HomeMy WebLinkAboutC-5017-0 - PSA for Hearing Examiner ServicesPROFESSIONAL SERVICES AGREEMENT WITH
SHERMAN AND LEVINE
FOR HEARING EXAMINER SERVICES
THIS AGREEMENT is made and entered into as of this 14th day of September, 2006,
by and between the CITY OF NEWPORT BEACH, a Municipal Corporation ("City"),
and JUDY A. SHERMAN AND PHILIP R. LEVINE, dba Sherman and LeVine whose
respective addresses are 11853 Killimore Avenue, Northridge, California, 91326 and
1314 17th Street, Santa Monica, California 90404 (collectively, "Consultant"), and is
made with reference to the following:
RECITALS
A. City is a municipal corporation duly organized and validly existing under the laws of
the State of California with the power to carry on its business as it is now being
conducted under the statutes of the State of California and the Charter of City.
B. City desires to engage Consultant to provide hearing examiner services on
contested parking citations and administrative penalties ("Project").
C. Consultant possesses the skill, experience, ability, background, certification and
knowledge to provide the services described in this Agreement.
D. The principal members of Consultant for purposes of Project, shall be Judy A.
Sherman and Philip R. LeVine.
E. City has solicited and received a proposal from Consultant, has reviewed the
previous experience and evaluated the expertise of Consultant, and desires to
retain Consultant to render professional services under the terms and conditions
set forth in this Agreement.
NOW, THEREFORE, it is mutually agreed by and between the undersigned parties as
follows:
1. TERM
The term of this Agreement shall commence on the above written date, and shall
terminate on the 31 st day of August 2007, unless terminated earlier as set forth
herein. Upon the expiration of this term, the City shall have the option, at its sole
and absolute discretion, of extending the Agreement for an additional one year
period, subject to the terms and conditions contained herein. City shall notify
Consultant of its intention to extend this Agreement within ninety (90) days prior to
the expiration of the Agreement.
2. SERVICES TO BE PERFORMED
Consultant shall diligently perform all the services described in the Scope of
Services attached hereto as Exhibit "A" and incorporated herein by reference.
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The City may elect to delete certain tasks of the Scope of Services at its sole
discretion.
3. TIME OF PERFORMANCE
Time is of the essence in the performance of services under this Agreement and
the services shall be performed to completion in a diligent and timely manner.
The failure by Consultant to perform the services in a diligent and timely manner
may result in termination of this Agreement by City.
Notwithstanding the foregoing, Consultant shall not be responsible for delays
due to causes beyond Consultant's reasonable control. However, in the case of
any such delay in the services to be provided for the Project, each party hereby
agrees to provide notice to the other party so that all delays can be addressed.
3.1 Consultant shall submit all requests for extensions of time for
performance in writing to the Project Administrator not later than ten (10)
calendar days after the start of the condition that purportedly causes a
delay. The Project Administrator shall review all such requests and may
grant reasonable time extensions for unforeseeable delays that are
beyond Consultant's control.
3.2 For all time periods not specifically set forth herein, Consultant shall
respond in the most expedient and appropriate manner under the
circumstances, by either telephone, fax, hand -delivery or mail.
4. COMPENSATION TO CONSULTANT
City shall pay Consultant for the services in accordance with the provisions of
this Section and as stated in Exhibit "B", attached and incorporated herein by
reference. No billing rate changes shall be made during the term of this
Agreement without the prior written approval of City.
Consultant shall submit monthly invoices to City reflecting the number of "in
person" parking citation hearings and parking citation hearings by "written
declaration" conducted during the preceding month. For all other administrative
hearings, the monthly invoice shall reflect the name or number of the case and
number of hours spent on the matter. Consultant's bills shall include the name
of the hearing examiner and the date the services were performed. City shall
pay Consultant no later than thirty (30) days after approval of the monthly invoice
by City staff.
5. ADMINISTRATION
This Agreement will be administered by the Revenue Division. Janine
Williamson shall be the Project Administrator and shall have the authority to act
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for City under this Agreement. The Project Administrator or his/her authorized
representative shall represent City in all matters pertaining to the services to be
rendered pursuant to this Agreement.
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CITY'S RESPONSIBILITIES
In order to assist Consultant in the execution of its responsibilities under this
Agreement, City agrees to, where applicable. -
A. Provide access to, and upon request of Consultant, one copy of all
existing relevant information on file at City. City will provide all such
materials in a timely manner so as not to cause delays in Consultant's
work schedule.
