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HomeMy WebLinkAboutResource Allocation Plan 1998■ + ■ • ,. ,. ,�:; r ■i,.,„ ■ ,;:.ice � � " ..: � � s ■ � � ■ ■ � ■ o � d � � ■ � ■ + ■ � ;, .. :: � ii ..::�.:.. r ��:�;:: . �� .k�ikiii: �,:i!. � � ^: -' °w' � ■ ':�i��� � r ■ ili; � a��'jia',� ■ i�1,u, ■ ■ ■ L ■ ■ _ i ■ - r' � ■ � � ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ W P � !,ttvo - The City of Newport Beach was incorporated September 1, 1906 The present City seal was adopted June 22, 1957 CITY OF NEWPORT BEACH . BUDGET FOR FISCAL YEAR 1997 -98 User's Guide • Each year the City prepares and adopts, by formal Resolution, an annual budget as required by the City's Charter. The budget is the operating and capital expenditure plan for the City for the fiscal year beginning on July 1 and ending on June 30 of the following year. • Budget Process - During December of each year, the Administrative Services Department . prepares preliminary fund balance estimates for the current year and preliminary revenues estimates for the next fiscal year. In January of each year, the Administrative Services . Department prepares a budget calendar and issues budget instructions and expenditure detail to each department for use in preparation of the next year's City budget. Included in these . instructions are budget guidelines and appropriation limits for each department. These guidelines are developed by the Administrative Services Director and approved by the City . Manager. . After submission of revenue and appropriation requests by each department, the Administrative Services Department summarizes the requests for review by the City Manager and department . heads. After review at the City Manager level, the Administrative Services Department prepares the City's proposed budget for the next fiscal year and submits it to the City Council as . required by the City's Charter and the Budget Instructions. Thereafter, the City Council holds as many budget study sessions as it deems necessary. All proposed Council changes in the . City Manager's proposed budget are added to a budget check list. Subsequent to Council review and prior to its final adoption, the City Manager provides each Council Member with an . itemized list of all proposed changes to permit a roll call vote by the City Council on each item during the budget hearing at the regular Council meeting. The City Council holds the budget . hearing and adopts the budget on or before June 30 as required by the City Charter . The Budget is prepared on a modified accrual basis with all appropriations lapsing at the close of the fiscal year. If an expenditure of an appropriation is required but unexpended at the close . of the fiscal year, the appropriation must be rebudgeted or reappropriated by the City Council. Administration of the Annual Budget - During the budget year, Department Heads and their designated representatives may only authorize expenditures based on appropriations previously . approved by City Council action, and only from accounts under their organizational responsibility. In addition, budget expenditures may only be authorized in the year appropriated. Department Heads are responsible for not authorizing expenditures above budget appropriations in any given area, without additional appropriation or transfer as . specified below. . New Appropriations. During the Budget Year, the City Council may appropriate additional funds for special purposes by a City Council Budget Amendment. The City Manager has authority to approve requests for budget increases not to exceed $1,000 in any Budget Activity or Capital Project. (This must be specifically included in each year's Budget Resolution to . remain valid.) All budget amendments exceeding $30,000 shall be referred to the City Council Finance Committee for review and recommendation before acted upon by the City Council, . except (a) projects that have received prior City Council approval; (b) donations on projects from sources other than City funds; (c) emergencies in which time does not permit prior City . Council Finance Committee review. . Transfers. During the fiscal year, actual expenditures may exceed budget appropriations for specific expenditure line items within departmental budgets. If a total departmental budget, I within a specific Classification, is not exceeded, the Administrative Services Director has the authority to transfer funds within that Classification and department, to make the most efficient use of funds appropriated by the City Council. (Salaries and Benefits, Maintenance and Operation, and Capital Outlay are the City's three Classifications.) . Realignments. Further, funds may be realigned between one Department Budget Activity and another, within the same Classification, with City Manager approval. For example, if a Fire & . Marine Department function and the employee who accomplishes it are replaced by a slightly different function assigned to the Police Department, the City Manger may authorize the transfer of appropriate salary and benefit funds to support this function. . Reprogramrning. Any reprogramming of funds among the three Classifications (Salaries and Benefits, Maintenance and Operation, and Capital Outlay) requires the City Manager's approval by Budget Amendment. The City Manager may authorize up to $30,000 into or out of any Classification within any department budget activity during the budget year. Any reprogramming of funds in excess of $30,000 requires City Council approval. , Capital Projects. The Department Head having primary responsibility for a Project, usually the Public Works Director, is authorized to actually encumber and approve subsequent expenditure of City funds for Capital Projects. However, contracts in excess of $30,000 require specific City Council authorization at the time of contract award. In addition, any . contracts not of format and wording already approved by the City Attorney require specific City Attorney review and approval prior to contract award. . The budget document is intended to provide the public concise and readable information about the City of Newport Beach's proposed operating and capital budgets, as well as anticipated ■ funding sources. The document is actually prepared in three separate volumes: The Resource Allocation Plan, the Budget Detail and the Capital Improvement Program. . The Resource Allocation Plan is designed to be the summary "user friendly" document for the public. It is divided into the following five major sections: (The Table of Contents lists . every subject covered in the budget document and its page number.) Introductory Section - includes the Table of Contents, City Organization Chart, List of City Officials, and the City Manager's Letter of Transmittal. . Summary Section - includes a table of Miscellaneous Statistics for the City, Revenues by Source, Expenditures by Function, Estimated Fund Balances and Schedule of Fund Transfers. . Operating Budgets - includes proposed operating budgets by department. , Capital Improvement Program - includes proposed capital improvement budgets by funding source. , Appendix - includes a summary of the Tide and Submerged Land Fund; Land, Structures and Improvements for the City; a summary of Automotive/Rolling Stock; a Six Year . Comparison of Regular Permanent Employees; a listing of Debt Service obligations for the City; and a Glossary of accounting terms and definitions of terms used in the Newport Beach Budget document. ii Both the Budget Detail volume and the Capital Improvement Program volume are In addition to the City's General Fund, there are numerous other funds which help finance City expenditures, particularly capital improvements. The City's Special Revenue Funds are used to account for the proceeds of special revenue sources which are legally restricted to expenditures for specific purposes. The best example of a special revenue fund is the City's Gas Tax Fund, which is funded by the State Gasoline Tax, and which can only be expended for street repair, construction, and maintenance. The City has many other special revenue funds which are all included in the Budget. The City employs Internal Service Funds to account for vehicle maintenance and replacement, as well as all compensated absences, general liability, workers' compensation, and other insurance payments. These internal service funds are funded by charging each of the operating . departments a rate computed to support these activities. Finally, the Budget includes Enterprise Funds which are used to account for City operations that are financed and operated in a manner similar to private business enterprises. The objective of segregating activities of this type is to identify the costs of providing the services, . and to finance them through user charges. The two main City enterprise funds are the City's Water Fund and the Wastewater Fund. Both of these funds are financed by user charges to the customers (residents of Newport Beach). e Appropriation (Gann) Limit - Article XIIIB of the California Constitution (Proposition 4) specifies that tax based appropriations of government entities (with certain exclusions) may increase annually only by a limited amount (primarily to allow for population increases and inflation). Newport Beach has been under its Gann Limit by a comfortable and increasing iii designed to provide the reader more detail on the proposed operating and capital improvement expenditures. The Capital Improvement Program volume also serves as a Five Year . Proposed Capital Improvement Plan. For the most part, the General Fund is the portion of the City's operating budget that funds the majority of City services. This fund is used to account for fiscal resources which are dedicated to the general government operations of the City, and which are not required to be accounted for in another fund. Examples of the services funded by the General Fund include Police, Fire and Marine Safety; Rubbish Collection; Community Services such as the public library and recreation programs; much of the City's expenditures on street maintenance; Planning and Building, and Engineering services; as well as the general administration of the City. In Capital Improvements General Fund. This addition, many are funded by the year, we are proposing $4.6 million in General Fund capital improvements, for such projects as street Harbor Tidelands drainage maintenance and repair, and projects, projects, and other miscellaneous projects. . The General Fund and its activities are primarily supported by property, sales, and transient occupancy taxes. In addition, the other revenue sources supporting General Fund activities include: Licenses, Fees and Permits; Intergovernmental Revenues; Charges for Services; . Fines, Forfeitures and Penalties; Revenue from the Use of Money and Property; Contributions; and Other Miscellaneous Revenue. By far, the City's largest revenue source is property taxes, generating over $20.0 million a year. However, in the past three years the State has shifted over $3.3 million annually in property taxes from the City to other activities - primarily funding for local schools. This is a permanent shift of funding and the City must learn to live without these taxes in the future. The City's second largest single revenue source is Sales Tax, projected to generate $13.5 million in 1997 -98, followed by Transient Occupancy Tax estimated to generate nearly $7.0 million in 1997 -98. Together, these three revenue sources provide nearly 60 percent of total General Fund revenues. In addition to the City's General Fund, there are numerous other funds which help finance City expenditures, particularly capital improvements. The City's Special Revenue Funds are used to account for the proceeds of special revenue sources which are legally restricted to expenditures for specific purposes. The best example of a special revenue fund is the City's Gas Tax Fund, which is funded by the State Gasoline Tax, and which can only be expended for street repair, construction, and maintenance. The City has many other special revenue funds which are all included in the Budget. The City employs Internal Service Funds to account for vehicle maintenance and replacement, as well as all compensated absences, general liability, workers' compensation, and other insurance payments. These internal service funds are funded by charging each of the operating . departments a rate computed to support these activities. Finally, the Budget includes Enterprise Funds which are used to account for City operations that are financed and operated in a manner similar to private business enterprises. The objective of segregating activities of this type is to identify the costs of providing the services, . and to finance them through user charges. The two main City enterprise funds are the City's Water Fund and the Wastewater Fund. Both of these funds are financed by user charges to the customers (residents of Newport Beach). e Appropriation (Gann) Limit - Article XIIIB of the California Constitution (Proposition 4) specifies that tax based appropriations of government entities (with certain exclusions) may increase annually only by a limited amount (primarily to allow for population increases and inflation). Newport Beach has been under its Gann Limit by a comfortable and increasing iii margin each year. This year, the appropriations limit adopted by the City Council, in accordance with Revenue and Taxation Code Section 7910, was $64,945,648. Calculations determining this amount, which is almost $20 million greater than the budgeted proceeds of taxes (even without adjusting for exclusions) are verified as part of the City's annual audit. The Gann Limit is therefore not foreseen as an issue for Newport Beach in the near future. In addition to the Annual Budget, the City's audited financial statements for the prior fiscal years are available in the Administrative Services Department, City Clerk Department, and each of the City's library branches. Fund Balance Policy - The City Council has adopted an official policy (Policy F -2 in the City of Newport Beach Council Policy Manual) which states that "The City Council has determined that a General Fund Stabilization Reserve be created and that the balances in the . Stabilization Reserve shall be maintained with not less than fifteen percent (15 %) of the appropriation budget total within the General Fund of the City's annual approved budget" . The balance in the Stabilization Reserve is currently less than the required fifteen percent of General Fund appropriations and the City Council has endorsed an informal policy of adding , at least $500,000 annually to the Stabilization Reserve until the fifteen percent requirement is met. At that rate, it will take several more years to reach the required reserve level within the . General Fund. In addition to the General Fund's Stabilization Reserve, other reserve levels have been established for the City's Water Enterprise Fund and the Wastewater Enterprise Fund. The reserves in these funds are designed to guarantee their operation and are to be used for emergency repairs of the systems. The City Council has not officially designated reserve levels for the other funds of the City, however, prudent reserve levels are maintained to ensure their continued operation. Debt Administration - The City currently has no outstanding General Obligation Bonds, and . has no plans to issue any in the foreseeable future. On June 1, 1992 the Newport Beach . Public Facilities Corporation issued $7,500,000 of Certificates of Participation to finance the construction of the new Central Library. In turn, the City entered into a project lease with . the Newport Beach Public Facilities Corporation to lease certain property, facilities, improvements and equipment. The lease payments to be made by the City will be held by a trustee who will make semi- • annual payments on the certificates of participation. The lease payments began May 15, 1994 and are in amounts sufficient to cover the payment of principal and interest of the . certificates. Principal payments range from $135,000 to $560,000 from June 1, 1995 through June 1, 2019 at an interest rate from 6.0% to 6.2 %. At June 30, 1996, the City has , a required cash reserve balance for debt service of $579,731, which is recorded as a restricted , asset and reservation of fund balance in the Debt Service Fund. The certificates outstanding at June 30, 1996 amounted to $7,090,000. , The City also has a note payable consisting of a note to the California Department of Boating . and Waterways for a 1987 loan in the original amount of $3,300,000. This note was issued for the purchase and rehabilitation of the Balboa Yacht Basin. The note is payable in thirty annual principal and interest installments of $236,372 at a 4.5 percent rate of interest which began on August 1, 1987. The outstanding balance at June 30, 1996 amounted to $2,918,733. , iv In the current and prior fiscal years, the City has entered into several lease- purchase agreements as lessee for financing the acquisition of a geographic information system and . upgrades of equipment and software to the financial management and data processing systems. The terms of the leases range from three to five years and are payable monthly. The interest . rates on these obligations range from 5% to 9 %. These lease agreements qualify as capital leases for accounting purposes as the title transfers at the end of the lease term or the lease . contains a bargain purchase option. All assets acquired with capital leases total $860,380. . In 1995, the City issued $17,100,000 of water revenue bonds to finance the construction and acquisition of water storage and transmission facilities. The bonds are secured by a pledge of . net revenues of the water fund. The bonds bear interest ranging from 5.375 percent to 5.4 percent. At June 30, 1996, the City had a required cash reserve balance of $1,710,000 which is . recorded as a restricted asset. Fifteen annual principal payments are payable on August 1, and semiannual interest payments are payable on February 1 and August 1. At June 30, 1996, the . outstanding principal balance was $16,280,000, and accrued interest payable was $438,420. Cash Management - The City pools all cash and investments of all funds, except for funds required to be held by outside fiscal agents under the provisions of certificates of participation and investment funds in its deferred compensation plan. Under the provisions of the City's investment policy, and in accordance with Section 53601 of the California Government Code, the City may deposit and invest in the following: • Certificates of Deposit (or Time Deposits) • Negotiable Certificates of Deposit • Bankers Acceptances • U.S. Treasury Issues • Federal Agencies Securities • Commercial paper • Repurchase Agreements and Reverse Repurchase Agreements • Passbook Savings Accounts • Local Agency Investment Fund (State of California Investment Pool) • County Investment Pools (Los Angeles and Orange) • Medium Term Notes • Asset - backed securities • Asset/Investment Management Agreements The City allocates interest to all funds as required by Federal, State, County, or local code. Each fund allocated interest is indicated on the Revenue Summary of the Budget Detail book. ■ ■ 0 ■ ■ ■ ■ ■ ■ ■ ■ ■ CITY OF NEWPORT BEACH Resource Allocation Plan 1997 -1998 TABLE OF CONTENTS INTRODUCTION Tableof Contents .................................................................................... ..............................1 Listof City Officials ............................................................................... ..............................2 City Manager's Transmittal Let ter .......................................................... ..............................3 BudgetCertificates ................................................................................. .............................16 Organization Chart 1997 -1998 .............................................................. .............................17 SUMMARIES Miscellaneous Statistical Information .................................................... .............................21 Historical & Projected Revenues by Category ....................................... .............................22 Historical & Proposed Operating Expenditures by Function ................. .............................25 Operating Expenditures by Department & Type .................................... .............................26 Historical & Proposed Capital Improvement Expenditures .................... .............................27 Operating Expenditures - All Funds ...................................................... .............................28 Summary of Estimated 1996 -1997 Year End Fund Balances ................. .............................32 Summary of Estimated 1997 -1998 Year End Fund Balances ................. .............................34 Projected Fund Transfers, All Funds.. ... — — . — ......................................... — ....................... 