 6050403020100 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Cyclic shear strain Lateral displacements Displacement (in) 6420 De p t h ( f t ) 38 37 36 35 34 33 32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 Lateral displacements Estimation of post-earthquake lateral Displacements Geometric parameters: Level ground (or gently sloping) with free face (L: 5.00 ft - H: 5.00 ft) CLiq v.3.0.2.4 - CPT Liquefaction Assessment Software - Report created on: 12/4/2020, 3:38:14 PM 10 Project file: V:\72450-72999\72539 (Pharris) 306 Via Lido Nord\CPT and Liquefaction\72539-00.clq qt: Total cone resistance (cone resistance q c corrected for pore water effects) Ic: Soil Behaviour Type Index Qtn,cs: Equivalent clean sand normalized CPT total cone resistance F.S.: Factor of safety γmax: Maximum cyclic shear strain LDI: Lateral displacement index Abbreviations Surface condition APPENDIX E STANDARD GRADING SPECIFICATIONS APPENDIX E STANDARD GRADING SPECIFICATIONS GENERAL These specifications present the usual and minimum requirements for grading operations observed by Geofirm or its designated representative. No deviation from these specifications will be allowed, except where specifically superseded in the geotechnical report signed by a registered geotechnical engineer. The placement, spreading, mixing, watering and compaction of the fills in strict accordance with these guidelines shall be the sole responsibility of the contractor. The construction, excavation, and placement of fill shall be under the direct observation of the soils engineer signing the soils report. If unsatisfactory soil-related conditions exist, the soils engineer shall have the authority to reject the compacted fill ground and, if necessary, excavation equipment will be shut down to permit completion of compaction. Conformance with these specifications will be discussed in the final report issued by the soils engineer. SITE PREPARATION All brush, vegetation and other deleterious material such as rubbish shall be collected, piled and removed from the site prior to placing fill, leaving the site clear and free from objectionable material. Soil, alluvium, or rock materials determined by the soils engineer as being unsuitable for placement in compacted fills shall be removed from the site. Any material incorporated as part of a compacted fill must be approved by the soils engineer. The surface shall then be plowed or scarified to a minimum depth of 6 inches until the surface is free from uneven features that would tend to prevent uniform compaction by the equipment used. After the area to receive fill has been cleared and scarified, it shall be diced or bladed by the contractor until it is uniform and free from large clods, brought to the proper moisture content and compacted to minimum requirements. If the scarified zone is greater than 12 inches in depth, the excess shall be removed and placed in lifts restricted to 6 inches. Any underground structures such as cesspools, cisterns, mining shafts, tunnels, septic tanks, wells, pipe lines or others not located prior to grading are to be removed or treated in a manner prescribed by the soils engineer. MATERIALS Materials for compacted fill shall consist of materials approved by the soils engineer. These materials may be excavated from the cut area or imported from other approved sources, and soils from one or more sources may be blended. Fill soils shall be free from organic vegetable matter and other unsuitable substances. Normally, the material shall contain no rocks or hard lumps greater than 6 inches in size and shall contain at least 50 percent of material smaller than 1/4- inch in size. Materials greater than 4 inches in size shall be placed so that they are completely surrounded by compacted fines; no nesting of rocks shall be permitted. No material of a perishable, spongy, or otherwise of an unsuitable nature shall be used in the fill soils. Representative samples of materials to be utilized as compacted fill shall be analyzed in the laboratory by the soils engineer to determine their physical properties. If any material other than that previously tested is encountered during grading, the appropriate analysis of this material shall be conducted by the geotechnical engineer as soon as possible. PLACING, SPREADING, AND COMPACTING FILL MATERIAL The material used in the compacting process shall be evenly spread, watered, processed and compacted in thin lifts not to exceed 6 inches in thickness to obtain a uniformly dense layer. When the moisture content of the fill material is below that specified by the soils engineer, water shall be added by the contractor until the moisture content is near optimum as specified. When the moisture content of the fill material is above that specified by the geotechnical engineer, the fill material shall be aerated by the contractor by blading, mixing, or other satisfactory methods until the moisture content is near optimum as specified. After each layer has been placed, mixed, and spread evenly, it shall be thoroughly compacted to 90 percent of the maximum laboratory density in compliance with ASTM D: 1557-70 (five layers). Compaction shall be accomplished by sheepsfoot rollers, vibratory rollers, multiple- wheel pneumatic-tired rollers, or other types of acceptable compacting equipment. Equipment shall be of such design that it will be able to compact the fill to the specified density. Compaction shall be continuous over the entire area and the equipment shall make sufficient passes to obtain the desired density uniformly. A minimum relative compaction of 90 percent out to the finished slope face of all fill slopes will be required. Compacting of the slopes shall be accomplished by backrolling the slopes in increments of 2 to 5 feet in elevation gain or by overbuilding and cutting back to the compacted inner core, or by any other procedure which produces the required compaction. OBSERVATIONS AND TESTING The geotechnical engineer shall observe the placement of fill during the grading process and will file a written report upon completion of grading stating his observations as to compliance with these specifications. One density test shall be required for each 2 vertical feet of fill placed, or one for each 1,000 cubic yards of fill, whichever requires the greater number of tests. Any cleanouts and processed ground to receive fill must be observed by the soils engineer and/or engineering geologist prior to any fill placement. The contractor shall notify the geotechnical engineer when these areas are ready for observation. PROTECTION OF WORK During the grading process and prior to the complete construction of permanent drainage controls, it shall be the responsibility of the contractor to provide good drainage and prevent ponding of water and damage to adjoining properties or to finished work on the site. After the geotechnical engineer has terminated his observations of the completed grading, no further excavations and/or filling shall be performed without the approval of the soils engineer, if it is to be subject to the recommendations of this report. APPENDIX F UTILITY TRENCH BACKFILL GUIDELINES APPENDIX F UTILITY TRENCH BACKFILL GUIDELINES The following guidelines pertinent to utility trench backfills have been adopted by the County of Orange, Environmental Management Agency Grading Section, effective March 31, 1986. The application of the guidelines is strictly enforced by the County reviewers and inspectors. 1. Each utility subcontractor (gas, electric, water, sewer, telephone, cable TV, irrigation, drainage, etc.) shall submit to the developer for dissemination to his consultants (civil engineer, geotechnical engineer, and utility contractor) a plot plan of utility lines installed under his purview which identifies line type, material, size, depth, and approximate location. 2. The developer or his agent shall provide a composite plot plan of all utilities or a copy of all individual utility plot plans to his geotechnical engineer for use in evaluating whether all utility trench backfills are suitable for the intended use. 3. The geotechnical engineer shall provide the County with a report which includes a plot plan showing the location of all utility trenches which: A. Are located within the load influence zone of a structure (1:1 projection) B. Are located beneath any hardscape C. Are parallel and in close proximity to the top or toe of a slope and may adversely impact slope stability if improperly backfilled D. Are located on the face of a slope in a trench 18 or more inches in depth. Typically, trenches that are less than 18 inches in depth will not be within the load influence zone if located next to a structure, and will not have a significant effect on slope stability if constructed near the top or toe of a slope and need not be shown on the plot plan unless determined to be significant by the geotechnical engineer. This plot plan may be prepared by someone other than the soil engineer, but must meet his approval. 4. Backfill compaction test locations must be shown on the plot plan described in No. 3 above, and a table of test data provided in the geotechnical report. 5. The geotechnical report (utility trench backfill) must state that all utility trenches within the subject lots have been backfilled in a manner suitable for the intended use. This includes the backfill of all trenches shown on the plot plan described in No. 3 and the backfill of those trenches which did not need to be plotted on this plan.