B. Provide the hearing schedules and audio tapes.
C. Designate and provide a location for the hearings to be conducted and for
the hearing materials to be deposited at the conclusion of the hearings.
D. Provide for parking for the hearing examiner during the time hearings are
scheduled.
STANDARD OF CARE
All of the services shall be performed by Consultant. Consultant represents that
he/she is qualified to perform the services required by this Agreement, and that
he/she will perform all services in a manner commensurate with community
professional standards.
Consultant represents and warrants to City that he/she has or shall obtain all
licenses, permits, qualifications, insurance and approvals of whatsoever nature
that is legally required of Consultant to practice its profession. Consultant shall
maintain a City of Newport Beach business license during the term of this
Agreement.
Consultant shall not be responsible for delay, nor shall Consultant be responsible
for damages or be in default or deemed to be in default by reason of strikes,
lockouts, accidents, or acts of God, or the failure of City to furnish timely
information or to approve or disapprove Consultant's work promptly, or delay or
faulty performance by City, contractors, or governmental agencies.
HOLD HARMLESS
Consultant shall indemnify, defend and hold harmless City, its City Council,
boards and commissions, officers, agents and employees (collectively, the
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"Indemnified Parties") from and against any and all claims, damages, suits,
losses, liabilities, costs and expenses (including, without limitation, attorney's
fees and court costs) (individually, a Claim; collectively, "Claims"), regardless of
the merit and/or outcome of any such Claim, arising from or in any manner
related to any intentional, reckless, negligent or otherwise wrongful acts, error or
omissions of Consultant or any person employed by Consultant in the
performance of the services required under this Agreement.
Notwithstanding the foregoing, nothing herein shall be construed to require
Consultant to indemnify the Indemnified Parties from any Claim arising from the
actions of the City, erroneous information provided to Consultant by the City and
suits for damages regarding decisions made in good faith through the hearing
process by the hearing examiner. Nothing in this indemnity provision shall be
construed as authorizing any award of attorney's fees in any action on or to
enforce the terms of this Agreement. This indemnity shall apply to all claims and
liability regardless of whether any insurance policies are applicable. The policy
limits do not act as a limitation upon the amount of indemnification to be provided
by the Consultant.
9. INDEPENDENT CONTRACTOR
It is understood that City retains Consultant on an independent contractor basis
and Consultant is not an agent or employee of City. The manner and means of
conducting the work are under the control of Consultant, except to the extent
they are limited by statute, rule or regulation and the expressed terms of this
Agreement. Nothing in this Agreement shall be deemed to constitute approval
for Consultant or any of Consultant's employees or agents, to be the agents or
employees of City. Consultant shall have the responsibility for and control over
the means of performing the work, provided that Consultant is in compliance with
the terms of this Agreement. Anything in this Agreement that may appear to give
City the right to direct Consultant as to the details of the performance or to
exercise a measure of control over Consultant shall mean only that Consultant
shall follow the desires of City with respect to the results of the services.
10. COOPERATION
Consultant agrees to work closely and cooperate fully with City's designated
Project Administrator and any other agencies that may have jurisdiction or
interest in the work to be performed. City agrees to cooperate with the
Consultant on the Project.
11. PROGRESS
Consultant is responsible for keeping the Project Administrator and/or her duly
authorized designee informed on a regular basis regarding the status and
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progress of the Project, activities performed and planned, and any meetings that
have been scheduled or are desired.
12. INSURANCE
Without limiting Consultant's indemnification of City, and prior to commencement
of work, Consultant shall obtain, provide and maintain at its own expense during
the term of this Agreement, a policy or policies of liability insurance of the type
and amounts described below and in a form satisfactory to City.
A. Certificates of Insurance. Consultant shall provide certificates of
insurance with original endorsements to City as evidence of the insurance
coverage required herein. Insurance certificates must be approved by
City's Risk Manager prior to commencement of performance or issuance
of any permit. Current certification of insurance shall be kept on file with
City at all times during the term of this Agreement.
B. Signature. A person authorized by the insurer to bind coverage on its
behalf shall sign certification of all required policies.
C. Acceptable Insurers. All insurance policies shall be issued by an
insurance company currently authorized by the Insurance Commissioner
to transact business of insurance in the State of California, with an
assigned policyholders' Rating of A (or higher) and Financial Size
Category Class VII (or larger) in accordance with the latest edition of
Best's Key Rating Guide, unless otherwise approved by the City's Risk
Manager.