36 DEPARTMENT OPERATIONS City Council / City Manager ................. CityClerk .............. ............................... City Attorney ......... ............................... Administrative Services ......................... Police..................... ............................... Fire & Marine ........ ............................... Planning & Building ............................. General Services .... ............................... Community Services ............................. Public Works ......... ............................... CAPITAL IMPROVEMENTS CapitalImprovements ............................................................................ .............................84 APPENDICES Tide & Submerged Land Fund .............................................................. .............................90 Internal Service Fund Program .............................................................. .............................91 Fixed Asset Schedule - General Municipal Property ............................. .............................93 Mapof Income Property ........................................................................ .............................96 Fixed Asset Schedule - Proprietary Fund Type ..................................... .............................98 Major Equipment Schedul e .................................................................... .............................99 Six Year Comparison of Regular Permanent Employees ...................... ............................101 DebtService ........................................................... ............................... ............................102 Glossary................................................................ ............................... ............................103 1 0 NEWPORT BEACH CITY OFFICIALS Assistant City Manager/Director of Community & Economic Development City Council Peggy Ducey ................................................... 1 . . Dennis C. Danner ..................................... ............................... Administrative Services Director/Treasurer BobMCDonell ....................................................................................... Y TimRiley ...................................................................................... ............................... Fire & Marine Chief Jan Debay . Mayor �R J�RSFLR`�i ............................... Community Services Director /City Librarian Sharon Wood... ..................... Assistant City Manager/Director of Community & Economic Development Peggy Ducey ................................................... ............................... ........... Assistant to the City Manager . Dennis C. Danner ..................................... ............................... Administrative Services Director/Treasurer BobMCDonell ....................................................................................... ............................... Chief of Police TimRiley ...................................................................................... ............................... Fire & Marine Chief . David E. Niederhaus ............................................................. ............................... General Services Director LaDonna Kienitz .................................... ............................... Community Services Director /City Librarian . PatriciaL. Temple ............................................................................. ............................... Planning Director JayElbettar ........................................................................................ ............................... Building Director Don Webb ........................................................... ............................... Public Works Director /City Engineer . 2 0 ■ ■ ■ ■ ■ ■ ■ City Manager's Transmittal Letter HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL: In accordance with the provisions of the Newport Beach City Charter, I hereby submit the 1997 -98 City Budget to the City Council for its review, deliberation and adoption. Each year I try to provide in a few pages a summary of the key issues embodied in the lengthy and complex budget document. ■ Again this year we are providing to the City Council and members of the community a ■ budget encompassing three documents. The first, in which this message is contained, ■ is known as the Resource Allocation Plan and is intended to give a good overview of ■ the City's fiscal operations, trends in revenues, expenditures and the operations of City departments. ■ ■ The second document is titled Budget Detail and provides a multi -year listing of each City revenue category and expenditures by fund, department, division and account. ■ This document is intended for the reader desiring the most intimate of details of our ■ fiscal operations. ■ The third and final document is titled Capital Improvement Program and provides ■ both a summary as well as the detail of all capital improvement projects by fund. Each individual improvement project includes a location map, a general description of the ■ project and the sources of monies proposed to be utilized to fund the project. ■ BUDGET OVERVIEW ■ ■ The total estimated City revenues for 1997 -98 are $115 million, down $17.3 million or 13.1% from the 1996 -97 estimated revenues. This decrease is a result of fewer one- time grants or contributions from other entities for capital improvement projects. ■ Total City expenditures in 1997 -98 are proposed to be $104.5 million which is a decrease ■ of $25.1 million from 1996 -97 or 19.3 %. 1996 -97 was a high water mark for the City ■ in capital improvement projects while 1997 -98 returns to a more normal capital project program level. ■ ■ In the City's General Fund operations, which comprises nearly 70% of total expenditures and include all of the major City departments (Police, Fire and Marine, Community ■ Services, General Services, Planning, Building, Public Works, Administrative Services . and General Government operations), the proposed 1997 -98 budget is balanced and sets aside nearly $600,000 into the Stabilization Reserve. This transfer to reserves is a ■ continuation of our budgetary practices over the last three fiscal years to restore our ■ Stabilization Reserve to more prudent levels. If the City hadn't been required to pay ■ Total Overall Revenues: $IISM Expenditures: $104.SM General Fund - Balanced Budget & $600K to Reserves an arbitration judgment on the dispute related to the construction of the Central Library during the current fiscal year, our Stabilization Reserve would have reached $6.6 million and slightly exceeded our former 10% reserve policy. With the judgment and the transfer to reserves in 1997 -98, we are estimating our Stabilization Reserve on June 30, 1998 to be $6.2 million or 9.4% of expenditures. The current City Council reserve policy of 15% of budgeted expenditures will take several additional fiscal years to achieve. The need to restore our Stabilization Reserve results from the extreme economic pressures faced by the City in the early 1990's. Fortunately, the City had a sufficient reserve to help mitigate the adverse fiscal effects. It is critical that during a period of better economic activity that the City restore its reserve to have the resources to weather the next inevitable dip in economic activity or other local fiscal emergencies. How has the City recovered from State shifts of property taxes, adverse legal judgments Recovery and settlements, reduced economic activity and higher operating costs from new Strategies facilities? It has aggressively undertaken a comprehensive program with a short, and more importantly, a long range view of instituting fiscal stability including: 1. Reducing its workforce by 15 %. 2. Merging 13 City departments into 8; realigning functions provided in multiple departments into one; eliminating or reducing managerial or supervisory levels. 3. Privatizing services after completing careful analysis of savings and efficiencies. Economic Development 4. Creating an aggressive economic development program to attract and retain businesses, streamline regulations and identify long term revenue strategies. 5. Merging services with other cities for cost savings. 6. Implementing new technologies to improve communications in a smaller, leaner workforce and help our employees enhance their efficiency. Income 7• Negotiating new leases on key City income properties to produce short Properties and long term gains. 8. Negotiating new comprehensive agreements with seven of eight employee 4 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ associations focusing on keeping a very competitive salary and reducing . the rapidly increasing costs of leave and other benefits. 9. Placing on the ballot a measure to eliminate our costs of providing refuse services to a small portion of the business sector and capping our current free curbside residential refuse program to current City corporate boundaries. 2 10. Increasing selected revenues: Business License Tax, Transient Occupancy Tax (TOT), Marine Charter Tax, and parking meter rates and locations. . During 1996 -97 the City comprehensively reviewed and adjusted over 150 different fee related services to gauge the cost of the service versus the offsetting revenue for the first time in many years. 11. Purchasing commercial insurance policies for general liability and workers' compensation coverage above a prudent deductible and e enhancing our risk management activities to reduce the risk of losses. ■ 12. Creating internal service funds to establish appropriate charges to . departments for the long term costs of fleet replacement, compensated employee absences (accrued vacation, sick and flex leave), workers' ■ compensation and general liability charges. • 13. Managing and monitoring overtime expenses resulting in reductions of ■ usage. • 14. Reducing by 100 the total size of (and cost to maintain, replace, fuel and insure) the City's fleet of rolling equipment. This includes the reduction . in the number of City vehicles commuting to and from work 0 15. Budgeting for certain key personnel costs previously paid from salary . savings due to attrition and turnover, including police holiday and master officer pay. . 16. Investing the City's idle cash to substantially reduce the non - interest bearing funds in the City's demand deposit accounts, while increasing interest earnings. 17. Creating multi -year master plans for public improvements to water, sewer, ■ road and other facilities to prudently plan for their refurbishment, rehabilitation and replacement. 0 Measure Q - 1996 KPMG Fee Study Fleet Reductions Infrastructure Master Plans 5 Effects of The process of adopting and implementing these changes has had varying effects on Change different groups. Users of our services have been shifted from one department to another or faced with new or reduced staff to provide a service. Residents, businesses and employees recall the past when money and staff was plentiful. Some question what has prompted the changes. Our reduced workforce is stretched and stressed to produce quality services with fewer resources and without excuses. Continual Change is difficult and challenging and yet the one thing that is constant today in the Improvement public and private corporate world is change. Our organization will continue to adapt, Philosophy evolve and change. In the popular vernacular, this is referred to as continual improvement. The City staff is committed to continually improving and refining the services we provide the Newport Beach community. The 1997 -98 budget reflects a continuation of this trend as you'll note in the remaining descriptions of key revenue, expenditure, capital improvements and City goals. REVENUES General Fund revenues are projected to grow 3.8% in 1997 -98 or $2.5 million. An Modest examination of our revenues over seven fiscal years indicates that while property, sales Genera[ and transient occupancy taxes continue to provide the three largest sources of revenue, Fund Revenue the combination of all General Fund charges for services has grown the greatest Growth percentage ( 57% ) during this period. On a comparative basis ' property ' tax revenue (3 89,6) during the same period has declined by 9.3% in real non -CPI adjusted dollars. The City's sales tax revenue since declining $2.0 million between 1990 -91 and 1991 -92 has finally grown to surpass its level of eight years ago. Property Tax Our secured property taxes are projected to grow 2% in 1997 -98 due primarily to new Growth housing units at Castaways, Harbor Cove, the Colony and Baypoint. Sales tax revenues are projected to grow by 3.85% due in large measure to improved activity in all retail segments and the addition of Bloomingdales, the summer /fall opening of the new Fletcher Jones Motorcars and the expansion/reopening of BMW and Land Rover automobile dealerships. The TOT revenues are anticipated to rise by 2% as occupancies remain relatively high with modest increases in room rates. New building permit activity is anticipated to decline slightly from the peak of 1996- 97, while park fees are anticipated to grow ($700,000) and be placed into a restricted park improvement reserve as a segment of Pacific Bay Homes pulls building permits and commences construction. Business license revenue is projected to grow by 5.3% due to a fully staffed inspection staff, following a period of turnover and vacancy. The 1997 -98 revenue estimates 6 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ . reflect a full year's implementation of the ambulance transportation program in EMS conjunction with the previously provided paramedic service. This has resulted in a Revenues $270,000 increase in service fees which are now providing approximately $60,000 per . month to fully offset program costs. This is an area which five years ago was totally subsidized with taxes and generated no revenue. . In Tidelands revenues the City has reflected significantly larger revenues from the Balboa Bay Balboa Bay Club to reflect their improved economic activity and increased percentage Club rent under the current lease. The Balboa Bay Club, pursuant to the 1995 re- negotiated Revenues and ■ groundlease, could exercise their five year option period and extend their current lease Redevelopment by pulling building permits on their approved redevelopment plan. Once this action is taken, the new base rent of $1,125,000 would be discounted by 50% for a maximum of . thirty- months during the phased construction activity on the property. This revenue loss has not been factored into the 1997 -98 revenue forecasts, but it could impact ■ revenues in subsequent years once building and financing plans are completed. The final significant revenue issue is the increase in sewer service fees in the Sewer Sewer Service ■ Enterprise Fund. These are projected to grow by $475,000 based upon a previous Fees . Council approved multi -year adjustment made to the sewer service fee to provide sufficient restricted revenues to maintain and replace our aging sewer pump stations ■ around the City in a coordinated and phased program. EXPENDITURES ■ . As mentioned previously, the City's total expenditures are substantially smaller (19.3 %) in 1997 -98 due to a 52% reduction in large one -time capital improvement projects Salary & ■ such as MacArthur Boulevard Phase I and II and the Arches Bridge Replacement Benefit Costs projects. Overall salaries and benefits are projected to grow 5% or $2.5 million in all Projected to funds due primarily to the full impact of the safety employees' salary adjustment and a Increase 5/0 ■ $500,000 increase spread among all departments for workers' compensation expenses. • Of note, total City Maintenance and Operation expenses are down nearly $2.0 million ■ or 7.2% resulting primarily from the projected mid -year implementation of the . Groundwater Development Project and the lower costs of buying or producing drinking water for our retail customers. As a total percentage of City expenditures, only the Public Safety portion (Police, Fire Public Safety and Marine) has increased in any substantial way, growing from 43% to 45 %. In real Grows to 45% dollars, Public Safety expenditures are projected to grow by nearly $2.0 million, while of Total City ■ all other non - enterprise operational segments of the City are projected to grow a total Expenditures . of $475,000. This is again primarily due to the full impact of multi -year salary agreements and higher workers' compensation premiums for Public Safety employees. 7 ■ 0 ■ MAJOR GOALS AND PRIORITIES . In early 1997 the City Council established nine major areas for prioritization in 1997- 98. These nine areas are described below including how they are reflected in the recommended 1997 -98 budget. . Airport The City continues to have a two pronged approach to airport issues. This includes Airport. P protection and extension of the current provisions of the 1985 City/County Airport JWA/El Toro Settlement Agreement and development and implementation of a long term regional . airport alternative to JWA at MCAS El Toro. In 1993 the City worked successfully to place MCAS El Toro on the Federal Base Realignment and Closure list. Since then the City has legally assisted in the defense of Measure A passed by Countywide voters in . 1994, which provides for County General Plan policies and programs which require aviation uses, if feasible, at El Toro. In 1995 Measure S was defeated by the voters which would have repealed Measure A. In December 1996 the City successfully . participated at all governmental levels to ensure the County Board of Supervisors' approval of a Community Reuse Plan (CRP) at El Toro calling for a commercial airport as the preferred use of the site. . In 1997 -98 the City has allocated $500,000 in its Capital Projects Program to continue to work in all areas to result in approval by the Board of Supervisors in late 1999 of an . Aviation Master Plan for John Wayne and El Toro Airports. Several South County cities, through a JPA known as El Toro Reuse Planning Authority (ETRPA), have vowed to spend in excess of $2 million per year to stop this Board action by developing a non- . aviation alternative. It will take considerable time and effort by the City and aviation supporters to keep the process embodied in Measure A and the CRP on track. Should this effort fail, the expiration of the City/County Settlement Agreement in 2005 could . leave the City vulnerable to substantial noise impacts, in sharp contrast to the 18,000 acre no home area around El Toro. Financing Forecasting In each of the last three years the City Council has addressed our fiscal issues, in one . form or another, as a top priority or goal. For 1997 -98 the City Council has requested that City staff devote time and resources to longer range forecasting. ■ • In January of the last five years, the City staff has prepared a forecast of revenues and expenditures for the current fiscal year and the following budget year. This information ■ was submitted to the City Council in advance of the formal budget. In addition to . 8 ■ ■ ■ ■ keeping the Council informed, the purpose of these forecasts is to give direction to Department Directors as they prepare their budgets for the new fiscal year. Even this ■ two year snapshot in such a dynamic fiscal world is very challenging, and yet the long ■ range fiscal effects of policy actions by the City Council should be known to set good long range policies. ■ ■ To this end, City staff has completed a complex ten year forecast of the City's fiscal Ten Year picture which could be annually updated for changing events. Senior City staff have Fiscal not completed a thorough review of the key assumptions used to prepare the forecast Forecasting ■ at this time, but it is our goal to submit the ten year forecasts during May to the City Council to allow time for review and consideration so that it could be conceptually ■ approved prior to June 30th and incorporated into the Resource Allocation Plan. The ■ forecast reflects estimated revenues, expenditures and fund balance /reserves for ten years, broken down by City fund. Thus, in adopting this and future fiscal year budgets, ■ and considering key forecast assumptions, the City Council and staff can gauge impacts ■ of decisions made today on future City budgets. Advanced Planning -Annexation ■ ■ In 1996 -97 one of the City's five major goals was Downcoast Annexation. By the close of the current fiscal year we hope to present a completed fiscal analysis of the Decision ■ possible annexation. Recently City staff presented a preliminary analysis to the Time on ■ Legislative Committee which concluded that the annexation would be fiscally positive Newport Coast for the City, but final numbers can't be concluded without a full understanding of the ■ split of future property tax revenues between the City, County General Fund, the Orange Annexation ■ County Fire Authority and the County Library District. City staff will be pursuing this information from these entities and then presenting a complete analysis to the City ■ Council for approval to proceed with meetings with Newport Coast property owners, ■ homeowner associations and finally LAFCO with an annexation application. ■ In 1997 -98 the City Council has directed that this process continue forward to a ■ conclusion. Within the recommended expenditures are limited funds in the City Manager's budget to proceed with further fiscal analysis; however, if a determination ■ is made to formally file an application fee and utilize any specialized legal counsel ■ then a budget amendment would be necessary. ■ Economic Development ■ The 1997 -98 budget continues a separate and distinct division within the Planning ■ Department devoted to this issue which is intended as an arm of the City to keep our ■ tax and revenue base strong to continue to provide high quality public services. 