D. Coverage Requirements.
i. Workers' Compensation Coverage. Consultant shall
maintain Workers' Compensation Insurance and Employer's
Liability Insurance for his or her employees in accordance with the
laws of the State of California. In addition, Consultant shall require
each subcontractor to similarly maintain Workers' Compensation
Insurance and Employer's Liability Insurance in accordance with
the laws of the State of California for all of the subcontractor's
employees. Any notice of cancellation or non -renewal of all
Workers' Compensation policies must be received by City at least
thirty (30) calendar days (10 calendar days written notice of non-
payment of premium) prior to such change. The insurer shall agree
to waive all rights of subrogation against City, its officers, agents,
employees and volunteers for losses arising from work performed
by Consultant for City.
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ii. Automobile Liability Coverage. Consultant shall maintain
automobile insurance covering bodily injury and property damage
for all activities of the Consultant arising out of or in connection with
work to be performed under this Agreement, including coverage for
any owned, hired, non -owned or rented vehicles, in an amount not
less than one million dollars ($1,000,000) combined single limit for
each occurrence.
E. Endorsements. Each automobile liability insurance policy shall be
endorsed with the following specific language:
The City, its elected or appointed officers, officials, employees,
agents and volunteers are to be covered as additional insureds with
respect to liability arising out of work performed by or on behalf of
the Consultant.
ii. Any failure to City, its elected or appointed officers, officials,
employees, agents or volunteers.
iii. The insurance provided by this policy shall not be suspended,
voided, canceled, or reduced in coverage or in limits, by either
party except after thirty (30) calendar days (10 calendar days
written notice of non-payment of premium) written notice has been
received by City.
F. Timely Notice of Claims. Consultant shall give City prompt and timely
notice of claim made or suit instituted arising out of or resulting from
Consultant's performance under this Agreement.
G. Additional Insurance. Consultant shall also procure and maintain, at its
own cost and expense, any additional kinds of insurance, which in its own
judgment may be necessary for its proper protection and prosecution of
the work. In the event the City's Risk Manager determines that additional
insurance is required during the course of the Agreement to insure the
City against demonstrated risks, Consultant shall provide such additional
and reasonable insurance upon terms and conditions that are mutually
agreeable to all parties to continuing any performance under this
Agreement.
13. PROHIBITION AGAINST ASSIGNMENTS AND TRANSFERS
Except as specifically authorized under this Agreement, the services to be
provided under this Agreement shall not be assigned, transferred contracted or
subcontracted out without the prior written approval of City. Any of the following
shall be construed as an assignment: The sale, assignment, transfer or other
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disposition of any of the issued and outstanding capital stock of Consultant, or of
the interest of any general partner or joint venture or syndicate member or
cotenant if Consultant is a partnership or joint -venture or syndicate or cotenancy,
which shall result in changing the control of Consultant. Control means fifty
percent (50%) or more of the voting power or twenty-five percent (25%) or more
of the assets of the corporation, partnership or joint -venture.
14. SUBCONTRACTING
The parties recognize that a substantial inducement to City for entering into this
Agreement is the professional reputation, experience and competence of
Consultant. Assignments of any or all rights, duties or obligations of the
Consultant under this Agreement will be permitted only with the express written
consent of City. Consultant shall not subcontract any portion of the work to be
performed under this Agreement without the prior written authorization of City.
15. OWNERSHIP OF DOCUMENTS
Each and every report, draft, map, record, plan, document and other writing
produced (hereinafter "Documents"), prepared or caused to be prepared by
Consultant, its officers, employees, agents and subcontractors, in the course of
implementing this Agreement, shall become the exclusive property of City, and
City shall have the sole right to use such materials in its discretion without further
compensation to Consultant or any other party. Consultant shall, at Consultant's
expense, provide such Documents to City upon prior written request.
Documents, including drawings and specifications, prepared by Consultant
pursuant to this Agreement are not intended or represented to be suitable for
reuse by City or others on any other project. Any use of completed Documents
for other projects and any use of incomplete Documents without specific written
authorization from Consultant will be at City's sole risk and without liability to
Consultant. Further, any and all liability arising out of changes made to
Consultant's deliverables under this Agreement by City or persons other than
Consultant is waived against Consultant and City assumes full responsibility for
such changes unless City has given Consultant prior notice and has received
from Consultant written consent for such changes.
16. CONFIDENTIALITY
All Documents, including drafts, preliminary drawings or plans, notes and
communications that result from the services in this Agreement, shall be kept
confidential unless City authorizes in writing the release of information.
17. RECORDS
Consultant shall keep records and invoices in connection with the work to be
performed under this Agreement. Consultant shall maintain complete and
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accurate records with respect to the costs incurred under this Agreement and
any services, expenditures and disbursements charged to City, for a minimum
period of three (3) years, or for any longer period required by law, from the date
of final payment to Consultant under this Agreement. All such records and
invoices shall be clearly identifiable. Consultant shall allow a representative of
City to examine, audit and make transcripts or copies of such records and
invoices during regular business hours. Consultant shall allow inspection of all
work, data, Documents, proceedings and activities related to the Agreement for a
period of three (3) years from the date of final payment to Consultant under this
Agreement.
18. CITY'S RIGHT TO EMPLOY OTHER CONSULTANTS
City reserves the right to employ other Consultants in connection with the
Project.
19. CONFLICTS OF INTEREST
The Consultant or its employees may be subject to the provisions of the
California Political Reform Act of 1974 (the "Act"), which (1) requires such
persons to disclose any financial interest that may foreseeably be materially
affected by the work performed under this Agreement, and (2) prohibits such
persons from making, or participating in making, decisions that will foreseeably
financially affect such interest.
If subject to the Act, Consultant shall conform to all requirements of the Act.
Failure to do so constitutes a material breach and is grounds for immediate
termination of this Agreement by City. Consultant shall indemnify and hold
harmless City for any and all claims for damages resulting from Consultant's
violation of this Section.
20. NOTICES
All notices, demands, requests or approvals to be given under the terms of this
Agreement shall be given in writing, to City by Consultant and conclusively shall
be deemed served when delivered personally, or on the third business day after
the deposit thereof in the United States mail, postage prepaid, first-class mail,
addressed as hereinafter provided. All notices, demands, requests or approvals
from Consultant to City shall be addressed to City at:
Attention:
Revenue Division Manager
Revenue Division
City of Newport Beach
3300 Newport Boulevard
Newport Beach, CA, 92663
Phone: 949-644-3131
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Fax: 949-644-333073
All notices, demands, requests or approvals from CITY to Consultant shall be
addressed to Consultant at:
Attention:
Judy A. Sherman
11853 Killimore Ave
Northridge, CA 91326
Phone: 818-363-2446
Fax: 818-243-7890
Philip R. LeVine
1314 17th Street
Santa Monica, CA
Phone: 310-828-8386
Fax: 310-828-8386
21. TERMINATION
In the event that either party fails or refuses to perform any of the provisions of
this Agreement at the time and in the manner required, that party shall be
deemed in default in the performance of this Agreement. If such default is not
cured within a period of two (2) calendar days, or if more than two (2) calendar
days are reasonably required to cure the default and the defaulting party fails to
give adequate assurance of due performance within two (2) calendar days after
receipt of written notice of default, specifying the nature of such default and the
steps necessary to cure such default, the non -defaulting party may terminate the
Agreement forthwith by giving to the defaulting party written notice thereof.
Notwithstanding the above provisions, City shall have the right, at its sole
discretion and without cause, of terminating this Agreement at any time by giving
seven (7) calendar days prior written notice to Consultant. In the event of
termination under this Section, City shall pay Consultant for services
satisfactorily performed and costs incurred up to the effective date of termination
for which Consultant has not been previously paid. On the effective date of
termination, Consultant shall deliver to City all reports, Documents and other
information developed or accumulated in the performance of this Agreement,
whether in draft or final form.
Notwithstanding the above provisions, Consultant shall have the right, at its sole
discretion, and without cause, to terminate the Agreement upon providing ninety
(90) days notice.
22. COMPLIANCE WITH ALL LAWS
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Consultant shall at its own cost and expense comply with all statutes,
ordinances, regulations and requirements of all governmental entities, including
federal, state, county or municipal, whether now in force or hereinafter enacted.
In addition, all work prepared by Consultant shall conform to applicable City,
county, state and federal laws, rules, regulations and permit requirements and be
subject to approval of the Project Administrator and City.
23. WAIVER
A waiver by either party of any breach, of any term, covenant or condition
contained herein shall not be deemed to be a waiver of any subsequent breach
of the same or any other term, covenant or condition contained herein, whether
of the same or a different character.
24. INTEGRATED CONTRACT
This Agreement represents the full and complete understanding of every kind or
nature whatsoever between the parties hereto, and all preliminary negotiations
and agreements of whatsoever kind or nature are merged herein. No verbal
agreement or implied covenant shall be held to vary the provisions herein.