9 ■ ■ ■ Economic During 1996 -97 several key milestones have been accomplished with adoption of a ■ . Development complete revision to the City's massive and complex Zoning Ordinance to make it Milestones easier to read, understand, utilize and enforce. In addition, City staff supported the ■ efforts of the Balboa Peninsula Advisory Committee ( BPPAC) in their presentation of ■ a long term work program to revitalize the Peninsula. During 1997 -98 a key goal will be the study, review and consideration of implementing actions in the BPPAC plan. ■ Traffic Staff continues work on the 1996 -97 goal to consider revision to the Traffic Phasing ■ Phasing Ordinance (TPO) to make sure it fairly assesses the future traffic impacts of development Ordinance proposals and yet permits the City to retain quality employers desiring to expand in the ■ competitive global economy, such as Rockwell International. Action by the City Council should occur in June or July on this key goal. ■ In early 1997 the City Council indicated a desire to develop a long range plan for Newport Center. An initial implementation plan was presented and approved by the ■ City Council for further evaluation and analysis in April 1997. The key focus of this . effort will be to study and implement a plan which assures the City and the property Newport owner a viable retail, office and residential center well into the next century as ■ Center/ competitors in the region attempt to lure users to other locations. Newport Center/ . Fashion Fashion Island today produces 20% of the City's total sales tax revenue and a substantial Island portion of the commercial property tax revenue. By early 1998 the goal would be to ■ Master Plan have completed studies and acted upon an entitlement plan which not only keeps . Newport Center viable for decades, but offers resolution to other key City goals such as open space and affordable housing. ■ • Employee Relations ■ The City Council in 1996 -97 adopted comprehensive Memorandums of Understanding . with seven of eight employee associations which for the first time tackled the growing costs of fringe benefits. These fringe benefits impact the City's fiscal ability to provide ■ future quality services. To provide quality services the City must have top quality personnel, and to attract and retain these employees requires a competitive wage in the labor market. ■ • Labor The process of reaching new agreements with the employee associations has been Negotiations contentious and utilized the City's past labor negotiation's practices. The City Council has requested that in 1997 -98 City staff explore alternative methods of bargaining which, if utilized in the future, could complete negotiations for both parties based on the long term interests of the parties as opposed to excessive focus on immediate . positions. Work has commenced on this goal and it should be completed for City ■ Council review of alternatives and discussion with employee groups early in the fiscal 10 year. ■ ■ ■ ■ ■ ■ Marine Environment and Bay Water Quality The finalization of a financing package to fund the dredging of Upper Newport Bay is . another key priority in 1997 -98. Extensive work has been completed to date on this issue with our own State legislators and other key State leaders. . All of the necessary environmental clearances have been obtained and the plans will be ready for bidding upon completion of a funding package. Time is of the essence as the sediment buildup since the 1986 dredging is substantial and will continue to de- . grade Upper Bay animal and plant species until corrected. The total cost of the dredg- ing is $5.0 million and the financing package must be in place early in the fiscal year. The City's 1997 -98 budget has assumed funding from other sources and City adminis- tration of the dredging project by the Public Works Department. Water Service Delivery This priority is to complete the long awaited Groundwater Development project by October 1997. All phases of work are nearing completion at this time and barring unforeseen circumstances should be accomplished. The 1997 -98 budget in the Water Enterprise Fund reflects reduced water costs as a . result of an October completion date, and consequently the extensive capital program will cease and reserves in the Water Fund be rebuilt over the next decade. The City Council has already approved holding 1996 -97 water rates through the 1997 -98 fiscal . year. Tidelands Management/Administration • The eighth priority is the examination of the current City/County tidelands areas and boundaries, and following this activity early in the fiscal year, an examination of the responsibilities of the City and County in providing harbor services. 0 Funds have been allocated in the Capital Projects budget to undertake the legal and survey work on the boundary issues. Staffing for this project is being coordinated by the Fire and Marine Tidelands Division. Crime Prevention Over the last ten years the incidents of crime have dropped by over 14% in Newport Beach and by similar substantial amounts in the immediate region. Despite these . positive results in fighting crime, residents and businesses aren't feeling less likely of becoming a crime victim. Upper Newport Bay Dredging Groundwater Development Completion - October 1997 11 Improvement First, commencing in fiscal year 1993 -94 as City General Fund revenues continued to ■ ■ Issues The City Council established this priority to re- emphasize within the community what ■ ■ the residents, businesses and City can do by working together on crime prevention and ■ analysis to further reduce Newport Beach's crime rate, vulnerability to crime and ■ increase the perception and reality of safety. ■ Crime Within the 1997 -98 Police budget are staffing and supplies to add a position for the ■ Falls 14% first time dedicated only to crime prevention. In addition, during 1997 -98 this new ■ position, which is grant funded, will undertake an extensive public outreach in coordination with the department's patrol, traffic, detective and crime analysis efforts. ■ continue to be deferred, creating a larger and longer backlog of projects. ■ Supplemental Capital Improvements and Supplemental and Unfunded Priorities which identifies priorities which were not able ■ Unfunded Again in 1997 -98 the City is able to allocate substantial City financial resources to ■ Total Capital undertaking over 100 Capital Improvement Projects. The vast majority of the $23.6 Improvements: million in projects are funded through restricted revenues allocated to the City for ■ $23.6M specific purposes or projects. . In the third document titled Capital Improvement Programs, a summary and detail of ■ these projects are provided for the interested reader. Noted below are items which I ■ believe are significant for the City Council as they begin review of these projects. . Canital early next fiscal year. ■ Improvement First, commencing in fiscal year 1993 -94 as City General Fund revenues continued to ■ Issues decline, the City staff initiated a prioritization and categorization of projects (A to D) to assist the City staff and City Council in ranking projects in a period when worthy ■ and needed projects exceed available funding. In the last three fiscal years only A or B . priority projects have been able to be funded with the approximate $4 million allocated to General Fund Capital Projects. As revenues have begun to improve in the last three ■ years, they have been utilized to keep salaries competitive or restore reserves. My . point is simply that there are numerous worthy and necessary projects to keep our facilities and equipment in good and safe operating condition which simply must ■ continue to be deferred, creating a larger and longer backlog of projects. ■ Supplemental As a result of this dilemma, this year I have created a separate document titled and Supplemental and Unfunded Priorities which identifies priorities which were not able . Unfunded to be funded. These include not only Capital Improvement Projects, but other activities . priorities and programs which in some cases could improve services or make operations more efficient. All of these projects have been prioritized by a three member panel of executive ■ staff members, chaired by the Assistant City Manager. This document will be submitted . later this month for City Council Finance Committee and City Council review. The intention of this effort is to identify projects or priorities which, if revenues received at the close of the current fiscal year exceed projections, could be considered for funding . 12 early next fiscal year. ■ ■ ■ ■ ■ The City Council in your review may determine that one or more of these Supplemental and Unfunded Priorities should take priority over other recommended projects or ■ programs. This is understandable as the choices have become increasingly difficult ■ and perplexing. ■ Several specific areas of concern should be highlighted for your information. The City Facilities ■ has allocated a mere $325,000 for the maintenance of our aging City Hall, Police, Maintenance Corporation Yard, Beach Restrooms and Recreation/Senior Center facilities. All of ■ these facilities are heavily used and essential to our central public service mission such ■ that continued deferral will eventually effect services. ■ Second, the proposed allocation to residential street and sidewalk repairs will slow our Street ■ elimination of a backlog of slurry, overlay and concrete repairs. Contract sidewalk Sidewalks, repairs, which supplement our two City crews, have been reduced from $285,000 to Curbs, & ■ $150,000. In residential street, alley and bikeway repairs, the Public Works staff is Gutter Repair currently administering a Pavement Management contract to inventory the status of all residential asphalt areas and prioritize those in greatest need. It is believed that the ■ $450,000 currently proposed in the Capital budget (Pages 17 and 19) will be insufficient ■ to address priorities identified in the inventory. Third, the City's street lighting system operates many light fixtures which are not the most energy efficient, and conduit and poles which are aging and deteriorating, creating Street Lighting more outages and repairs than normal. In the early 1990's it was identified that this Repair backlog totaled $11.25 million in repairs and conversions necessitating spending Backlog ■ $750,000 each year for fifteen years. Between 1993 -94 and 1996 -97 this work was funded at $250,000 per year and in the proposed budget has been deleted altogether . due to other priorities. The long term issue must be addressed in the near term or in the future face a serious backlog of repairs and replacements. Fourth, in maintaining our 340 acres of parks, medians and parkways we have allocated park just $523,000 in capital dollars to address irrigation, turf, walkways, lights, slopes and Maintenance ■ other issues. The General Services Department has identified multi -year priority projects, but insufficient funding prevents its systematic implementation. ■ . Finally, within individual City Departmental budgets and the Capital Program are Automation allocations to provide upkeep and replacement for our automation equipment. Given Schedule our reliance on the automation systems, this fiscal year we will begin examining the ■ creation of an internal service fund to set aside adequate resources to replace hardware and software on a schedule in accordance with the Strategic Information Report prepared ■ by the Warner Group in 1995. It will be our goal to implement this program during the ■ 1998 -99 budget. The City should also periodically update this plan to keep a view of where we want to be in five and ten years with our automation equipment. 13 ■ ■ ■ ■ SIGNIFICANT 1997 -98 PROJECTS ■ Bridge The largest Capital Improvement Project in 1997 -98 will be the Upper Newport Bay ■ Seismic Dredging project ($5,200,000) provided Federal, State, County or other local funding ■ Retrofitting can be assembled. Other large projects for 1997 -98 include the seismic retrofitting of . three bridges onto Newport, Balboa and Lido Islands ($2,058,958), the rehabilitation of San Joaquin Hills Road - Jamboree Road to the east City limits ($512,500), and the ■ rehabilitation of Balboa Boulevard -A to G Streets ($250,000) following the ■ undergrounding of utilities in this area. There are several projects along the coast which are budgeted and contingent on the resolution of the oil spill litigation (Balboa ■ Pier Railing replacement, the replacement /rehabilitation of the Oceanfront sidewalk . and street lights, and the replacement of lifeguard towers). Projects funded through the oil spill litigation settlement must be beach recreation oriented and improve facilities and areas impacted by the oil spill in 1990. ■ During 1997 -98 several major capital improvement projects funded and commenced ■ in 1996 -97 will continue to completion, including the Arches Bridge replacement, the ■ MacArthur Boulevard Widening Project Phase II from San Joaquin Hills Road to Ford Road, and the construction of the Castaways Passive Park on Dover Drive. ■ River Avenue In the General Fund/Streets program we will undertake the reconstruction of River ■ Reconstruction Avenue north of Balboa Boulevard ($206,400) followed next fiscal year by Neptune ■ Avenue. Both of these streets are in very poor condition and require substantial work. . Nearly $825,000 of the $4 million General Fund Capital Program is allocated to cover ■ the second of five installments on two projects initiated in the current fiscal year. These . are the City's participation in a Countywide radio communications improvement project known as the 800 megahertz program and the comprehensive upgrading of the Police ■ Department's computer hardware and software system which was originally approved ■ by the City Council in 1995 -96. ■ This year, after discussion with State Lands Commission staff, the City has placed all ■ Grand Canal marine, harbor and tidelands capital projects into the Tide and Submerged Land section Dredging of the Capital Improvement Program. The two largest priorities in this area in 1997 -98 ■ are the dredging of the Grand Canal ($100,000) between Balboa and Little Balboa . Islands and $150,000 to improvements to our oil field to keep production and revenue flowing. ■ ■ In the Water Enterprise Fund, we will complete the Groundwater Proj ect and our Capital programs will return to normal levels of replacement of mains, meters and fire hydrants. ■ One large project, the Corona del Mar alley and water main replacement ($750,000) . 14 ■ ■ ■ ■ ■ will complete the total replacement of all mains and alleys in Old Corona del Mar south of Pacific Coast Highway. In addition, the City will be funding its required ■ share of the Reclaimed Water program ($750,000), and undertake the modification of ■ the Big Canyon Reservoir disinfecting system to bring consistency to the systems at Big Canyon and the new facility at the Utilities Yard. ■ ■ SUMMARY AND CONCLUSION ■ During 1997 -98 the City continues to see our revenues improve when compared to the ■ past five fiscal years. The growth in our revenues is matched by the growth in our expenditures in the General Fund. While our maintenance and operation accounts and ■ capital allocations remain flat, we have allocated a small portion of the growth in revenues to reserves ($600,000) and the remainder to increasing our allocation to workers' compensation and salaries and benefits to keep pace with the marketplace. ■ ■ As indicated earlier, our end of the fiscal year receipts in property and sales tax revenues may be larger than forecast and could pen-nit the City Council to reconsider allocations ■ to reserves or other worthy projects which are identified in a Supplemental and Unfunded ■ Priorities document which will be delivered in mid -May. It would be my ■ recommendation that the City Council defer actual action on these supplemental projects and priorities until City staff has a better idea on whether these enhanced revenues ■ actually materialize. In addition, it will be my recommendation that we give priority ■ in the use of these monies to one -time capital or operational expenses so that, should revenues decline in the future, we haven't become reliant on the higher revenue base ■ which could require cuts in programs or staff. ■ Finally, in closing let me again stress this fiscal year that the City must continue to ■ pursue efficiencies and economies in its operation to guarantee the best use of our ■ limited resources. Additionally, we must continue to look at areas and operations which can produce greater revenues for the City to continue to provide a high level and ■ quality of public services to the Newport Beach residents, businesses and visitors. I'm ■ committed to undertaking these fiscal challenges under the policy guidance of the City Council. ■ ■ Sincerely, ■ Z4� %ALA %�� ■ Kevin J. Murphy (/ ■ City Manager ■ ■ 15 The Government Finance Officers Association of the United States and Canada (GFOA) presented a Distinguished Budget Presentation Award to the City of Newport Beach for its annual budget for the fiscal year beginning July 1, 1996. In order to receive this award, a governmental unit must publish a budget document that meets program criteria as a policy document, as an operations guide, as a financial plan, and as a communications device. This award is valid for a period of one year only. We believe our current budget continues to conform to program requirements, and we are submitting it to GFOA to determine its eligibility for another award. / A \ GOVERNMENT FINANCE OFFICERS ASSOCIATION Distinguished Budget Presentation Award PRESENTED TO City of Newport Beach, California For the Fiscal Year Beginning July 1, 1996 ret AZ Pres. Exeoufl a Director - The California Society of Municipal Finance Officers ( CSMFO) was founded in 1957, and is a statewide organization serving all California municipal finance professionals. CSMFO promotes excellence in financial management through innovation, continuing education and the professional development of members. The City of Newport Beach was recognized for excellence in budgeting for Fiscal Year 1996 -97. - California Society of Municipaf Finance Officers Certificate of Award. Excellence in Public Communications 1996 -97 Presented to City of Newport Beach This certificate recognizes the achievement of excellence in producing a Public Communications document which enhances general pablic understanding of city government and encourages citizen participation - s Cusimso, Bdeoine6 Fioantil Meo,caust erttidmt, CSMFO ocean anaeaing &Fln.nemM eem.nt 5764" 24, 7497 -. -.- a6 Dedicated to Excellence in Municipal Financial Management a8 16 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ POLICE ■ 5urWln 4�rci e.. Parml frnftic ■ 11 ■ Varkinp�'Animal r; ?mwl VAr% I ■ ■ ■ Gxlc L'.ntbranncn[ Inzppnlnns ■ PLANNING & BUILDING ■ ■ I� CIVIL SERVICE BOARD ■ I 1 I r BUILDMG —1 L CODE L. BOARD OP APPEALS J PLANNING I COMMISSION ■ ■ I i _.._ ■ �I 1997 -1998 ELECTORATE MAYOR COUNCIL CITY CLERK T CITY ATTORNEY ASSISTANT ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ PUBLIC WORKS I I:nglnecnng I'rcryttt Maiugcmrnl Inqueatlm5 1 I'nthc L maraca Wnu -rnr (A& tlltt.W CtnS :1, 6 CITY MANAGER r- - - - - --1 P.B.&R. COMMISSION II ARTS COMMISSION J LIBRARY BOARD II II II II FIRE & MARINE POLICE ■ i I 5urWln 4�rci e.. Parml frnftic I 11 ■ Varkinp�'Animal r; ?mwl VAr% I Ancan<a Planning I +rnniis ■ ■ II II Gxlc L'.ntbranncn[ Inzppnlnns ■ I I PLANNING & BUILDING ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ PUBLIC WORKS I I:nglnecnng I'rcryttt Maiugcmrnl Inqueatlm5 1 I'nthc L maraca Wnu -rnr (A& tlltt.W CtnS :1, 6 CITY MANAGER r- - - - - --1 P.B.&R. COMMISSION II ARTS COMMISSION J LIBRARY BOARD II II II II FIRE & MARINE L Atlininielm[ian Uccan Lifiryniartls — I CimrnR l'lensB Pmjems Plan Ch along ''Iflt�dnfL51)(N.YTIir)t15 I Ancan<a Planning I +rnniis ■ ( Gxlc L'.ntbranncn[ Inzppnlnns ■ I I ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ PUBLIC WORKS I I:nglnecnng I'rcryttt Maiugcmrnl Inqueatlm5 1 I'nthc L maraca Wnu -rnr (A& tlltt.W CtnS :1, 6 CITY MANAGER r- - - - - --1 P.B.&R. COMMISSION II ARTS COMMISSION J LIBRARY BOARD II II II II FIRE & MARINE Atlininielm[ian Uccan Lifiryniartls i)r!'2[1011] ''Iflt�dnfL51)(N.YTIir)t15 I Ptt'entl0n IkAMm \'nchr ❑asin I'.IIIIIgCIII; 3 I +B r'n'irIg IRMS ItNultIJ14 118rattlnus )I:IlerieLs COMMUNITY SERVICES Adlnini, FAIT n J nns R Culalrc — Lihnry &rricca gcora[ ion I :cniors Pmgrmn. ADMINISTRATIVE, SERVICES Nrsmne, Adillmimrnitm Flcn �I manngemenr gU,r Macmcne letxnliclaliig Aornuminq r - - - -- L--_—J ELECTED COUNCIL APPOINTED BOARDS & COMMISSIONS GENERAL SERVICES I rnand r.�n5 1 tIltllfling. l'iNAR I(gwpmenr J :N ign �uncc '1'raffc S,gns r Adis, Kv liefuse/IVecyding 14•vrnuc Punllnung Dara 1'nx�'ing 9'elrxvinlnuniCa11nn5 (:POI)n5C Infl)rtn 311fm $)SICIrI COUNCIL APPOINTED DEPARTMENTS 17 ■ ■ ■ ■ ■ COUNCIL - MANAGER FORM OF GOVERNMENT NEWPORT HARBOR STREETS AND ALLEYS Streets ■ Ocean Boats 9,000 26 Miles RESIDENTIAL POPULATION (January 1, 1996) Residential 1,230 2 Miles Permanent 71,000 Commercial Slips and Side Ties 2,119 ■ Summer 100,000 Bay Moorings 1,221 ■ TOURIST POPULATION 20,000 to 100,000 per day CITY WATER SERVICE CONNECTIONS 24,413 . AREA (January 1, 1987) Square Miles NUMBER OF FIRE STATIONS 6 Land 13.87 NUMBER OF CITY LIBRARIES 4 ■ Bay 1.90 $115,576,429 Occupancy factor per dwelling unit 2 Ocean 20.00 NUMBER OF PARKWAY TREES 23,325 ■ TOTAL SQUARE MILES 35.77 Per Square Mile 5,641.67 CAPITAL IMPROVEMENTS RECREATIONAL ACREAGE Acres ■ ■ Acres Ocean Water 12,864 Land 8,876.80 Harbor Waters 1,216 ■ Bay 1,216.00 Parks 154 670 Ocean 12,864.00 Beaches 224 ■ TOTAL ACRES 22,956.80 TOTAL 14,458 ■ WATER FRONTAGE Miles STREETS AND ALLEYS Streets Alleys Ocean 6.10 Improved 187 Miles 26 Miles ■ Harbor 25.40 Unimproved 8 Miles 2 Miles TOTAL WATER FRONTAGE 31.50 State Highway 11 Miles 0 Miles ■ 206 Miles 28 Miles ASSESSED VALUATION ■ Total $12,330,205,468 DWELLING UNITS January 1, 1993 35,017 ■ TOTAL REVENUE $115,576,429 Occupancy factor per dwelling unit 2 OPERATING EXPENDITURES $81,004,223 POPULATION DENSITY ■ Per Square Mile 5,641.67 CAPITAL IMPROVEMENTS $23,865,454 Per Acre 8.45 ■ CERTIFICATES OF PARTICIPATION $0 EMPLOYEES ■ Regular Full Time 670 Total (Including Part Time) 800 ■ ■ Newport Beach is one of Southern California's most scenic and dynamic communities. It surrounds Newport Bay, well known for its picturesque islands and one of the greatest natural ■ yacht harbors in the world, accommodating over 9,000 boats of all types docked within its 25 square mile harbor area. This bay area and the 6 miles of ocean beach offer outstanding fishing, ■ swimming, surfing and aquatic sports activities. The City has a permanent population of 71,000. ■ During the summer months, the population grows to over 100,000 with 20,000 to 100,000 tourists daily. There are fine residential areas, modern shopping facilities and a quality school system. A ■ major campus of the University of California is located immediately adjacent to the City, and eight ■ other colleges are within a 30 mile radius. Located 50 miles south of Los Angeles in Orange County, Newport Beach offers one of the finest climates in the United States. ■ ■ ■ 21 F: \HOME \BUGGET98 \ReV19798 1:09PM 9/17197 REVENUE SUMMARY 1997 -98 199738':. 199233 199334. 1994 -H 199936 199637 Revenue.., Percent .. Actual Actual, Actual Actual Estimated) Budget,:- Increase FundlRevenue Category Revenue Revenue Revenue Revenue Revenue Estimate (Decrease) GENERALFUND PROPERTYTAXES 21,496,353 20,597,983 19,047,473 20,633,538 20,530,000 20,970,600 2.15% TAXES OTHER THAN PROPERTY 16,975,423 19,211,155 20,672,356 22,219,941 24,131,000 24,776,000 2.67% LICENSES AND PERMITS 975,731 986,154 1,112,873 1,663,469 1,651,010 2,005,731 21.49% INTERGOVERNMENTAL 4,396,735 3,980,890 7,113,786 4,728,972 4,295,381 4,313,040 0.41% CHARGES FOR CURRENT SERVICES 4,689,273 5,064,259 5,091,518 6,230,168 7,222,178 7,186,472 -0.49% FINES, FORFEITURES 8 PENALTIES 2,246,113 2,527,815 3,067,817 2,795,045 2,512,000 2,652,000 5.57% USE OF MONEY AND PROPERTY 5,676,612 4,750,948 4,936,317 5,792,454 5,567,875 6,082,320 9.24% OTHER REVENUE 552,157 2,605,612 512,215 331,013 372,500 379,500 1.88% TOTAL GENERAL FUND 57,008,396 59,724,817 61,554,355 64 394,601 A6 944 68,365,663 3.14% ASSET FORFEITURE FUND INTERGOVERNMENTAL 336,757 178,379 88,713 60,018 120,000 230,000 91.67% USE OF MONEY AND PROPERTY 0 25,294 15,914 16,637 5,000 5,000 0.00% TOTAL FORFEITURE FUND 336,757 203,673 104 ,627 76,655 125,000 235,000 88.00% SLESF - COPS FUND INTERGOVERNMENTAL 0 0 0 0 160,721 160,721 100.00% USE OF MONEY AND PROPERTY 0 0 0 0 0 0 100.00% TOTAL SLESF - COPS FUND 0 0 0 0 160,721 150,721 100.00% SCHOLARSHIP FUND USE OF MONEY AND PROPERTY 714 677 0 0 0 0 0.00% TOTAL SCHOLARSHIP FUND 714 677 0 0 0 0 0.00% CDBG FUND INTERGOVERNMENTAL 639,133 451,395 461,973 209,797 582,900 582,900 0.00% TOTAL CDBG FUND 639,133 451,395 461,973 209,797 582,900 582,900 0.00% STATE GAS TAX FUND INTERGOVERNMENTAL 1,127,006 1,226,069 1,224,654 1,252,643 1,214,450 1,214,450 0.00% USE OF MONEY AND PROPERTY 137,417 175,761 269,811 266,041 120,000 120,000 0.00% TOTAL GAS TAX FUND 1,264,424 1,401,830 1,494,465 1,518,684 1,334,450 1,334,450 0.00% AHFPFUND INTERGOVERNMENTAL 157,550 0 0 0 0 0 0.00% TOTAL AHFP FUND 157,550 0 0 0 0 0 0.00% TIDELANDS FUND LICENSES, PERMITS AND FEES 823,602 964,634 980,459 1,073,715 1,168,066 1,189,865 1.87% INTERGOVERNMENTAL 103,321 110,421 86,217 72,371 43,108 21,554 - 50.00% CHARGES FOR SERVICES 13,925 19,969 17,094 26,447 25,000 25,000 0.00% USE OF MONEY AND PROPERTY 3,788,248 3,672,219 4,077,521 4,193,233 4,543,175 5,067,500 11.54% OTHER REVENUE 2,810 27,831 50 2,219 1,500 1,500 0,00% TOTAL TIDELANDS FUND 4,731,906 4,795,074 5,161,340 5,367,986 5,780,849 6,305,419 9.07% CONTRIBUTIONS FUND INTERGOVERNMENTAL 149,516 454,978 79,349 734,147 8,189,546 8,848,958 8.05% USE OF MONEY AND PROPERTY 0 0 0 3,103 0 50,000 1.00% OTHER REVENUE 5,064 31,910 0 758,821 0 0 0.00% TOTAL CONTRIBUTIONS FUND 154,580 486,888 79,349 1,496,071 8,189,546 8,898,958 8.66% CIRCULATION AND TRANS FUND USE OF MONEY AND PROPERTY 169,472 187,281 268,394 500,000 250,000 0 - 100.00% OTHER REVENUE 122,013 298,378 211,337 1,799,458 500,000 250,000 - 50.00% TOTAL CIRCULATION FUND 291,485 485,659 499,731 2,299,458 750,000 250,000 - 66.67% 22 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ F:IHOMEIBUOGET981R.09798 1:09 PM 9/12197 REVENUE SUMMARY 1997 -98 2,330,565 1,385,252 MEASURE "M "FUND 199798 INTERGOVERNMENTAL 199293 1993 -94 199495 199596 199697 Revenue Percent Actual Actual Actual Actual Estimated Budget Increase Fund /Revenue Category Revenue Revenue Revenue Revenue Revenue Estimate (Decrease) BUILDING EXCISE TAX FUND LICENSES, PERMITS AND FEES USE OF MONEY AND PROPERTY TOTAL BET FUND ■ 2,330,565 1,385,252 MEASURE "M "FUND ■ INTERGOVERNMENTAL - 94.03% USE OF MONEY AND PROPERTY 34,500 OTHER REVENUE ■ TOTAL MEASURE "M" FUND ■ AIR QUALITY MGMT FUND 0 INTERGOVERNMENTAL ■ USE OF MONEY AND PROPERTY 0 TOTAL AQMD FUND ■ ENVIORNMENTAL LIABILITY FUND 92,177 95,587 104,854 226,989 400,000 100,000 - 75.00% 21,073 22,317 1,868 2,459 10,000 5,000 - 50.00% 113,250 117,904 106,722 229,449 410,000 105,000 - 74.39% 580,406 2,330,565 1,385,252 1,220,025 12,519,188 747,000 - 94.03% 43,228 34,500 28,406 46,275 40,000 40,000 0.00% 0 2,634 0 0 0 0 0.00% 623,634 2,367,699 1,413,658 1,266,301 12,559,188 787,000 - 93.73% 0 75,278 56,105 96,790 75,000 75,000 0.00% 0 5,906 8,017 15,975 5,000 5,000 0.00% 0 81,184 64,122 112,765 80,000 80,000 0.00% ■ ■ 23 OTHER REVENUE 0 0 0 88,219 275,000 275,000 0.00% ■ TOTAL ENVORNMENTAL LIAB FD 0 0 0 88,219 275,000 275,000 0.00% ■ CIOSA FUND OTHER REVENUE 0 0 0 5,351,572 8,950,000 0 - 100.00% USE OF MONEY AND PROPERTY 0 0 0 162,389 150,000 0 - 100.00% ■ TOTAL CIOSA FUND 0 0 0 5,513,961 9,100,000 0 - 100.00% ■ WATER ENTERPRISE FUND LICENSE PERMITS AND FEES 0 0 0 22,720 0 0 0.00% ■ INTERGOVERNMENTAL 39.503 0 0 23,863 0 0 0.00% CHARGES FOR SERVICES 10738,051 12,321,108 13,624,285 14,719,601 16,227,231 16.199,000 -0.17% USE OF MONEYAND PROPERTY 740,593 741,399 1,092,959 1,332,157 205,000 205,000 0.00% ■ OTHER REVENUE 42,384 21,232 52,018 46,965 58,000 45,000 - 22.41% TOTAL WATER FUND 11,560,531 13,083,739 14,769,262 16,145,306 16,490,231 16,449,000 -0.25% ■ PARKING FACILITY FUND ■ USE OF MONEY AND PROPERTY TOTAL 105,052 69,810 99,562 75,860 75,000 75,000 75,000 0.00% PARKING FUND 105,052 69,810 99,562 75,860 75,000 0.00% ■ SEWER ENTERPRISE FUND INTERGOVERNMENTAL 0 0 0 7,247 0 0 0.00% ■ CHARGES FOR SERVICES 1,809,888 1,791,377 1,928,025 2,180,818 2,250,200 2,685,200 19.33°% USE OF MONEY AND PROPERTY 62,249 99,709 55,205 108,255 100,000 100,000 0.00°% ■ OTHER REVENUE TOTAL SEWER FUND 28,105 131,369 23,112 12,235 10,000 2,360,200 10,000 2,795,200 0.00°% 1,900,242 2,022,455 2,006 ,342 2,308,556 18.43% ■ INSURANCE RESERVE FUND WORKERS' COMP PREMIUM 0 1,106,661 1,154,694 1,200,821 1,551,273 2,034,029 31.12% ■ GENERAL LIABILITY PREMIUM 0 1,500,498 1,502,952 1,529,675 1,801,388 1,921,041 6.64% COMPENSATED ABSENSE PREMIUM 0 0 0 928,350 966,040 530,783 - 45.06% ■ DISABILITY INSURANCE PREMIUM 0 0 0 0 284,972 312,809 9.77% OTHER REVENUE 0 44,439 137,029 6,093 0 0 0.00% TOTAL INSURANCE FUND 0 2,651,598 ?,794,675 1.664,939 4,603,673 4,798,662 4.24% ■ EQUIPMENT MAINTENANCE FUND ■ INTERGOVERNMENTAL 0 0 0 12,953 0 0 0.00% EQUIPMENT MAINTENANCE 0 1,705,259 1,642,222 1,647,275 1,721,820 1,721,820 0.00% EQUIPMENT REPLACEMENT 0 1,486,680 1,572,849 1,914,593 2,031,636 2,031,636 0.00% ■ OTHER REVENUE 0 0 0 250,975 140,000 140,000 0.00% TOTAL EQUIPMENT FUND 0 3,191,939 3,215,071 3,825,796 3,893,456 3,893,456 0.00% ■ ■ 23 F:IHOIAMBU0GET981Rev19798 3:35 PM 9117197 REVENUE.SUMMARY:1997 98 . 199738 ' 199233 199334 ; 199495 '' - 199536 1996.97 'Revenue , Percent Actual ' Actual. Actual Actual Estimated ; Budget Increase: Fund/Revenue Category Revenue Revenue :' Revenue ,: Revenue,. Revenue'. Estmlet0: :(Decrease) ACKERMAN FUND . USE OF MONEY AND PROPERTY 0 0 0 7,728 0 0 0.00% OTHER REVENUE 0 185,000 259,896 185,000 185,000 185,000 0.00% TOTAL ACKERMAN TRUST FUND 0 185,000 259,896 192,728 185,000 185,000 0.00% TOTALALLFUNDS 78,887,654 91,321,337 94,085,153 108,787,132 133,237,158 115,576,429 - 13.26% 1997 -98 Revenues By Source Internal Service Fund Revenue Property Taxes B% 1B% Enterprise Fund Revenue 17% Licenses, Fees, "^=? ..........3:.:..��..: & Permits Sales & Other Taxes 21% Intergovernmental Other Revenue Revenue 1% t4% Charges for Services 6% Fines, Forfeitures, 8 Use of Money &Property Penalties 10% 2% 24 ■ ■ ■ ■ ■ ■ ■ ■ Op_ex.afa 3:55PM 9/9/97 OPERATING EXPENDITURES - ALL FUNDS 199334 199496 199536 199647 199738 Account Actual Actual Actual Estimated Proposed % of Code Function and Activities Expenditures Expenditures Expenditures Expenditures Expenditures. Total GENERAL CITY OPERATIONS INTERNAL SERVICE FUNDS General Government 0100 City Council 0200 City Clerk 0310 City Manager 0500 City Attorney 0600 Administrative Services Equipment Replacement Total General Government ■ INTERNAL SERVICE FUNDS $182,297 Workers Compensation . PUBLIC SAFETY ■ 1800 Police Department Disability Coverage 2300 Fire and Marine $773,895 Equipment Replacement Total Public Safety • $468,728 0.58% $435,056 $439,659 COMMUNITY DEVELOPMENT ■ 2700 Planning $3,946,769 2900 Building $4,026,534 $4,157,711 Total Community Development . $5,718,316 $5,621,443 $5,382,945 $5,507,364 PUBLIC WORKS ■ 3000 Public Works ($7,024,895) 3100 General Services . $0 Total Public Works $0 $0 COMMUNITY SERVICES . 4000 Community Services Total Community Services ■ TOTAL CITY OPERATIONS . . ENTERPRISE OPERATIONS 5000 Public Works -Water Fund . 5100 Marinapark 5300 Public Works - Sewer Fund . TOTAL ENTERPRISE OPERATIONS . INTERNAL SERVICE FUNDS $182,297 Workers Compensation . General Liability $231,219 Compensated Absence $228,998 Disability Coverage . Equipment Maintenance $773,895 Equipment Replacement . Adjust for Transfers ■ TOTAL INTERNAL SERVICE FUNDS . TOTAL ALL CITY OPERATIONS ■ ■ ■ ■ ■ $157,348 $150,535 $182,297 $158,178 $169,869 0.21% $231,219 $258,966 $228,998 $246,917 $201,264 0.25% $773,895 $829,590 $597,034 $448,681 $468,728 0.58% $435,056 $439,659 $500,590 $502,635 $509,792 0.63% $3,946,769 $4,039,566 $4,112,523 $4,026,534 $4,157,711 5.13% $5,544,287 $5,718,316 $5,621,443 $5,382,945 $5,507,364 6.80% $18,935,641 $19,578,481 $20,645,163 $21,204,579 $22,478,778 27.75% $13,749,885 $14,179,607 $14,291,800 $14,470,005 $15,387,868 19.00% $32,685,526 $33,758,088 $34,936,963 $35,674,584 $37,866,646 46.75% $1,426,824 $1,255,465 $1,174,471 $1,108,664 $1,193,187 1.47% $1,409,417 $1,418,090 $1,542,241 $1,594,127 $1,643,529 2.03% $2,836,241 $2,673,555 $2,716,712 $2,702,791 $2,836,716 3.50% $4,008,907 $3,832,344 $3,731,835 $4,019,552 $4,043,803 4.99% $10,982,447 $10,494,935 $11,027,328 $11,189,757 $11,323,390 13.98% $14,991,354 $14,327,279 $14,759,163 $15,209,309 $15,367,193 18.97% $6,009,180 $5,646,091 $5,570,171 $6,196.674 $6,251,190 7.72% $6,009,180 $5,848,091 $5,670,171 $6,196,674 $6,251,190 7.72% $10,846,472 $11,295,274 $12,278,316 $13,848,854 $11,815,751 14.59% $0 $0 $0 $0 $0 0.00% $1,108,406 $1,175,493 $1,186,535 $1,334,889 $1,359,363 1.68% $0 $0 $0 $286,236 $312,809 0.39% $11,954,878 $12,470,767 $13,466,852 $15,183,743 $13,175,114 16.26% $1,768,943 $1,846,934 $2,472,986 $1,128,831 $1,994,743 2.46% $2,649,887 $3098,429 $2,431,599 $1,395,414 $1,313,940 1.62% $1,360,194 $1,640,960 $1,337,344 $600,000 $530,783 0.66% $0 $0 $0 $286,236 $312,809 0.39% $2,097,207 $1,967,295 $1,561,464 $1,571,164 $1,467,836 1.81% $654,153 $1,247,640 $1,788,968 $2,043,250 $2,030,800 2.51% ($8,530,384) ($9,801,258) ($9,592,361) ($7,024,895) ($7,650,911) -9.45% $0 $0 $0 $0 $0 0.00% $74,021,466 $74,796,096 $77,171,303 $80,350,046 $81,004,223 100.00% 25 Opedunp 3:34 PM 9WW 9 -98 OPERATING EXPENDITURES 0.19% BY-DEPART MENT 0.28% Maintenance.' 0.00% $0 salaries &.' %of and %of Other %of Capital %Or '' %'of iepartment Benefits Total Operation' Total Charges Total. Outlay Total... Total Total City Council $99,005 0.19% $70,854 0.28% s0 0.00% $0 0.00% $169,869 0.21% City Clerk $162,054 0.31% $37,210 0.15% SO • 0.00% $2,000 0.37% $201,264 0.25% City Manager $371,591 0.70% $95,137 0.38% SO 0.00% $2,000 0.37% $468,728 0.58% City Attorney $450,066 0.85% $58,126 0.23% 50 0.00% $1,600 0.30% $509,792 0.63% Administrative Services $3,240,050 6.11% $878,661 3.52% s0 0.00% $39,000 7.22% $4,157,711 5.13% Police $19,347,620 34.61% 53,851,633 15.45% SO 0.00% 5279,525 51.73% $22,478,778 27.75% Fire and Marine 512,786,057 24.12% 52,286,079 9.17% $236,372 9.36% $79,360 14.69% $15,387,868 19.00% Building $1,360,995 2.57% $282,534 1.13% 50 0,00% $0 0.00% $1,643,529 2.03% Planning $1,069,913 2.02% $121,774 0.49% s0 0.00% $1,500 0.28% $1,193,187 1.47% General Services $6,134,750 11.57% $5,172,630 20.75% 50 0.00% $16,010 2.95% $11,323,390 13.98% Public Works $5,379,991 10.15% $10,095,386 40.49% $1,699,390 67.32% $44,150 8.17% $17,218,917 21.26% Community Services $3,605,609 660% $1,961,727 795% $588,685 23.32% $75,169 13.91% $6,251,190 7.72% Insurance Reserve $0 0.00% $4,152,275 16.65% s0 0.00% $0 0.00% $4,152,275 5.13% Equipment Maint B Replacement $867,304 1.67% $591,532 2.37% SO 0.00% $2,019,800 373.82% $3,498,636 4.32% Adjust for Transfers ($887,304) -1.67% ($4,743,807) - 19.03% $0 0.00% ($2,019,800) - 373.82% ($7,650,911) -9.45% Total Operating Budget $53,007,701 100.00% $24,931,761 100.00% $2,524,447 100% $640,314 100.00% $81,004,223 100.00 -A TOTAL ALL FUNDS - INCLUDING CAPITAL IMPROVEMENTS Salaries and Benefits $53,007,701 Maintenance and Operation $24,931,761 Other Charges $2,524,447 Capital Outlay $540,314 Capital Improvements $23,865,454 Total $104,869,677 1997 -98 Expenditure Distribution Capital Improvements 23% Capital Outlay 1% Other Charges 2% Salaries and Benefits 50% Maintenance and Operation 24% 930 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Historical Capital Projects Spending (dollars in thousands) Annual Totals $15,783 $'16,463 512,407 $J4,838 $33,120 $47,853 $23,865 27 FY FY FY FY 17Y FY FY 1991 -92 1992 -93 1993 -94 1994 -95 1995 -96 1996 -97 1997 -98 actual actual actual actual actual projected aonroved General Projects General Fund/ISF $67002 $9,298 $3,569 $5,515 $4,138 $4,603 $5,158 Building Excise Tax Projects $227 $185 $185 $23 $76 $1.34 $227 Federally Funded Projects CDBG $181 $401 $640 $462 $151 $534 $528 Cooperative Projects AllFP $297 $288 $155 Tidelands $291 $286 $216 $167 $322 $350 $776 Contributions $4,478 $1.749 $292 $1,952 $1,231 $8,190 $8.899 Cimutation $419 $703 $13 $438 $674 $4,485 $350 OCCTFP $940 $1,488 $4,152 $12,976 $741 Gas Tax $1904 $1,094 $699 $194 $1,628 $1,885 $1,562 Special Projects Cannery Village $3 $28 $4 Library Construction Project $3,803 $8 CIOSA $2,826 $4.074 $100 Enterprise Fund Projects Water $1,319 $1,872 $1,628 $3,965 $17,233 $9,838 $2,784 Sewer $yu J5bl $262 Jk2k $690 mgr $2,740 Annual Totals $15,783 $'16,463 512,407 $J4,838 $33,120 $47,853 $23,865 27 OPERATING EXPENDITURES - ALL FUNDS Acct Code Activity /Function 0100 0200 0310 0500 0600 1800 2300 2700 Council Clerk City Mgr. City Atty, Admin. Svc. Police Fire/Marine Planning 7DDO SALARIES - MISC 12D.286 302,494 363,161 2,426,238 1278,512 431,611 800,675 7010 SALARIES - SAFETY 8,263,667 6,872,196 7020 SALARIES - PERM PART TIME 13,697 168.189 556,164 172,973 54,923 71)30 SALARIES - TEMPORARY 621,628 7D4D OVERTIME, MISC 1,000 111,500 4,000 2,500 7D41 OVERTIME, SAFETY 552,075 7042 OVERTIME, PLANNED 121,675 7043 OVERTIME. VACATION RELIEF 789,104 7044 OVERTIME, UNCONTROLLED 325,221 7059 ONE MAN PACKER PAY 7060 SPECIAL ASSIGNMENT PAY 14,519 7062 NIGHT DIFF, MISC 47,009 SD,251 125 7064 HAZ MAT PAY 28,800 7070 SCHOLASTIC ACHIEVEMENT 226,368 185,220 7072 HOLIDAY PAY, MISC 100,642 7074 HOLIDAY PAY, SAFETY 342,609 172,083 1080 CALL BACK PAY 7084 MASTER OFFICER 580,000 7095 SALARY REIMBURSEMENT 150,721 7099 SALARY SAVINGS 39,000 112,000 7100 COUNCIL ALLOWANCES 75,880 7210 HEALTHIOENTALMSION 4,060 12,149 20,249 198,438 826,151 487,997 56,697 7220 HEALTH INSURANCE, MISC 20,000 7225 RETIREE INSURANCE, MISC 726 1,633 1,9% 17,963 74,572 45,179 5,080 7230 DENTAL INSURANCE, MISC 3,000 7290 LIFE INSURANCE 125 342 675 801 7,443 32,985 21,357 2,196 7320 DISABILITY INSURANCE 1,082 2,723 3,269 21,505 101,757 65,198 6,444 7370 WORKERS' COMP, MISC 2,137 4,825 5,792 57,604 50,272 84.892 14,989 7371 WORKERS' COMP, SAFETY 650,385 338,373 7373 COMPENSATED ABSENCES 1,804 4,537 5,447 36,394 176,528 111,226 12,010 7425 MEDICARE FRINGES 1,238 4,388 3,527 27,084 91,310 30,179 7,861 7439 PERS EMPLOYEE CNTRBN 9,054 22,769 27,335 187,15D 241,228 32,655 63,088 7440 PERS EMPLOYER CNTRBN 6,124 15,400 18,489 126,582 180.515 22,087 42,670 7441 PERS EMPLOYER CNTRBN -SAFE 996,327 826.065 7442 PERS EMPLOYEE CNTRBN -SAFE 828,449 696,509 7460 RETIREMENT PART TIME/TEMP 514 4,460 20,674 35,058 &A SUBTOTAL SALARIES & BENEFITS 99,005 162,054 371,591 450,066 3,240,050 18,347,620 12,766,058 1,069,912 8010 ADVERT & PUB RELATIONS 25,000 4,800 15,000 19,410 3,50D 1,750 8020 AUTOMOTIVE SERVICE 3,000 1,000 3,400 143,400 64,809 1,000 8022 EQUIPMENT MAINTENANCE 2,460 2,364 16,823 289,483 269,092 4,802 8024 EQUIPMENT REPLACEMENT 3,571 2,786 18,807 376,046 518,971 4,404 8030 MAIM & REPAIR -EQUIP 150 1,700 250 1,700 169,500 122,500 63,470 B4ODD 8050 PSTGE,FREIGHT,E %PRESS NOC 1,800 800 2,500 37,500 42,000 13,500 7,000 8060 PUBLICATIONS & DUES NOC 14,500 350 2,000 1,600 6,397 17,917 6,597 2,500 8070 RENTAL/PROP & EQUIP NOC 5,500 23,350 135,830 13,100 7,250 8076 SERVICES - ACCOUNTING 35,000 8077 SERVICES - AUDIT 42,000 8080 SERVICES - PROF &TECH NOC 7,500 12,000 65,000 30,000 177,750 349,533 643,580 31,000 8091 SERVICES - COMPUTER CONSULT 52,398 8100 TRAVEL & MEETINGS NOC 7,500 1,500 7,000 3,000 11,650 5,500 36,455 6,000 8105 TRAINING 12,000 3,000 24,500 92,150 18,300 4,000 8106 TRAINING, POST 81,724 8107 TRAINING, CITY WIDE 13,000 6110 UTILITIES NOC 135,000 1,500 146,400 5,500 8112 UTILITIES - TELEPHONE 95,100 8114 UTILITIES - NATURAL GAS 2,000 8116 UTILITIES - ELECTRICITY 91,500 8118 UTILITIES - WATER 4,000 16,800 8140 SUPPLIES - OFFICE NOC 1,000 9,000 3,700 2,500 51,400 42,000 19,150 10,000 8141 SUPPLIES -COMP SOFTWARE 32,000 8142 SUPPLIES - COMPUTER 16,000 8144 SUPPLIES -COPY MACHINE 16,200 8145 SUPPLIES -AUTO PARTS EXPNS 8146 SUPPLS- CHKVINVOICES/FRMS 6,000 8150 SUPPLIES - JANITORIAL NOC 100 8,000 9,450 8160 MAINT & REPAIR MATRLS NOC 200 J,250 70,000 26,784 1,000 8164 MAINT- LAND IMPROVMENTS 8165 MAINT- IRRIGATION REPAIR 9166 MAINT -STORM DRAINS 8167 MAIM - DRNKNG FOU REPAIR m P41 2900 1 3100 1 4000 1 5000 6010 61DO Total AdlvBy[Function Building I General Svc. f Comm. Svc. I Public Works Ins. Reserve Equip, ISF 1,056,759 4.248,776 1984,OSO 3,882,400 636,967 19,531,959 SALARIES - MISC 15.135,865 SALARIES- SAFETY 9,308 62,065 656,988 234.016 22,412 1,950,735 SALARIES - PERM PART TIME 326,684 1,148,312 SALARIES - TEMPORARY 12,00) 266,762 54,000 9.000 460,762 OVERTIME, MISC 552,075 OVERTIME, SAFETY 121,675 OVERTIME, PLANNED 789,104 OVERTIME, VACATION RELIEF 325,221 OVERTIME, UNCONTROLLED 51,000 51,000 