25. CONFLICTS OR INCONSISTENCIES
In the event there are any conflicts or inconsistencies between this Agreement
and the Scope of Services or any other attachments attached hereto, the terms
of this Agreement shall govern.
26. INTERPRETATION
The terms of this Agreement shall be construed in accordance with the meaning
of the language used and shall not be construed for or against either party by
reason of the authorship of the Agreement or any other rule of construction
which might otherwise apply.
27. AMENDMENTS
This Agreement may be modified or amended only by a written document
executed by both Consultant and City and approved as to form by the City
Attorney.
28. SEVERABILITY
If any term or portion of this Agreement is held to be invalid, illegal, or otherwise
unenforceable by a court of competent jurisdiction, the remaining provisions of
this Agreement shall continue in full force and effect.
29. CONTROLLING LAW AND VENUE
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The laws of the State of California shall govern this Agreement and all matters
relating to it and any action brought relating to this Agreement shall be
adjudicated in a court of competent jurisdiction in the County of Orange.
30. EQUAL OPPORTUNITY EMPLOYMENT
Consultant represents that it is an equal opportunity employer and it shall not
discriminate against any subcontractor, employee or applicant for employment
because of race, religion, color, national origin, handicap, ancestry, sex or age.
[SIGNATURE PAGES FOLLOW]
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IN WITNESS WHEREOF, the parties have caused this Agreement to be executed on
the day and year first written above.
APPROVED AS TO FORM:
4411" C .Alt-1
Assistant City Attorney
For the City of Newport Beach
ATTEST,
By: C �I
LaV nn Harks s,
City Clerk
�i
CITY OF NEWPORT BEACH,
A Municipal,Corporation _,
in
Its:
CONSULTANT:
By: Cl///v �9
Judy A. &herman
CO
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Attachments: Exhibit A — Scope of Services
Exhibit B — Schedule of Billing Rates
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Scope of Services: Exhibit A
Consultant will conduct on -site hearings on contested parking citations
and administrative penalties for the City. The administrative hearings will be held
in accordance with applicable California and municipal law, recognizing the
Consultant's obligation to provide independently reasoned decisions. The
adjudication will include hearings in person; by written declaration; and by
telephone.
The hearings will be conducted on the days, during the hours and at the
location designated by the City and mutually agreeable to the Consultant. Ms.
Sherman and Mr. Levine are contractually obligated to provide hearing examiner
services to other municipalities two days a week and once a month. Mr. LeVine
and Ms. Sherman intend to divide responsibilities for the hearings equally. They
will act as backups for each other, with one being reasonably available on
hearing days scheduled for the City. The hearings will be audio taped. The
Consultant will provide the tape recorder; the City will provide the tapes; the
Consultant will return the tapes to the City; and the City will maintain the tapes for
the length of time it designates.
The Consultant will submit written decisions for each hearing in a format
designated or agreed to by the City. The Consultant is willing to provide a
computer generated disposition, with justification, which will be transferred to the
City or other entity designated by the City via e-mail, removable media or as
mutually agreed by the parties. The Consultant is responsible for supplying the
computer system needed for the disposition and its delivery.
Compensation to Consultant: Exhibit B
The Consultant will provide these adjudication services for the initial term,
with an option to renew for one year. The fee for the first year is: (i) $ 14.00 per
parking citation for in -person hearings, hearings on written declaration and
failures to appear and (ii) $50.00 per hour for all other administrative hearings.
For hourly cases, the time will include file review prior to the hearing; conduct of
the hearing; and researching and writing the decision. If the contract option to
renew is exercised, these services will be provided for a fee of $15.00 per
parking citation for in -person hearings, hearings on written declaration and
failures to appear and $60.00 per hour for all other administrative hearings.
The Consultant requires a minimum of 32 parking citation cases, per 8
hour day or 8 billable hours of administrative cases or any combination of parking
citations and administrative hearings resulting in a minimum of 8 hours per day.
The Consultant is responsible for all travel and phone expense. The City
will be responsible for parking fees while the Consultant is providing on -site
services.
Each Consultant will present the City with an invoice reflecting the
hearings conducted and expenses incurred by that Consultant during the prior
month. Back up sheets consisting of the daily schedules of cases will be
attached to the invoices. The invoices presented by each Consultant are to be
paid separately. The invoices will be paid by the City within 30 days of
submission.