ONE MAN PACKER PAY 14,519 SPECIAL ASSIGNMENT PAY 1,600 98,985 NIGHT RIFF, MISC 28,800 HAZ MAT PAY 411,588 SCHOLASTIC ACHIEVEMENT - - 100,842 HOLIDAY PAY, MISC 514,692 HOLIDAY PAY, SAFETY 6,500 53,000 300 59,800 CALL BACK PAY 580,000 MASTER OFFICER 150,721 SALARY REIMBURSEMENT - 151,000 SALARY SAVINGS 75,880 COUNCIL ALLOWANCES 76,945 421,175 178,189 287,533 60,746 2,630,319 HEALTHADENTALMSION 20,000 HEALTH INSURANCE, MISC 6,895 39,010 16,148 27,397 5,080 241,679 RETIREE INSURANCE, MISC 3,000 DENTAL INSURANCE, MISC 2,888 13,959 6,354 11,457 2,034 102,716 LIFE INSURANCE 9,511 36,931 15,998 33,802 5,131 303,352 DISABILITY INSURANCE 29,803 355,189 67,983 215,653 51.173 940,312 WORKERS' COMP, MISC 988,758 WORKERS' COMP, SAFETY 15,851 63,696 18,366 58,126 9,555 513,542 COMPENSATED ABSENCES 7,244 32,554 35.216 27,747 3,988 272.434 MEDICARE FRINGES 79,542 319,23D 159,902 289.312 48,037 1,479,302 PERS EMPLOYEE CNTRBN 53,800 215,916 108,163 195,681 32.491 997,908 PERS EMPLOYER CNTRBN 1,821,392 PERS EMPLOYER CNTRBN -SAFE 1,524,958 PERS EMPLOYEE CNTRSNSAFE 349 1,887 31,547 8,265 390 103,798 RETIREMENT PART TIME(TEMP 1,360,995 6,134,750 3.605,609 5,379,991 887,304 53,895,005 SUBTOTAL SALARIES & BENEFITS 1,000 43,715 3,000 117,175 ADVERT & PUB RELATIONS 6,392 168,200 9,000 58,850 5,000 465,151 AUTOMOTIVE SERVICE 25,008 626,602 27,337 198,662 19,900 1,482,533 EQUIPMENT MAINTENANCE 19,254 681,883 32,521 297,988 11,500 1,967,729 EQUIPMENT REPLACEMENT 16,000 22,208 87,818 165,700 6,500 665,496 MAINT &REPAIR - EQUIP 2,000 600 47,750 58,000 213,450 PSTGE,FREIGHT,EKPRESS NOC 1,800 1,115 6,035 11,750 2,500 75,061 PUBLICATIONS & DUES NOC 1,500 25ASO 23,145 20,600 255,725 RENTALIPROP &EQUIP NOC 35,000 SERVICES -ACCOUNTING 42,000 SERVICES -AUDIT 175,000 848,318 670,517 244,000 10,000 3,264,198 SERVICES - PROF &TECH NOC 52,398 SERVICES - COMPUTER CONSULT 3,000 2,750 6,825 10,750 4,200 108,130 TRAVEL & MEETINGS NOC 8,000 2,850 11,200 19,600 5,000 200,600 TRAINING 81,724 TRAINING, POST 13,000 TRAINING, CITY WIDE 9,500 110,750 231,362 1,286,200 16,000 1,942,212 UTILITIES NOC 85,100 UTILITIES - TELEPHONE 2.000 UTILITIES - NATURAL GAS 91,500 UTILITIES - ELECTRICITY 439,300 36,169 3,794 500,063 UTILITIES -WATER 5,000 3,976 43,750 15,900 207,376 SUPPLIES- OFFICE NOC 32,000 SUPPLIES- COMP SOFTWARE 18,000 SUPPLIES- COMPUTER 16,200 SUPPLIES COPY MACHINE 310,DDO 311 SUPPLIES -AUTO PARTS EXPNS 6,000 SUPPLSCHKSANVOICESIFRMS 48,000 10,600 1,DD0 77,160 SUPPLIES - JANITORIAL NOC 3D,100 10,900 225,000 307,234 MAINT & REPAIR MATRLS NOC 200 200 MAINT - LAND IMPROV&4ENTS 2.000 2,000 MAINT -IRRIGATION REPAIR 28,000 28,000 MAINT - STORM DRAINS 500 - 500 MAINT - DRNKNG FOU REPAIR P41 OPERATING EXPENDITURES - ALL FUNDS AW Code Activ'4y/Funcllon 0100 0200 0310 0500 0600 1BD0 2300 2700 Council Clerk C8y Mgr. Cky. ABy. Admin. Svc, Police Fire/Madne Planning 8158 MAINT- PIERS 8 FLOATS 8170 MAINT- BEACH CLEANING 8172 MAINT - BRIDGES&VIADUCTS 8173 MAINT- BLDGIPLYGRND ED RPR 8176 MAINT - TRAFFIC CONTROL 8178 MAINT - HELICOPTER 319,423 8179 REPLACE - HELICOPTER 250,000 8180 MAINT -OUTSIDE LABOR 8181 MAINT -COMP SOFTWARE 51,924 8182 MAINT -COMP HARDWARE 35,632 8200 SPECIAL DEPT SUPPLIES NOC 2,539 10,000 43,000 77,539 250,360 5,500 8202 COMPUTER SUPPLIES 20,000 8204 UNIFORM EXPENSE 105,000 8206 PRISIONER CUSTODY EXPENSE 60,650 8208 PHOTO EXPENSE 20,000 8209 SHOOTING RANGE SUPPLIES 28,600 8210 S.W.A.T. SUPPLIES 7,550 8211 CANINE SUPPLIES 11,190 8212 STREET CLEANING EXPENSE 8214 CARPENTER SHOP SUPPLIES 8216 SAFETY EQUIPMENT 350 6220 SIGN SHOP SUPPLIES 6222 TRAFFIC SUPPLIES 8224 ROADWAY PAINTS 8 BARS 8226 DEVICE PAINTS 8228 SIGNS 8230 SIGN MATERIALS 8232 SIGN INSTALLATION MATRLS 8234 INSCTCDESIHRBCDESIFNGCDES 8240 TOOLS. INSTRUMENTS, ETC 2,850 4,000 2,1 D0 150 8250 SPECIAL DEPT EXPENSE NOD 100 30,500 51,625 10,080 8254 QUALITY OF LIFE 500 8255 TUITION REIMBURSEMENT 18,000 8256 EMPLOYEE ASSISTANCE 16,000 6257 SISTER CITIES 8258 IDEA PROGRAM 500 8259 EMPLOYEE RIDESHARE PRGM 8295 IMPORTED WATER EXP - MWD 8296 IMPORTED WATER EXP - OCWD 8298 OTHER AGENCY FEES 8305 TMA DUES 8330 SVC CHARGE- ADMINISTRATIVE 6340 GENERAL INSURANCE 175 360 356 676 7,434 805,434 90,036 11,838 NIA WORKERS COMPENSATION NIA GENERAL LIABILITY NIA COMPNESATED ABSENSES NIA DISABILITY INSURANCE SUBTOTAL MAINT. &OPERATION 70,864 37,210 95,137 58,126 878,661 3,851,633 2,286,079 121,774 9000 OFFICE EQUIPMENT 2,000 2,000 1,600 23,000 3,500 19,000 9010 COMPUTER EQUIPMENT 50,175 9100 ROLLING EQUIPMENT 9102 CONTRACTED SET UP 9104 SET UP SUPPLIES 9106 EQUIPMENT RENOVATION 9200 SHOP EQUIPMENT 3,000 9300 EQUIPMENT, N.O.C. 185,450 60,380 9400 OFFICE FURNITUREIFIXTURES 40,400 1,500 SUBTOTAL CAPITAL OUTLAY 2,000 2,000 1,600 26,000 279,525 78,360 1,500 TOTAL BEFORE DEBT SERVICE 169,869 201,264 468,728 509,792 4,144,711 22,478,778 15,151,497 1,193,186 9904 DEBT SERVICE EXPENDITURE 13,000 236,372 ADJUSTMENT FOR TRANSFERS Io ®r 155,559 201,264 468,728 509,792 4,157,711 22,475,778 15,387,669 1,193,186 30 7,Ypi,DeY 17,32j,399 9,251,190 17,218,917 4,152,275 3,498,835 81,004,223 31 2900 3 3100 4 4000 5 5000 6 6010 6 6100 Total Activity /Function Building G General Svc. C Comm. Svc. P Public Works I Ins. Reserve E Equip. ISF T 1.500 1 1,500 MAINT - PIERS & FLOATS 9.000 9 9,000 MAINT - BEACH CLEANING 200 2 20D MAINT - BRIDGES &VIADUCTS 5.000 5 5,000 MAINT- BLDGIPLYGRND ED RPR 5,600 5 5,600 MAINT - TRAFFIC CONTROL 319,423 MAINT- HELICOPTER 250,000 REPLACE - HELICOPTER 110,000 1 110,000 MAINT - OUTSIDE LABOR 51,924 MAINT -COMP SOFTWARE 35,632 MAINT -COMP HARDWARE 6,000 3 31,850 1 108,909 2 210,400 3 31,000 7 777,097 SPECIAL DEPT SUPPLIES NOC 20,000 COMPUTER SUPPLIES 9,000 1 114,000 UNIFORM EXPENSE 60,650 PRISIONER CUSTODY EXPENSE 20,000 PHOTO EXPENSE 28,600 SHOOTING RANGE SUPPLIES 7,550 S.WA.T. SUPPLIES 11,190 CANINE SUPPLIES 17,000 1 17,000 STREET CLEANING EXPENSE 1,750 1 1,750 CARPENTER SHOP SUPPLIES 7,636 7 7,986 SAFETY EQUIPMENT 7,090 7 7,090 SIGN SHOP SUPPLIES 10,000 1 10,000 TRAFFIC SUPPLIES 21,000 2 21,000 ROADWAY PAINTS & BARS 500 5 500 DEVICE PAINTS 7,500 7 7,500 SIGNS 8,000 8 8,000 SIGN MATERIALS 7,600 7 7,600 SIGN INSTALLATION MATRLS 10,000 1 10,000 INSCTCOESIHRBCOES /FNGCOES 8,950 8 8,400 3 3,600 3 30,050 TOOLS, INSTRUMENTS, ETC 1,567,113 5 534,935 1 130,000 1 14,000 2 2,338,353 SPECIAL DEPT EXPENSE NOC 500 DUALITY OF LIFE 18,000 TUITION REIMBURSEMENT 16,000 EMPLOYEE ASSISTANCE 3,000 3 3,000 SISTER CITIES 500 IDEA PROGRAM 25.000 2 25,000 EMPLOYEE RIDESHARE PRGM 4,2DD,000 4 4,200,000 IMPORTED WATER EXP - MWD 800,(X%1 8 800,000 IMPORTED WATER EXP - OCWD 85,000 8 85,000 OTHER AGENCY FEES 15,000 1 15,000 TMA DUES 1,611,410 1 1,611,410 SVC CHARGE - ADMINISTRATIVE 4,080 3 391,539 3 36,239 3 389,284 4 42,332 1 1,779,783 GENERAL INSURANCE 1,994,743 1 1,994,743 WORKERS COMPENSATION 1,313,940 1 1,313,940 GENERAL LIABILITY 530,783 5 530,783 COMPNESATEDABSENSES 312,809 3 312,809 DISABILITY INSURANCE 282,534 5 5,172,630 1 1,981,727 1 10,095,386 4 4,152,275 5 591,532 2 29,675,568 SUBTOTAL MAINT. & OPERATION 1,300 1 11,600 1 14,400 7 78,400 OFFICE EQUIPMENT 3,150 6 61,400 1 114,725 COMPUTER EQUIPMENT 1,175,900 1 1,175,900 ROLLING EQUIPMENT 10,000 1 10,000 CONTRACTED SETUP 1,000 1 1,000 SET UP SUPPLIES 92,000 9 92,000 EQUIPMENT RENOVATION 5,400 1 1,000 1 17,800 2 27,200 SHOP EQUIPMENT 5,860 2 2,169 2 27,750 5 500 2 282,089 EQUIPMENT, N.O.C. 300 1 1,000 1 1, 600 4 44,800 OFFICE FURNITUREIFIXTURES 16,010 7 75,169 4 44,150 1 1,298,800 1 1,826,114 SUBTOTAL CAPITAL OUTLAY 1,643,529 1 11,323,390 5 5,662,505 1 15,519,527 4 4,152,275 2 2,777,636 8 85,398,687 TOTAL BEFORE DEBT SERVICE 588,685 1 1,699,390 7 721,000 3 3,258,447 DEBT SERVICE EXPENDITURE (7,650.911) ADJUSTMENT FOR TRANSFERS 17,32j,399 9,251,190 17,218,917 4,152,275 3,498,835 81,004,223 31 F:IH0ME \aUDGET97 \6udfdba3 4:D2PM 919)97 SUMMARY OF ESTIMATED 1996 -97 YEAR END FUND BALANCES . : Estimated.;:. Estimated Estimated'' Actual Estimated Budget ". Capital Year End Fund B alance Revenue Transfers Transfers :. Expenditures 3,132,366 Improvements FundBalance 'und l Account,.' , 711196 199637 In Out ..i.i 199657 199637 .199657. ■ ■ ■ ■ ■ ■ General Fund 0 66,281,944 7,085,387 3,132,366 64,349,779 5,885,186 0 Stabilization 5,773,728 817,934 0 950,000 5,641,662 ■ Appropriation Reserve 0 0 Reserve for Inventories 139,614 139,614 Reserve for Encumbrances 2,129,127 173,493 2,129,127 173,493 . Paramedic Program (Hoag) 286,156 286,156 Public Library Fund 12,500 - 12,500 ■ Reserve for Radio System 320,000 174,985 145,015 Tennis 110,154 110,154 Surfboard 15,519 15,519 ■ Senior Citizen Site 5,075 5,075 Park Fees 636,432 979,234 0 1,615,666 0 ■ Off Street Parking 1,602,369 250,000 75,000 1,777,369 Long Term Receivable for Helicopter 200,000 200,000 ■ Reserve Replace. 0 0 Ackerman Donation Fund 0 185,000 36,628 0 221,628 0 ■ Appropriations Reserve 0 0 Reserve for Encumbrance 36,628 36,628 0 ■ CDBG Fund 0 582,900 48,900 0 534,000 0 Appropriations Reserve 0 0 ■ AOMD Fund 317,594 80,000 30,000 34,000 0 333,594 ■ NAF Fund 0 125,000 123,427 0 1,573 ■ SLESF - COPS Fund 0 160,721 159,585 1,136 • State Gas Tax Fund 0 1,334,450 2,101,667 434,000 0 3,002,117 0 Appropriations Reserve 3,258,376 0 987,586 2,270,790 ■ Reserve for Encumbrances 1,114,081 338,000 1,114,081 338,000 Reserve for Capital Projects 0 0 0 ■ OC Combined Trans Funding Prog 0 12,559,188 931,350 126,000 0 13,364,538 0 Appropriation Reserve 0 0 0 ■ Reserve for Encumbrances 931,350 40,000 931,350 40,000 Reserve for Capital Projects 0 0 0 ■ Tide and Submerged Land Fund 0 5,780,849 0 4,340,360 1,223,432 217,057 0 Appropriation Reserve 0 0 ■ Reserve for Encumbrances 0 50,000 0 50,000 Reserve for Capital Projects 0 0 0 ■ Contributions Fund 0 8,189,546 0 81,838 0 8,107,708 0 ■ Appropriations Reserve - 81,838 81,838 0 Reserve for Encumbrances 0 0 0 Reserve for Capital Projects 0 0 0 ■ ■ ■ ■ ■ 32 ■ ■ F:tH0MEI8UOGET9nBudfdba3 4:02 PM 919/97 ■ ■ ■ ■ ■ SUMMARY OF ESTIMATED 1996 -97 YEAR END FUND BALANCES Estimated 'Estimated Estimated -, .. ' Actual I :.. Estimated ,.: Budget Capital , , •; Year End .. Fund Balance,:::.. Revenue Transfers Transfers :. Expenditures . Improvements Fund Balance Fund 7 Accounts 71lf96 199657 In out "': 199697 1 : 199657 ....199697 . ■ Circulation and Transportation Fund 0 750,000 4,439,985 350,000 0 4,839,985 0 ■ Appropriations Reserve 8,620,329 4,098,230 4,522,099 Reserve for Encumbrances 341,755 350,000 341,755 350,000 Reserve for Capital Projects 0 0 ■ Building Excise Tax Fund 0 410,000 0 310,436 0 99,564 0 . Appropriations Reserve - 16,012 162,673 146,661 Reserve for Encumbrances 0 67,763 0 67,763 ■ Reserve for Capital Projects 0 0 0 Environmental Liability Fund 0 275,000 106,292 110,000 0 58,708 ■ Appropriation Reserve - 106,292 106,292 0 ■ CIOSA Fund 0 9,100,000 3,572,804 346,151 10,010,014 2,316,639 Appropriation Reserve 0 150,000 150,000 Reserve for Encumbrances 3,572,804 196,151 3,572,804 196,151 . Reserve for Capital Projects 0 0 0 ■ Insurance Reserve Fund Appropriation Reserve - 5,439,880 4,603,673 911,705 3,410,481 0 - 3,334,983 ■ Equipment Fund 0 Equipment Maintenance 0 1,721,820 150,656 1,571,164 0 0 ■ Equipment Replacement 370,482 2,171,636 25,656 125,000 2,043,250 110,000 289,524 ■ Water Enterprise Fund 0 16,490,231 13,729,991 1,300,000 14,148,854 14,771,368 0 Future Water Sources 1,330,000 100,000 1,430,000 0 Water Quality 2,200,000 200,000 2,400,000 0 ■ Water Wells & Transmission 3,880,223 1,000,000 3,899,991 980,232 Reserve for Encumbrances 0 0 0 ■ Water System Development 6,000,000 6,000,000 0 Reserve for Capital Projects 0 0 0 ■ Cannery Village Enterprise Fund - 585,962 75,000 0 0 - 510,962 ■ Wastewater Enterprise Fund 0 2,360,200 290,346 150,000 1,334,889 1,165,657 0 Reserve for Sewers 2,370,275 150,000 290,346 2,229,929 ■ Reserve for Encumbrances 0 0 0 Reserve for Capital Projects 0 0 0 ■ TOTAL 39,344,587 133,237,158 38,338,897 38,338,897 68,730,489 64,847,844 19,003,412 ■ ■ ■ ■ ■ ■ ■ 33 ■ F:IH0MEIBIJDGET9718udfdba3 4:03 PM 919197 SUMMARY OF ESTIMATED 1997.98 YEAR END FUND; BALANCES. Estimated ''.. Estimated � Estimated Estimated Estimated }: Budget Capitah -Year End Fund Balance Revenue Transfers Transfers Expenditures Improvements Fund Balance Fund Account 7Nl97 .199798 In. Out 199758 ; .199738..199758.1, ■ ■ ■ ■ ■ ■ ■ General Fund 0 68,365,663 5,084,754 1,583,735 67,483,486 4,383,196 0 Stabilization 5,641,662 769,735 0 6,411,397 ■ Appropriation Reserve 0 0 Reserve for Inventories 139,614 139,614 Reserve for Encumbrances 173,493 173,493 0 . Paramedic Program (Hoag) 286,156 0 286,156 Public Library Fund 12,500 12,500 ■ Reserve for Radio System 145,015 145,015 Tennis 110,154 110,154 ■ Surfboard 15,519 15,519 Senior Citizen Site 5,075 5,075 Park Fees 0 700,000 0 353,000 347,000 . Off Street Parking 1,777,369 0 75,000 357,000 1,345,369 Long Term Receivable 200,000 200,000 ■ Reserve for Helicopter Replace. 0 100,000 100,000 Ackerman Donation Fund 0 185,000 0 185,000 0 . Appropriations Reserve 0 0 Reserve for Encumbrance 0 0 ■ CDBG Fund Appropriations Reserve 0 582,900 48,900 0 528,000 6,000 ■ D 0 AQMD Fund 333,594 80,000 30,000 34,000 349,594 . NAF Fund 1,573 235,000 229,144 0 7,429 ■ SLESF - COPS Fund 1,136 160,721 160,721 1,136 . State Gas Tax Fund 0 1,334,450 338,000 110,450 0 1,562,000 0 Appropriations Reserve 2,270,790 14,450 0 2,285,240 ■ Reserve for Encumbrances 338,000 338,000 0 Reserve for Capital Projects 0 0 0 . CC Combined Trans Funding Prog 0 787,000 40,000 86,000 0 741,000 0 Appropriation Reserve 0 0 0 ■ Reserve for Encumbrances 40,000 40,000 0 Reserve for Capital Projects 0 0 0 ■ Tide and Submerged Land Fund 0 6,305,419 64,000 4,245,361 1,347,758 776,300 0 Appropriation Reserve 0 0 ■ Reserve for Encumbrances 50,000 14,000 64,000 0 Reserve for Capital Projects 0 0 0 ■ Contributions Fund 0 8,898,958 0 0 8,898,958 0 ■ Appropriations Reserve 0 0 Reserve for Encumbrances 0 0 0 Reserve for Capital Projects 0 0 0 ■ ■ ■ 34 ■ ■ F:IH 0ME1B UDG ET9TB u dfdba ■ ■ ■ ■ ■ 4:03 PM 919197 SUMMARY OF ESTIMATED 1997 -98 YEAR END FUND BALANCES .. Estimated Estimated . . Estimated,: Estimated Estimated Budget;; - Capital Year End .. Fund Balance Revenue Transfers Transfers `. Expenditures Improvements Fund Balance and /Account 7!1197 :199738 In Out 199738. 199738 1997381:' ■ Circulation and Transportation Fund ■ Appropriations Reserve Reserve for Encumbrances Reserve for Capital Projects ■ Building Excise Tax Fund ■ Appropriations Reserve Reserve for Encumbrances ■ Reserve for Capital Projects Environmental Liability Fund ■ Appropriation Reserve ■ CIOSA Fund Appropriation Reserve Reserve for Encumbrances ■ Reserve for Capital Projects ■ Insurance Reserve Fund Appropriation Reserve ■ Equipment Fund Equipment Maintenance ■ Equipment Replacement ■ Water Enterprise Fund Future Water Sources ■ Water Quality Water Wells 8 Transmission Reserve for Encumbrances ■ Water System Development Reserve for Capital Projects ■ Cannery Village Enterprise Fund ■ Wastewater Enterprise Fund Reserve for Sewers ■ Reserve for Encumbrances Reserve for Capital Projects ■ TOTAL ■ ■ ■ ■ ■ ■ ■ ■ 0 250,000 350,000 4,522,099 4,522,099 0 0 350,000 12,424 188,984 350,000 0 0 289,524 0 0 105,000 214,424 80,000 146,661 40,000 0 146,661 67,763 0 2,784,000 67,763 0 100,000 0 58,708 275,000 0 0 0 200,000 200,000 0 2,316,639 0 346,151 2,522,790 150,000 0 2,522,790 150,000 196,151 0 196,151 0 0 0 350,000 250,000 4,522,099 0 0 0 227,000 12,424 188,984 0 65,000 0 289,524 0 0 0 333,708 2,030,800 0 100,000 40,000 16,449,000 2,522,790 1,300,000 0 2,784,000 0 - 3,334,983 4,798,662 4,152,275 0 - 2,688,596 0 0 1,721,820 188,984 1,467,836 65,000 0 289,524 2,171,636 63,984 125,000 2,030,800 0 369,344 0 16,449,000 300,000 1,300,000 11,815,751 2,784,000 849,249 0 100,000 100,000 0 0 200,000 200,000 0 980,232 1,000,000 0 1,980,232 0 0 0 0 0 0 0 0 0 - 510,962 75,000 0 0 - 435,962 0 2,795,200 1,454,163 150,000 1,359,363 2,740,000 0 2,229,929 150,000 1,454,163 925,766 0 0 0 0 0 0 19,003,412 115,576,429 13826,451 13826,451 90,266,134 23,865,454 20,448,253 35 Budtranl 4:04 PM 919197 General Fund Transfer In (From): Stabilization $ 769,735 Gas Tax Fund 96,000 Measure M Fund 86,000 Ackerman Fund - Tidelands Fund 4,245,361 Building Excise Tax Fund 80,000 CDBG Fund 48,900 AQMD Fund 30,000 Equipment Maintenance Fund 250,000 Park Fees 700,000 Off Street Parking 75,000 Reserve for Encumbrances 173,493 Reserve for Capital Projects - Reserve for Helicopter Replace. 100,000 Total Transfers In $ 6,654,489 General Fund Transfer Out (To): General Fund - Stabilization $ 769,735 Park Fees 700,000 Reserve for Encumbrances 173,493 Reserve for Helicopter Replace. 100,000 Park Fees 75,000 Off Street Parking 0 Tidelands Capital Project 14,000 Total Transfers Out $ 1,832,228 Ackerman Fund Ackerman Fund Transfer In (From): Transfer Out (To): General Fund - Library Equip. General Fund - Scholarship Total Transfers In $ Total Transfers Out $ CDBG Fund Transfer In (From): Total Transfers In $ CDBG Fund Transfer Out (To): General Fund $ 48,900 Total Transfers Out $ 48,900 AQMD Fund AQMD Fund Transfer In (From): Transfer Out (To): General Fund $ 30,000 Total Transfers In $ Total Transfers Out $ 30,000 ate Gas Tax Fund Transfer In (From): Reserve for Encumbrances Reserve for Capital Projects Appropriation Reserve Total Transfers In 36 $ 338,000 14,450 $ 352,450 State Gas Tax Fund Transfer Out (To): General Fund Appropriation Reserve Fund Balance Total Transfers Out $ 96,000 14,450 338,000 $ 448,450 Budtrant 4:04 PM 919197 Combined Trans. Fund Transfer In (From): Reserve for Encumbrances Reserve for Capital Projects Appropriation Reserve Total Transfers In $ 40,000 $ 40,000 O.C. Combined Trans. Fund Transfer Out (To): General Fund Appropriation Reserve Fund Balance Total Transfers Out $ 86,000 40,000 $ 126,000 Tidelands Fund Tidelands Fund Transfer In (From): Transfer Out (To): Reserve for Encumbrance $ 64,000 General Fund $ 4,245,361 General Fund Cap Project 14,000 Fund Balance 64,000 Total Transfers In $ 78,000 Total Transfers Out $ 4,309,361 Contribution Fund Transfer In (From): Reserve for Encumbrance $ Reserve for Capital Projects Total Transfers In $ Circulation Fund Transfer In (From): Appropriation Reserve Reserve for Encumbrances Reserve for Capital Projects Total Transfers In Building Excise Tax Fund Transfer In (From): Reserve for Encumbrances Reserve for Capital Projects Fund Balance Total Transfers In CIOSA Fund Transfer In (From): Reserve for Encumbrance Reserve for Capital Projects Fund Balance Total Transfers In 350,000 $ 350,000 $ 214,424 $ 214,424 $ 2,522,790 346,151 $ 2,868,941 Contributions Fund Transfer Out (To): Fund Balance Total Transfers Out $ rculation Fund Transfer Out (To): Fund Balance Total Transfers Out Building Excise Tax Fund Transfer Out (To): General Fund Appropriation Reserve Fund Balance Total Transfers Out CIOSA Fund Transfer Out (To): Fund Balance Appropriation Reserve Total Transfers Out $ 350,000 $ 350,000 $ 80,000 146,661 67,763 $ 294,424 $ 2,522,790 346,151 $ 2,868,941 Budtranl 4:04 PM 9!9197 Equipment Fund Transfer In (From): Appropriation Reserve Total Transfers In Water Fund Transfer In (From): Future Water Sources Water Quality Water Wells & Transmission Reserve for Encumbrances Water System Development Reserve for Capital Projects Future Water Sources Water Quality Fund Balance Total Transfers In $ 63,984 $ 63,984 Reserve for Sewers $ 150,000 Reserve for Sewers $ 150,000 Reserve for Sewers - Fund Balance 1,454,163 $ 100,000 200,000 1,000,000 300,000 $ 1,600,000 Total Transfers In $ 1,604,163 Total Transfers Out $ 1,604,163 Equipment Fund Transfer Out (To): General Fund Overhead General Fund Overhead Appropriation Reserve Total Transfers Out Water Fund Transfer Out (To): Future Water Sources Water Quality Water Wells Fund Balance Total Transfers Out $ 125,000 125,000 63,984 $ 313,984 $ 100,000 200,000 1,000,000 300,000 $ 1,600,000 Sewer Fund Sewer Fund Transfer In (From): Transfer Out (To): Reserve for Sewers $ 150,000 Reserve for Sewers $ 150,000 Reserve for Sewers - Fund Balance 1,454,163 Reserve for Encumbrances - Reserve for Capital Projects 1,454,163 Total Transfers In $ 1,604,163 Total Transfers Out $ 1,604,163 TOTAL TRANSFERS Mi $ 13,826,451 $ 13,826,451 z 0 H x w a 0 E� z w H x a w A Mission Statement Maintain the delivery of high quality municipal services and legislate and manage the t {ffairs of' the City according to City Council / City Manager law and for Organization and Functions the benefit of The Newport Beach City Council is the governing body of the City, .responsible for establishing policy and legislative direction for the City. The City Manager residents is responsible to the City Council for the proper administration of all affairs of and the City. property owners. The Newport Beach City Council has seven members, each residing in geographical districts, elected at- large, for four -year terms. Councilmembers are limited to two terms in office. Each year, the Council elects the Mayor from among the members to serve as the presiding officer. Some of the duties of the City Council are to enact local laws and ordinances, approve City programs, adopt the City operating budget, and provide general policy direction to the City Manager as to the current and future direction of the City. The City Council meets twice monthly, and Councilmembers also serve on special committees that review specific issues and make recommendations to the full City Council. The City Manager has administrative power and authority to manage the daily operations of City government and is responsible for ensuring that policies set by the City Council are implemented. On -going responsibilities include enforcement of City ordinances, direction and administration of City activities, appointment and supervision of City administrative officers and employees, preparation of the annual operating budget, and planning for current and future 40 needs of the City. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ The City Manager's staff includes an Assistant to the City Manager, an Executive Assistant to the City Manager, and an Executive Secretary. The Manager's staff is also augmented by volunteers that assist with general office operations and citizen inquiries. The FY 97/98 proposed City Manager's budget closely resembles the FY 96/97 allocation. The City Council budget is also consistent with last year's budget and includes Council stipends and miscellaneous operating expenses, as well as the Human Services Reserve Fund ($25,000) established by Council Policy A -12, and training funds ($12,000) for strategic planning efforts. ♦ . 4 vih Allocation Plan 41 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Estimated Proposed CITY COUNCIL Salaries and Benefits $ 99,816 $ 100,752 $ 100,280 $ 99,005 Maintenance and Operations $ 25,439 $ 56,575 $ 32,898 $ 45,864 Human Services $ 25,000 $ 25,000 $ 25,000 $ 25,000 Total 150,255 182,327 158,176 169,869 CITY MANAGER Salaries and Benefits $ 382,675 $ 335,590 $ 371,591 $ 371,591 Maintenance and Operations $ 193,912 $ 90,922 $ 93,649 $ 95,137 Capital Outlay $ 3,018 $ - $ 4,621 $ 2,000 Total 579,605 426,512 S 469,861 468,728 Allocation Plan 41 Mission Statement Department Functions Allocation Plan 42 City Clerk To provide service to the Mayor and City Council, City Manager, Administrative Departments, and the public in a courteous, timely, and efficient manner while remaining neutral and impartial. To improve the administration of the affairs of the City Clerk's office consistent with applicable laws and through sound management practices to provide easier access to local government and fulfill our responsibility to the residents of Newport Beach. The City Clerk attends all meetings of the City Council and serves as Clerk of the Council. Some of the primary functions performed by the City Clerk are: — Record and maintain proceedings of Council meetings — Prepare Council agendas — Publish legal notices — Publish and mail notices of public hearings — Execute all ordinances, resolutions and contracts — Maintain municipal code — Maintain City Council Policy and Board and Commission Manuals — Process claims for damage — Custodian of records — Custodian of City Seal — Maintain index of City Council actions — Conduct elections — Receive petitions relating to initiative, referendum or recall — Administer oaths, affirmations and acknowledgments — Filing officer for the Political Reform Act of 1974 regulations (campaign disclosure forms and statements of economic interest) — Maintain appointive list as required under Maddy Appointive List Act (for Boards, Commissions and Committees) — Receive and open bids — Develop and maintain a records management program — Answer inquiries and provide information as requested by the public and staff Salaries and Benefits Maintenance and Operations Capital Outlay Total Elections Grand Total 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Estimated Proposed $ 201,249 $ 186,250 $ 162,182 $ 162,054 $ 46,460 $ 42,748 $ 37,415 $ 37,210 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ • Implement a document imaging system to reduce staff time in searching, primary retrieving and copying records, as well as provide storage for permanent Goals ■ records. ■ ■ • Implement an Automated Citizens Information system to provide citizens ■ with answers to frequently asked questions about City services, programs and facilities -- 24 hours a day, every day of the week; as well as an ■ Automated Fax Information System to enable citizens to receive documents ■ on demand (agendas, minutes, City Manager's newsletter, employment ■ applications, etc.). ■ • Continue to provide staff and the residents with on -line access to the ■ Municipal Code; Council Policy Manual; Board, Commission and ■ Committee Manual; application blanks and vacancy notices for Boards ■ and Commissions; City Council agendas, minutes and staff reports. ■ ■ Department Specific Revenues The City Clerk's Office sells the Municipal Code for $90 each with annual ■ supplements at $50, bringing in approximately $1,400 each year. ■ ■ Service Indicators 1994 -95 1995 -96 1996 -97 1997 -98 performance Actual Actual Actual Projected ■ Council Meetings, Regular 23 23 23 23 Review ■ Council Meetings, Special or Adjourned 4 5 8 4 Resolutions adopted 105 103 115 108 ■ Ordinances adopted 32 51 44 55 Municipal elections 1 0 1 0 ■ Registered voters 45,677 49,989 46,312 49,750 ■ Municipal Code Supplement pages distributed 45,560 177,042* 98,712 ** 72,000 ■ Claims /Summons and Complaints processed 180 94 184 154 ■ Contracts /Agreements processed 78 146 101 150 ■ Notices of Completion/Release Bonds 32 25 34 45 Documents processed to ■ Orange County Recorder 29 71 38 73 ■ * NBMC reformatted and distributed in its entirety. ■ #* Based on reprinting of entire Title 20 and 4 supplements. 43 ■ Mission Statement To represent and /or advise the City Council, Boards and Commissions, and City Staff with respect ■ City Attorney ■ ■ Primary Goals • To continue efforts to reduce City's cost of defending tort liability claims by handling claims in -house with a full -time litigation Deputy City Attorney. • To improve the quality and timeliness of our responses to formal and informal requests for legal assistance and legal advice. • Work with staff to develop strategies for achieving Council goals such as funding for Upper Newport Bay dredging. • To improve our ability to identify legal issues and present reasonable and cost effective solutions to legal problems without compromising the interests of the City, its officers or employees. to all legal Budget Highlights matters pertaining to — The addition of a permanent litigation Attorney position has reduced the costs incurred by the City in retaining private counsel to defend the the City. City and staff in liability cases. The additional cost of converting the part time contract attorney to a permanent position has been more than offset by these savings. — The City Attorney's Office has become actively involved with other City staff in developing legislation and legal strategies for implementing Council goals such as funding for the Unit III Project to dredge Upper Newport Bay. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Service Indicators 1995 -96 1996 -97 1997 -98 ■ Performance Estimated Estimated Projected . Requests for Opinions /Advice (in- house) 2,000 2,000 2,000 Review Council, Board, & Commission Meetings 65 70 80 ■ Preparation of Contracts, MOUs, Agreements 150 200 215 . Litigation Caseload 30 60 45 Code Enforcement Caseload 70 120 115 ■ Development of Resolutions /Ordinances 80 80 100 Court and Hearing Appearances 65 130 125 ■ Public Assistance (phone and in- person, by attorney and secretarial staff) 1,100 1,250 1,000 44 Legislative Activists 0 50 60 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ One City Attorney One Assistant City Attorney One Deputy City Attorney Two Legal Secretary I Department Functions The City Attorney acts as the legal advisor and counsel for the City Council, City Boards, and Commissions, City Manager and all City Departments. Some of the primary functions of this office are to: ... Render legal opinions and advise to City Council, and City staff. ... Review proposed contracts, bond financing papers, and insurance policies. Monitor, control and defend against liability claims and lawsuits. Attend meetings of the City Council and Planning Commission, as well as other boards, committees and commissions as required, and render legal advice on agenda items. Prepare, review drafts, and assist in the negotiation of agreements to which the City is a party. ... Draft, analyze and lobby for legislation necessary to achieve City Council goals. ... Prepare or review ordinances, resolutions, deeds, pleadings, and other legal documents. ... Appear before courts and administrative tribunals to represent the City's interests in regulatory and personnel hearings and appeals. Organization 45 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Estimated Proposed Salaries and Benefits $ 388,400 $ 440,583 $ 448,160 $ 450,066 Maintenance and Operations $ 47,555 $ 53,776 $ 54,276 $ 58,126 Capital Outlay $ 3,704 $ $ 3,704 $ 1,600 Total $ 439,659 $ 494,359 $ 506,140 $ 509,792 Organization 45 Mission Statement To provide highest quality Management Information Service, Human Resources Management, Financial Management, Risk Management, and a variety of support services for City Off ciaIs, other departments, and the public. Eno ■ Administrative Services ■ Accounting Staffing: 7 $514,841 General Accounting Payroll Property Control & Fixed Asset Tracking Audit Coordination Accounts Payable Debt Administration Financial Reporting Resource Management Staffing: 7, plus 1 FTE $836,396 Personnel Recniiting & Terminations Employee Awards & Discipline Budget Management Risk Management Investment Management Employee Training & Development Benefits Administration Internal Control Scholarships M. I. S. Staffing: 17, plus 1 FTE $1,487,552 Computer Applications Support Telecommunications Geographic Information System PC Technical Support Network Management Database Management The Organization The Administrative Services Department came into existence at the beginning of Budget Year 1995 -96. The Department is comprised of the previous Finance and Personnel Departments, in addition to the Telecommunications and Geographic Information Systems portions of the Utilities Department, and data processing elements from elsewhere in the City. These assets were consolidated into one department in an effort to make the most efficient use of diminished personnel and other resources in difficult economic times. The consolidation required a significant realignment of functions, workspaces, and remaining personnel. The physical relocation and adjustments in organizational working relationships have been successfully completed. Fiscal Services Staffing: 9, plus 3 FTE $668,710 „ Cash Management Purchasing Warehousing & Inventory Control Printing & Reproduction Postal Services Remittance Processing Revenue Staffing: 8, plus 1.5 FTE $631,712. Municipal Billing Intergovernmental Transfers Licenses Regulatory Permits Revenue Development Receivables & Collections ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Mission and Goals The new Department's mission and day to day activities cover a wide range of functions for the . City. Its customers consist of a large number of members of the public, as well as every department in the City. A necessary function of the organization is to impose structure and ■ control on a variety of procedures, such as billing, recruitment, and data processing service. However, it is important for the Department's energy to be primarily focused on customer service and innovation, rather than on enforcing restrictions, in the process of achieving the department's primary goals. • To provide efficient and secure cash management and investment service, emphasizing safety, liquidity, and yield, in that order. • To help foster a first -rate work force through optimal recruitment practices and effective . awards and discipline programs. • To minimize liability and enhance safety through aggressive and insightful risk management. • To consolidate, develop, and maintain a dynamic, progressive, service oriented Management Information System for the City. This includes hardware, software, and networking. It encompasses PC operations, citywide "mainframe" applications, the Geographic Information System, and Telecommunications support. A sample of a map produced by the Geographic Information System To maintain functional and cost effective payroll and benefit services. To develop and maintain a revenue structure, including tax based revenue, fees, and charges, which is fair, equitable, and efficient. To provide appropriate municipal licensing and regulatory service as directed. Primary Goals 47 Primary Goals (continued) M ■ Administrative Services (continued) ■ • To develop, operate, and maintain reliable and responsive accounts payable and municipal billing/receivables systems. • To provide thorough, accurate, timely, and award -worthy accounting and financial reporting. • To provide responsive and cost effective centralized purchasing, contract administration, and fixed asset tracking service. • To insure security of City assets through an effective internal control program, as well as property control, warehouse, and property disposal systems. • To provide highly responsive and cost effective printing, duplicating, and postal service for all City departments. • To provide a work environment which encourages an innovative spirit, a customer service orientation, and a strong sense of responsibility by Department employees. • To help insure coverage of all functions by a diminished work force through increased cross - training and other appropriate measures. Expenditures by Division Fiscal Services Resource 16% Man2_0% t 20 /o Accounting 12% Management lnfonnation Revenue Systems 15% 37% ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Revenues The Administrative Services Department has primary cognizance over a large percentage ■ of the City's revenues. These include transfers from the State and County, as well as ■ revenue from several sources controlled by our own City Council. The latter includes Transient Occupancy Tax, Business License Tax, Utility Billing, and a large number of ■ fees and charges. Recent actions taken by the State and County have had a significant ■ negative impact on the City's revenue; primarily property tax. In addition to substantial expenditures reductions, the City has also had to focus more and more on the revenues ■ within its own control. At the direction of the City Manager, this Department does the ■ bulk of the coordination and analytical staff work for the City Council in deciding on the proper level of taxes, fees, and charges for services. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ * Constructed from other departments in prior years. ** The GIs Project has been reclassified from a capital project expense to an operating expense within this Department, beginning FY 1995 -96. Allocation Plan .. 1994 -95* 1995 -96 19% -97 1997 -98 Actual Actual Estimated Proposed Salaries and Benefits $ 2,457,360 $ 2,966,639 $ 3,197,495 $ 3,240,050 Maintenance and Operations $ 1,063,901 $ 1,010,450 $ 879,176 $ 860,161 Capital Equipment & Debt Service $ 98,858 $ 122,972 $ 71,427 $ 39,000 Capital Projects $ 432,109 s0 ** $ - Total $ 4,052,228 $ 4,100,061 $ 4,148,098 $ 4,139,211 * Constructed from other departments in prior years. ** The GIs Project has been reclassified from a capital project expense to an operating expense within this Department, beginning FY 1995 -96. Allocation Plan .. 50 ■ Administrative Services (continued) ■ ■ Departments. The Management Information Systems (M.LS.) Division, which is the largest Division in the Department, has the challenge of taking the lead not only for Administrative Services, but for the entire City in this critical area. The specific functions at issue involve every division at the most fundamental level. The consolidation of the City's billing activities is already well underway, as is the automation of purchasing procedures. Payments processing in general, and especially improving the mechanisms in place which afford our residents the The Future During the past few years, the City's focus has been on budget cuts. Reducing costs, primarily by eliminating staff, while continuing established service levels, has been the standard. Although this will continue, the Department also hopes to take the lead in providing some selected new automation and electronic information/ communications services to the public, the City Council, and other opportunity to make electronic payments are high- priority service improvement items. 0 The other area of highest priority to the Department is Human Resources and Risk Management. Reducing the City's vulnerability and improving the quality and management of our work force will also receive special focus in the coming months. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ 1994 -95 1995 -96 1996 -97 1997 -98 ■ Service Indicators Approximate Approximate Approximate Projected Perfornran ■ Budget Administered $119,667,000 $122,094,900• $129,615,700 5102,662,100 Review Warrants Issued 23,000 19,150 20,500 20,500 ■ Value of Payments Processed $59,308,000 578,851,500 $71,143,600 $72,000,000 Checks Deposited 248,650 241,500 250,000 250,000 ■ Value of Currency Deposited 52,174,900 $2,460,900 $2,500,000 $2,500,000 Annual Payroll & Benefits 552,282,000 $51,183,700 $53,557,200 $55,850,250 ■ Paychecks Processed 24,550 24,050 24,550 25,000 ■ Purchase Orders 3,150 2,200 2,500 1,550 Multilith Impressions 5,435,000 4,386,000 4,500,000 4,844,790 ■ Printing & Binding Jobs 4,000 6,200 6,500 5,180 ■ Mail Room Volume 591,440 603,270 615,340 618,800 ■ Municipal Statements 165,000 170,000 200,000 200,000 New Business Licenses 3,550 3,500 4,000 3,000 ■ Business License Renewals 9,590 9,500 9,500 10,500 Dog Licenses Issued 2,500 2,500 3,000 5,000 ■ Marine Charter Permits 1,800 1,800 2,000 1,500 Parking Citations Processed 86,690 87,200 88,500 85,000 ■ ■ City Owned Telephone Units 630 650 670 700 Service & Repair Calls 1,520 1,570 1,570 ■ ■ 51 ■ Mission Statement Primary Goals Allocation Plan 52 Police The Newport Beach Police Department is committed to providing our Community with the highest quality police services possible to maintain the quality of life that is cherished by those who reside, work and visit here. Our mission is to: Respond positively to the Community's needs, desires and values and in so doing be recognized as an extension and reflection of those we serve. • Strive to provide a safe and healthy environment for all, free from violence and property loss resulting from criminal acts, and injuries caused by traffic violators. • Manage inevitable change and welcome the challenge of future problems with creative solutions which are financially prudent and consistent with Community values. In support of our mission, the Department will: • Employ a work force comprised of individuals who are committed to excellence and have the highest standard of ethics. • Create a healthy work environment for our employees in order to achieve the highest level of morale possible, while stimulating both personal and professional growth. • Provide effective leadership, training, public education, and current technological support. Create opportunities for candid exchanges of information, both internally and with the Community in order to foster positive working relationships with those involved in helping us achieve our goals. — Provide an enhanced level of Crime Prevention effort. — Implement the new Computer Aided Dispatch system. — Continue progress on the new Records Management System. — Continue to stress Problem Oriented Policing as a Patrol philosophy. — Implement the second phase of the 800MHz radio system. — Continue our involvement in the review of City -wide projects which may impact the level of service provided by the Police Department. Salaries and Benefits Maintenance and Operations Narcotics Assets Forfeitures Capital Outlay Total Sworn Personnel Non -Swom Personnel 1994 -95 Actual _ $ 16,337,302 $ $ 2,991,507 S $ 214,833 5 134 72 1995.96 1996.97 1997 -98 Actual Estimated Proposed 16,526,149 $ 17,928,376 $ 18,347,620 3,229,956 $ 3,574,877 $ 3,791,764 402,049 $ 123,427 $ 229,144 131 132 134 75 77 78 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Strategic Information Technology Plan ■ We accomplished the first phase of the Strategic Information Plan in April when our Mobile Data Computer (MDC) system was inaugurated. The MDC system uses ■ Pentium -based laptop computers and a radio modem to provide a wide range of information resources and computer capabilities to every field unit. It is the most ■ functionally advanced system in Orange County. ■ Emergency Communications Center ■ The Emergency Communications Center (ECC) was rebuilt to accommodate the ■ Department's enhanced information technology systems, the first phase of the 800MHz radio system, and the next generation of 911 telephone equipment. The ■ Newport Beach ECC has already been visited by a number of public safety agencies as it is one of the most technically advanced and functional ECC environments in ■ Southern California. ■ Crime Prevention Specialist ■ The Department added a full -time Crime Prevention Specialist to coordinate and enhance the Department's crime prevention efforts. This is the Department's first ■ full -time effort in Crime Prevention, which was made possible by a federal grant. ■ Crime Suppression Unit ■ The Department established a "Crime Suppression Unit" (CSU) staffed with two ■ officers and a sergeant, to target parolees, registered offenders, and high profile criminal activity. The CSU team, partially funded with a State grant, uses a ■ combination of advanced technology and old fashioned police work. Established in February, the team has already proven its effectiveness. ■ ■ ABLE The breakup of the original ABLE, in which four jurisdictions worked cooperatively ■ in providing police helicopter services on a regional basis but kept distinct unit ■ identification, provided the opportunity for the Costa Mesa Police Department and our Department to truly combine helicopter units. The current ABLE merged the ■ two cities' helicopter programs and now provides service to Newport Beach, Costa Mesa, and, on a contract basis, Santa Ana. Costs have been dramatically reduced, ■ and for the first time budgeted funds are being set aside for eventual capital ■ replacement costs ■ 800 MHz Radio System ■ The first phase of the County-wide 800MHz radio system was installed in the ECC in February. This first phase involved installation of much of the necessary ■ infrastructure of the new system. During the next year, we anticipate initial installation of the actual digital 800 MHz equipment. The need for the new radios is urgent; the ■ existing system, installed 25 years ago, has deteriorated badly. ■ ■ Department Highlights 53 Department Organization 54 ■ ■ Police (continued) ■ Chief of Police Staffing: 10 $1,054,368 Professional Standards D.A.R.E. Media Relations Environmental Services Community Relations Legal Affairs Crime Prevention Detectives Staffing: 39, plus .6 FTE 54,009,160 Detective Services Crimes Persons Property Crimes Juvenile /Sex Crimes Narcotics Section Economic Crimes Crime Scene Investigations Photo Unit Resource Distribution Vice /Intelligence The Police Department is Crime Suppression Unit (Mime Analysis currently comprised of the Office of the Chief of Police and three Divisions; Support Services, Patrol /Traffic, and Detective. Under the direction of the Chief of Police, Bob McDonell, each division is headed by a Captain. Included in the Support Services Division are many items that pertain to the entire Department, such as building maintenance, utilities, office Support Services Staffing: 49, plus 6.6 FTE $5,463,196 Communications Training Section Fiscal Services Personnel Unit Range /Armory Property Unit Electrical Equipment Repair Facility Maintenance Planning/Research Computer Systems Polygraph Unit Video Unit Records Section Alarms Officer Traffic Staffing: 29, plus 3.8 FTE $2,721,357 Traffic Services Accident Investigations Motors Parking Control Crossing Guard Traffic Education Animal Control Special Events Planning equipment, uniforms, training, (Figures do not include Asset Seizure Funds) Dispatch, Records, etc. Of the Police Department's total budget, 82% is comprised of personnel related costs. Of that figure, approx - imately 80% is attributable to the direct delivery of service to the community, while the remainder involves such costs as records support, personnel and training, clerical support, administrative support, etc. Tr. 1. Pair 41; Budget by Division Detective 17% NAFF ief of Police 5% Support Services 24% Det 2 Traffic 12% Sworn Officers by Division COP 5% ery ices rol Y. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ jA 1 V I ,Fn's § x. ' I i I` ■ t, {y, ■ .stt: ■ Service Indicators 1994 -95 1995 -96 1996 -97 1997 -98 ■ ACtU'ral Actual Estimated Projceted Petforniance ■ Major Seven Offenses* 2,571 2,431 2,310 2,250 Review Adult Arrests 3,721 3,582 3,164 3,000 ■ Juvenile Detentions 573 596 549 550 ■ Crime and Miscellaneous Reports 10,315 10,109 10,255 10,300 ■ Calls for Service 68,034 67,665 69,822 71,000 Domestic Violence Cases Investigated 146 179 150 145 ■ Number of cases assigned for investigation 6,455 5,696 5,517 5,500 ■ Number of cases assigned per detective 496 459 414 400 ■ Value of property recovered $4,247,965 $3,042,462 $3,389,451 $3,500,000 Field interviews conducted 8,850 9,050 9,553 9,700 ■ False alarms handled 5,281 4,858 4,882 4,900 ■ Animals impounded 595 593 601 620 ■ Animal Control Citations issued 1,153 1,436 1,304 1,250 Fatal traffic collisions 3 5 4 3 ■ Injury traffic collisions 492 497 503 500 ■ Property damage collisions 1,021 1,138 1,128 1,150 ■ Moving citations issued 11,481 7,707 7,884 7,900 Non - moving citations issued 4,062 3,542 3,401 3,700 ■ Parking citations issued 86,692 75,810 70,221 72,000 ■ * Homicide, Robbery, Forcible Rape, Aggravated Assault, Burglary, Grand Theft, Grand Theft Auto 55 ■ Mission: Statement To reduce the loss of life and property fromfire, marine, medical and environmental emergencies through education, hazard reduction and response To manage the extensive beach, harbor and water resources within the City o/ Newport Beach. 56 Fire & Marine Two years ago, the merger of the Fire and Marine Departments brought together two closely related emergency rescue functions under one centralized management system. Similarly last budget year the Fire and Marine Department added another key component to its comprehensive emergency medical services system: emergency ambulance transportation provided by firefighters /paramedics. The positive impacts already felt include: 1) efficient utilization of existing resources, 2) increased paramedic response flexibility, 3) reduced number of emergency response vehicles on scene, 4) improved access to medical funding sources, and 5) an additional benefit to Newport Beach Fire Medics members. As the Emergency Ambulance Transportation program establishes itself as an important function within the Department's emergency care system, additional efficiencies will be developed. From the most minor scratch on the beach tended to by Marine Safety staff, to the most progressive advanced life- support offered by paramedics, the Fire and Marine Department is here to provide the proper emergency treatment in an efficient and cost - effective manner. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Primary Goals Identify and reduce fire, marine and environmental hazards that may threaten life, property and the environment. • Provide a safe, effective and expeditious response to requests for assistance. • Develop an adequately trained work force to effectively and efficiently perform their duties. • Participate in the community development planning process to improve fire, marine and life safety. • Encourage department personnel to assume leadership roles in the organization. • Plan for response to natural and man -made disasters that affect the community. Expenditures by Budgeted Program: Training £ Educatioi 5% Emergency Medical Services 6% Fire Preventioi 3% Marine Marine Safety Environment 13% 5% Administration 5% Fire Operations Salaries and Benefits Maintenance and Operations Capital Outlay Debt Service Total General Tax Revenue Other Revenue Total Revenue Personncl,Rcgular - Fire /Marine Seasonal - Marine (FTE) 1994 -95 Actual $ 11,848,199 $ 1,937,044 $ 157,992 1995 -96 Actual S 11,389,462 S 2,478,837 $ 183,238 1996 -97 Estimated $ 11,978,894 $ 2,141,047 $ 113,693 1997 -98 Proposed $ 12,786,057 $ 2,286,079 $ 79,360 25.56 30.19 30.19 30.19 Allocation Plan 57 Organization Fire & Marine (continued) Resource Distribution The Fire and Marine Department budget is currently divided into seven specific budget programs: Administration, Fire Operations, Fire Prevention, Emergency Medical Services, Training and Education, Marine Safety Services, Tidelands Administration and the Balboa Yacht Basin. Under the direction of the Fire and Marine Chief, Timothy Riley, these programs are managed by four deputy directors charged with the responsibility to judiciously use these budgetary funds to attain our mission. Of the Department's full -time personnel, 86% are assigned directly to the delivery of emergency services. The remaining 14% provide non - emergency services and management and administration of our emergency services. Using the philosophy that taxes are supposed to pay for essential public safety services such as fire protection and marine safety, the majority of the Fire and Marine Department's budget is funded through General Tax Revenue, while a significant portion also comes from Tideland's Revenues. In contrast, the Department has and will continue to develop service fee systems that pay for services delivered to specific customer groups and Fire & Marine administer and manage the Chief Tideland's resource in such a way as to produce a fair Safety Operations Staffing: 105, plus 24.47 FTE $12,381,750 Ocean & Beach Safety Fire Suppression Emergency Medical Service Hazardous Materials Response Hazardous Situation Mitigation Emergency Planning Disaster Preparedness Fire Prevention Inspections Fire Prevention Staffing: 4 $445,775 Fire Code Enforcement Hazardous Materials Regulation Brush Clearance Knox Box Access System Fire & Arson Investigation Fire Code Plan Checks Fire Code Building Inspections Special Event Management Marine Environment and equitable return for Staffing: 4, plus 9.53 FTE Tideland's revenues. A few $1,034,598 examples of service fee Beach Parking systems are the Fire Permit Marine use Regulation Fee System, Harbor Harbor Permits Facilities Permit System, Tidelands Administration the Junior Lifeguard Balboa Yacht Basin Program fee, and the Paramedic Service Fee Administration Staffing: 10, plus 8.09 FTE $1,525,745 Training & Education Apparatus & Equipment Communications Facility Maintenance Budgeting Purchasing and Procurement Information Management Mapping Public Information Community Relations 58 1 1 1 1 Program. Continued efforts of the Fire and Marine staff, high- lighting the positive environmental aspects of our community and surrounding beaches will help attract new revenue opportunities for the City in the future. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Department Highlights The Fire and Marine Department working in concert with the related Safety Associations is proud to highlight their involverent in the community. The City's annual Public Safety Day continues one of the top community involvement events held in the Newport Beach each year. The event gives us a chance to showcase to the community our abilities to respond to any emergency. In addition to demonstrations of fire, police, and marine safety equipment and rescue techniques, many County agencies, such as the Red Cross and the Sheriff's Harbor Patrol are invited to participate. Fundraising efforts for the community and outreach efforts have included: Project Playhouse, $21,000 by the Firefighters Association for Home Aid The Beach to Bay Run for Clean Water, $11,000 by the Marine Environment for water testing in Newport Harbor Public Safety Day sales, $1,900, by the Firefighters Association for the Orange County Burn Association Fireman's Ball, $1000, split between Project Wipeout and the Orange County Burn Association Six `Auction Dinners' organized by the firefighters for other worthy charities. The Annual Chili Cook -off The Pier to Pier Swim, held annually since 1976 All of the Seafest events `Spark of Love' Christmas Toy Collection program 59 Review 6511 ■ Fire & Marine (continued) ■ ■ Service Indicators 1994 -95 Actual Fire Responses 141 Medical Responses 2,996 Water Rescues 3,579 Lifeguard Medical Aids 2,682 Boats in Distress 20 Preventative Actions 91,216 False Alarm Responses 471 Other Public Assists 303 Company Training Hours 28,050 Public Education Hours 175 Fire Inspections 3,868 Harbor Permits Issued 154 Tidelands Annual Permits 2.357 Parking Lot Attendance 410,500 Beach Attendance 9,170,950 Project Playhouse `3d Alarm Fire' Top Honors included: The Grand Award — Best of Show The Robert Seitz Memorial Award — Best Modern Design People's Choice — Voted Favorite by People in the Community Community support through donations of labor, time, materials, and enthusiasm made this fundraising project a reality. 1995 -96 1996 -97 1997 -98 Actual Estimate Projected 240 255 260 3,494 4,020 4,020 4,099 4,800 5,000 3,415 4,300 4,000 115 85 85 105,425 135,000 110,000 555 468* 316 457 450 500 36,200 36,200 36,200 405 415 415 4,100 ** 6,500 7,150 169 203 205 2,369 2,400 21400 413,918 410,000 400,000 10,098,650 10,000,000 10,000,000 * "New Type" Alarms (1/97) ** New fire inspection implemented at calendar year. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Future Budget Considerations ■ Now with the addition of emergency ambulance transportation to ■ complement the services provided by the Department, we need to focus on clearly identfying the department mission, goals, and objectives. ■ Included with this is the refinement of a strategic plan to fulfill said mission ■ to ensure an efficient and effective public service delivery system and asset management program. High among the list of desired services that ■ will be closely examined are: ■ The continued delivery of quality fire, marine, and emergency medical ■ life safety services. ■ A comprehensive review of all existing fire, marine and environmental ■ codes and regulations to ensure they are compatible with the concerns of Newport Beach today. ■ The continued stewardship of one of the most important quality of ■ life concerns in Newport Beach: our harbor and beaches. A thorough examination of the services provided by our department ■ in contrast to City Council directed priorities and ongoing fiscal ■ boundaries. ■ Through this process, we will maintain an appreciation of our past ■ accomplishments and use them as stepping stones to the future. The Fire ■ and Marine Department will always remain dedicated to serving the fire, marine, and environmental needs of Newport Beach. ■ ■ ■ ■ ■ ■ ■ ■ z 61 Mission Statement Plan and manage the development or use of land and the construction or alteration of buildings consistent with law, policy and community goals. ■ Planning & Building ■ ■ Budget Highlights The Planning and Building Departments operate under the supervision of the Assistant City Manager/Community and Economic Development. The budgets of these Departments closely duplicate last year's, with total staffing remaining the same. One code enforcement position, which handles zoning and municipal code enforcement, is moving back to the Planning Department. The Building Department will still include the personnel performing the Report of Residential Building Records inspections. The Planning Department continues to provide resources for both Planning and Economic Development activities. Although separate Departments, Planning and Building coordinate closely on many property development issues, and also plan additional cross training in some public service areas to improve service delivery. Primary Goals • Process all plans, permits and inspections in a friendly, efficient, accurate and timely manner. • Enforce standards specified in the various Building Codes, as well as all applicable planning, zoning and development laws. • Maintain and implement the various elements of the City's General Plan. • Coordinate and implement the City's economic development policies and programs. This Year's Objectives • Improve departmental function through participation in the upgrade of the permit tracking system and the expansion of its use, participation in the pilot program on document imaging, and an enhanced employee training program. • Continue permit streamlining program through the certification of the City's Local Coastal Program and the implementation of the new Zoning Code. • Enhance customer service and internal communications through the expansion of the Development Review Committee's role. • Implement the recommendations of planning and economic development programs completed in 1996 -97 through: • new Business Improvement Districts • implementation of the Balboa Peninsula Planning Study/Project 2000 • implementation of Mariners' Mile recommendations • implementation of the Economic Development Strategic Plan • implementation of the TOT Enhancement Study • development and implementation of tenant retention and recruitment program • Complete the Newport Center Economic Opportunities entitlement program. • Complete the Airport Area study. • Consider the use of incentives to encourage high quality use and development in the City. 62 1 1 1 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Planning/Administration Staffing: 11 $929,3.90 Planning Commission Advance Planning Current Plans & Projects Plan Check Environmental Review Regional Planning Activities Code Enforcement Economic Development Staffing: 3, plus .6 FTE $263,797 Economic Development Committee isiness Improvement Districts isiness Retention/Recruitment CDBG GIS/Data & Demographics Building Department Staffing: 19, plus 2 FTE $1,643,529 Building Code Board of Appeals Plan Review Inspections Report of Residential Building Records Planning Department . The function of the Planning Department is to promote and enhance the physical environment experienced by residents, visitors, property owners and businesses of the City of Newport Beach. The Department accomplishes its mission through . programs which promote high quality community and economic development while maintaining the City's high quality residential areas. The Planning Department includes two divisions, Planning and Economic Development, which provide the resources for the Department's seven primary activity areas: Current Planning, Advance Planning, Economic Development, Data/ Demographics /GIS, Code Enforcement, regional planning activities and Community Development Block Grants (CDBG). The Planning Department's budget this year continues to reflect the changes which have resulted from the shift from a growing community with a focus on new development to a mature and built -out city whose focus is preservation and enhancement. The change is illustrated in the following chart which, if compared to prior years, shows a lower allocation of staff resources to current planning and plan check with more resources allocated to advance planning and economic development. Planning Department Expenditures by Function: Economic Development 2s ■ Advance Plant 16% 0 Administration 5% Clerical Plan Check 11% Code Enforcement 7% inning c,Ia 63 ■ Planning & Building (continued) ■ ■ ■ Also indicative of this change is the expansion of the commissions, committees and ■ associations with which the Department works to further the priorities of the City Council. In addition to the traditional staff support of the City Council and Planning Commission, ■ the Department works with the Economic Development Committee, the Chambers of ■ Commerce, the Conference and Visitors Bureau and various merchant association and Business Improvement Districts. Additional ad hoc or special project committees, such ■ as the Airport Area Committee, are also served by the department. ■ ■ Building Department ■ This Department is responsible for enforcing building codes controlling construction, ■ use and occupancy of buildings and other land alterations such as grading. While the Department has experienced increasing constriction activity and revenue over the past ■ few years, this is beginning to level out as the City reaches build -out. Building ■ Department staffing is at the level needed for maintenance of the coimnunity, and contract inspectors are used for the few large projects that are built each year. ■ M ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ BUILDING Salaries and Benefits ■ Maintenance and Operations Capital Outlay ■ Total PLANNING ■ Salaries and Benefits Maintenance and Operations ■ Capital Outlay Total ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Estimated Proposed $ 1,228.445 $ 1,329,038 $ $ 1.74,872 $ 196,310 $ $ 1.372 $ - $ $ 1,325,561 $ 1,060,463 $ $ 105,323 $ 121.616 $ $ 3,707 $ 2,100 $ 1,394,394 $ 1,360,995 199,733 $ 282,534 949,775 $ 1,069,913 152,189 $ 121,774 Primary functions of the Building Department are plan review, permit issuance, on -site inspections and Reports of Residential Building Records (RBRs). Plan review concentrates on reviewing construction plans for code compliance in the areas of structural, architectural, grading and fire safety. Permits for construction are issued when it is determined that plans comply with all City requirements. Inspection involves on- site inspection of all construction activity including electrical, mechanical and plumbing. Using hand held computers, inspectors input and maintain all records electronically. This enables them to have all permit status information readily available at the construction site and to automatically download records quickly. RBRs are prepared by staff who review permit records and inspect residential properties to verify actual conditions prior to sale of property. Retaining this function in the Building Department results in the research being done by staff most familiar with the records, and provides flexibility and back -up for inspections. Building Department Expenditures by Function: Adnim ation 9% Permit Counter Residential Building Records .., _._., 10% 7% 2 %J nspcclions 40% Allocation Plan 65 Mission Statement To provide optimal services and support to the residents, business community, and other City departments through dedication and excellence in safety, performance, and cost containment. T General Services Annual Department Goals • Maintain high levels of Citywide cleanliness • Expand management, technical, and safety training • Maintain expedient graffiti eradication • Develop an automated facility status and inventory system • Continue reforestation program • Standardize City fleet for cost containment of training, parts, and maintenance productivity • Investigate cost- saving alternatives to vehicle and equipment acquisition and utilization • Improve disaster preparation and coordination • Research means of reducing energy consumption Citywide • Continue to assess the privatization of services Budget Highlights Although the General Services Department budget for FY 97 -98 approximately equals the FY 96 -97 budget, numerous additional service requirements will severely tax Department personnel and funding. Among the increased service requirements are: refuse collection, transfer, and recycling for over 400 new homes, the addition of 65 acres of parks and roadside areas, and increasingly complex City vehicles and equipment. These higher requirements accompanied by a loss of four full -time positions, fiirther compound the challenge of meeting the above goals for the fiscal year. On a brighter side, the approval of a Country-wide landfill fee agreement will result in a decrease in refuse disposal costs, with the windfall applied to meet the projected increased amount of waste tonnage. The savings related to Measure Q will also be applied to the increased costs of servicing new developments. Annual cost savings of over $370,000, achieved by the privatization of tree and roadside area landscape maintenances, will help fund the shortfall presented by the increased parkland acreage. The Equipment Maintenance Division, which is losing three of the four positions being deleted Department -wide, will be the most severely impacted Department division. It is hoped that the extensive automotive cost reductions of the two previous fiscal years can be duplicated as the further privatization of maintenance functions and increased mechanic efficiency prove cost effective. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Resource Distribution The General Services Department is comprised of the following nine divisions: • Administration • Building Maintenance • Field Maintenance • Operations Support • Refuse • Parks Maintenance • Street Trees • Equipment Maintenance • Equipment Replacement Field Maintenance Concrete Crew Administration Staffing: 5 $428,993 Building Maintenance Staffing: 5 $598,390 Operations Support Staffing: 8 $617,788 Parks Maintenance Staffing: 24 $2,261,803 Equipment Maintenance Staffing: 18 $1,467,836 Field Maintenance Staffing: 35 $3,145,028 Refuse Staffing: 30 $3,832,649 Street Trees Staffing: 1 $438,739 Equipment Replacement Staffing: 0 $2,030,800 TOTAL $14,822,026 126 Positions Organization 67 ■ General Services (continued) ■ ■ Cost of Distribution by Division: Opel Sul 4 Field Maintenance 21% I\ Refuse 26% 4% Administration Equipment 3% Replacement 14% Parks 15% Street Trees 3% ;nt .. .since 10% All the Divisions are funded from General Fund revenues, with the exception of the Equipment Maintenance and Replacement Divisions. Those two divisions are funded from revenues paid into the Internal Service Fund (ISF) for equipment maintenance and replacement by departments (including General Services) which use vehicles and equipment. Departments are assessed a monthly rate for each piece of equipment they utilize; this assessment provides funds for the maintenance and ultimate replacement of the equipment. The $3.48 million ISF has been managed by the General Services Department since July 1993. Of the $2,043,250 allocated for new vehicles and equipment, $721,000 will be used to pay outstanding loans on new or previously purchased items. The only revenue source for the Department is a monthly recycling surcharge which produces approximately $600,000 annually. However, a refund of a portion of the FY 95 -96 surcharge is scheduled for FY 97 -98, thereby offsetting the projected total revenue. M-1 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ 1993-94(l) 1994-95(2) 1995-96(3) 1996 -97 1997 -98 Allocation ■ Actual Actual Actual Estimated Proposed plan Salaries and Benefits $7,511,888 $7,242,662 $6,848,342 $6,923,493 $7,022,054 ■ Maintenance and Operations $5,043,194 $4,857,194 $5,633,548 $5,844,853 $5,764,162 Capital Outlay $565,986 $1,916,224 $2,432,177 $1,603,825 $1,314,810 ■ Debt Service (4) - $236,987 $303,194 $432,000 $721,000 . Total (5) $13,121,068 $14,253,067 $15,217,261 $14,804,171 $14,822,026 ■ Personnel 148 141 123 125 126 ■ 1) Includes transfer of Parks and Street Tree Divisions, and commencement of internal Service Fund for vehicle maintenance and replacement ■ 2) Includes transfer of Auto Parks personnel from the Finance Department 3) Includes transfer of Building Maintenance personnel from the Community Services Department 1 9 a } 1i 1 RT surd Cc 70 ■ General Services (continued) ■ ■ Meeting the Challenge Further privatization of Department functions will occur in the Parks and Equipment Maintenance Divisions. All divisions are annually evaluated against private contractors. Those that could potentially yield savings without a compromise of service are studied closely to either duplicate the savings with City employees or propose outsourcing to a private contractor. Other cost savings such as the altering of refuse collection routes to avoid overtime, new technology for lowering utility bills such as the central automation of landscape irrigation, and increased use of computers are attainable in FY 97- 98. In the Equipment Maintenance Division, we are continuing to reduce the budget for auto parts expense from $450,000 in FY 95 -96 to $360,000 this year and $310,000 next year. The efficiency study of the Auto Shop should be completed by June 1997, and a significant number of recommendations contained in a draft of the report have been implemented. In order to further reduce the cost to using departments, the FY 97 -98 Budget proposal contains the reduction of three positions: two crew chiefs and the auto paint and body mechanic. The workload of the latter position will probably be privatized. In the Equipment Replacement Division, 40 pieces of equipment are proposed for purchase, as the City is beginning to address the deferred purchases of three and four years ago. The replacement of many older, heavy maintenance vehicles has had a positive effect on reducing the shop backlog and the expenditures in auto parts. Because we were able to develop several large cost savings internally by privatization and renegotiation of contracts, the Department functions will continue into FY 97 -98 relatively unchanged from FY 96 -97. Additional impacts on the public and other departments should be minimal, although we will continue to have a three to six month backlog of both routine work and special projects in certain work centers. As noted by the attached service level indicators, productivity in certain service areas may decline following four years of personnel reductions. There is no question that FY 97 -98 will be among the most challenging of all years for the employees of the General Services Department. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Service Indicators Public restrooms serviced City restrooms serviced City buildings serviced Street Patching (tons of mix) Sidewalk Repair (square feet) Curb & Gutter Replacement Street Sweeping (miles) Beach Cleaning (tons of refuse) Regulatory Signs Posted Street & pavement marking Graffiti Incidents Refuse (number of homes) Refuse Collected (tons) Number of Parks Maintained Number of Trees Trimmed 1993 -94 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Actual Estimated Projected 41 42 44 51 52 78 82 82 92 92 65 65 65 66 67 4,000 2,688 3,200 3,200 3,500 40,000 58,560 52,000 55,000 50,000 2,930 2,887 5,500 6,000 2,500 44,000 42,127 44,500 45,000 45,000 9,500 13,097 5,000 6,000 6,000 5,700 5,287 6,000 5,250 5,500 370,000 382,262 325,000 365,000 350,000 900 1,962 2,400 1,600 3,000 26,393 26,320 26,320 26,320 26,700 36,000 37,638 38,000 38,000 39,000 38 39 40 43 44 7,480 5,200 7,0911 8,000 8,000 Equipment Maintenance Facility Performance Review 71 Mission Statement To meet the essential needs of all individuals of the community by providing a range of quality library, recreational, cultural and senior services. Expenditures by Division 72 i Community Services ' Budget Highlights In the 1997/98 budget year, Community Services staff will continue to maximize resources through an inter- department approach to service and through coordinating and utilizing the talents of individuals and groups in the community. To maintain quality services without increasing costs, the Department utilizes an increasing number of part-time employees as well as the dedicated services of a corps of volunteers. Funds raised by the Friends of the Library, the Newport Beach Public Library Foundation and the Literacy Advisory Council augment the Library Division budget. Volunteer service and funds from the Friends of OASIS help support the Senior Services Division. Gifts from local service clubs and homeowners associations enhance Recreation Division resources. The Arnerican Girl Tea Parties are held each year at the central library Senior Services 6% Recreation Arts & Cultural Administration 2% 5% Library 64% 1997/98 Budget Goals Utilize the synergy of Arts, Library, Recreation and Senior Services functions to enhance community programs and services. Meet the informational, recreational and cultural needs of diverse audiences in the community through the central library and branch libraries. Utilize information sharing and electronic technology for maximum responsiveness and cost efficiency. Provide a broad range of recreation and leisure opportunities for residents of all ages. Participate in the planning of new park facilities and complete the revision of the Recreation and Open Space Element of the General Plan. Provide a focal point for older adults at OASIS, where seniors can participate in activities and partake of services that enhance dignity, support independence and encourage social involvement. Increase awareness of community arts and cultural opportunities and continue the development of a Cultural Arts Plan for the City. Support the work of the City Arts Commis- sion, the Board of Library Trustees, and the Parks, Beaches and Recreation Commission, I L i ■ . Community Services Director /City Librarian Staffing: 2, plus 1.7 FTE . $324,871 Department Arts & Cultural Services Staffing: .75 FTE $81,456 Bi- Annual Juried Art Shows City Hall & Library Galleries Arts & Cultural Grants pport for City Arts Commissi Sister City Association Newport Theatre Arts Center Recreational Services Staffing: 8, plus 10.62 FTE $1,448,611 Youth Programs Aquatic Programs Adult Sports Fee -Based Classes/Programs Special Events City Youth Council Special Event Permits Support for Parks, Beaches & Recreation Commission Youth Sports Commission Newport Harbor Lawn Bowling Association I t z Library Sery ices Staffing: 32, plus 31.71 FTE $4,028,109 information & Reference Services Youth Services Central Library & Branches Literacy Services Support for Board of Library Trustees Friends of the Library Newport Beach Public Library Foundation Senior Services Staffing: 4, plus .65 FTE $368,143 Recreational Programs & Educational Classes Noon -Time Meals Transportation Program Human Services Special Events Friends of OASIS OASIS Garden Club :<ids Connect V the Literary during National Library t \'cck Organization 73 Department Organization 74 Community Services (continued) Pee Wee youth spoils pmvidc high gtvtlity play Department Organization The Community Services Department offers a diverse range of public set-vices providing the social infrastructure of the City. The four service divisions operate through inter - department cooperative activities, under the direction of the Community Services Director /City Librarian. Three City Council - appointed boards and commissions play critical roles in service provision —the City Arts Commission, the Board of Library Trustees, and the Parks, Beaches and Recreation Commission. The Administrative Services Division consists of the Department Director, Executive Secretary, part -time Account Clerk, and the part -time services of Media and Graphic Specialists, who provide support for the Newport Navigator and other promotional activities. The Arts & Cultural Services Division consists of one part-time employee, who acts as a liaison with the City Arts Commission, Sister City Association and Friends of the Newport Theatre Arts Center. The division budget provides for Cultural Arts Grants that are awarded annually by the Commission. The Library Division responds positively to user demands for print and electronically published information. The use of current technology helps provide service in the most cost - effective manner. In addition to responding to the information needs of the community, the library provides a variety of materials to meet the recreation needs of customers of all ages. Circulating collections include current and classic fiction and nonfiction books, compact discs, videos, and books on cassette. Adult programs, as well as storytimes for preschoolers and reading programs for school -age children, are offered. Trained volunteers are available through Literacy Services to provide one -on -one tutoring for adults leaning basic reading and writing skills. The Recreation .Division provides a broad array of activities and programs for community youth and adults, including hundreds of leisure, active and fitness classes; year -round adult sports leagues; and seasonal swim lessons and youth camps. Contract instructors provide class instruction, and part-time instructors, lifeguards and recreation leaders support leisure and sport activities. The Recreation budget as presented also includes $14,000 funding to support the programs of Newport Harbor Lawn Bowling Association and $22,200 fm• use of facilities of the Newport-Mesa Unified School District. The Senior Services Division provides a variety of services and activities related to education, creative arts, recreation, advocacy, leadership development, employment, health, nutrition, counseling and other support functions for seniors. This division focuses on enriching the lives of older adults and their family members through appropriate programs and services. Seniors can obtain services both at OASIS Senior Center and in a community -based atmosphere, depending on individual needs. ■ M ■ ■ ■ ■ ■ ■ ■ ■ i ■ ■ ■ ■ ■ ■ ■ ■ ■ Utilization of Resources The Community Services Department utilizes a dedicated corps of volunteers equivalent to 25.75 full -time employees (4 in Recreation Services, 7 in Library Services and 14.75 in Senior Services). These volunteers assist in providing an array of community services. Since many of the services provided are fee - based, the department recovers 31% of the department operation budget. 19% Spring Juricd Art Show Service Indicators 1994 -95 Anticipated Percent Recovery 1997 -98 Budeet Revenue of Direct Costs Administration $324,871 0 0 Arts & Cultural Services 81,456 $2,500 3% Recreational Services 1,448,611 1,207,470 84% Senior Services 368,143 93,000 25% Library Services 4.028.109 623.650 16% Department Total $6,251,190 $1,926,620 31% Service Indicators 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Actual Pro'ecte Art exhibits &juried shows 8 18 20 20 Cultural grants awarded 540,000 $40,000 $40,000 $40,000 Library circulation of materials 1,313,969 1,400,883 1,427,772 1,430,000 Customers served 938,545 922,204 899,800 900,000 Reference questions asked 180,556 175,139 180,900 181,000 Programs 27,050 16,896 16,047 16,900 Recreation Special events 40,050 40,050 42,000 45,000 Fee -based programs 269,500 270,000 270,000 271,000 Co- sponsored youth organizations 124,000 124,300 127,000 128,900 Senior programs / classes 54,500 67,883 67,763 66,000 Client services 11,000 11,292 10,731 .11,000 Transportation services 9,800 9,117 11,206 13,500 Referral services 12,500 15,100 14,726 15,000 Utilization of Resources Performance Review 75 Department Highlights 76 ■ Community Services (continued) ■ ■ Department Highlights Although Community Services programs provide direct, one -on -one services, technology and automation enhance the work of department staff and volunteers. The quarterly Newport Navigator provides information about the services of each division and lists available fee -based activities. Arts & Cultural Services Division is undergoing a planning process to define those aspects of cultural development most important for this City, and to document these decisions in a Cultural Arts Plan. Simultaneously the City Arts Commission is working to establish a Newport Beach Arts Foundation to assist in funding future projects. Library Division increasingly relies on electronic resources to enhance the cost effectiveness and timeliness of service. The Local Area Network is now available at all the libraries, enabling delivery of an increasing volume of electronic resources, including public access to the Internet/ World Wide Web. Automated renewal and self check -out capabilities have freed staff for other functions. Recreation Division staff, with the Parks, Beaches & Recreation Commission, are completing the revision of the Recreation and Open Space Element of the General Plan. New parks have been planned and are nearing completion, including Bob Henry Park, in August 1997; and Castaways Park, Hoag Linear Site and the Freeway Reservation Site at later dates. Adult and youth sports programming continues to grow. Adult basketball and softball attracted a combined total of 665 registered teams; Pee Wee youth basketball and football programs attracted over 120 first and second graders. Over 350,000 total participants were involved in recreational activities. An ongoing project to meet federal liability requirements and install ADA accessibility in the City park tot lots is producing updated, high quality playgrounds for the children of Newport Beach. Senior Services Division has increased its provision of transportation for frail older adults, thanks to a Hoag Health Partnership Grant, which provided a third vehicle for the OASIS transportation program. Seniors obtain infomtation at the OASIS 1lealth Fair ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ 1 ■ ■ ■ ■ ■ ■ ■ ■ ■ Budget Considerations ■ Supplemental Budget Requests —The Department has submitted supplemental budget requests for critical elements that are not yet included in the proposed 1997/98 budget. They include: ■ Funding for anticipated increase in the lease for Lincoln Athletic Center ■ with the Newport-Mesa Unified School District 520,000 Upgrade of die outmoded computer equipment used by the OASIS staff $7,738 ■ Increase in the Cultural Arts Grants to the total of 555,000, as reflected in ■ City Policy I -12 515,000 Addition of a full -time computer technician in the Library Division for ■ operation and maintenance of the equipment and network on which the library's information provision is based 553,217 ■ Increase in funding to provide for the service of a full -time ■ Cultural Arts Coordinator $10,000 ■ The Library Division, with the Board of Library Trustees, is studying the impact of non- resident use of city libraries. Staff is considering creative alternatives to handling increasing ■ demand without losing state funding or diminishing service to city residents and businesses. New state legislative initiatives may soon ameliorate the financial impact of non - resident use. ■ The Board of Library Trustees, with staff, are developing a long -term Technology Plan to maximize funds spent on technology and provide current information in the most cost - effective ■ manner. ■ The Recreation Division continues the difficult search for available athletic playing fields and gymnasium sites to meet demands. With the expansion of year round play in youth soccer, ■ baseball, softball and basketball, and the consistent growth of adult sport leagues, innovative ■ scheduling is critical. Staff has initiated public /private partnerships in an effort to subsidize ongoing and newly developed youth programming. ■ The Senior Services Division faces the constant challenge of ever - increasing numbers of new ■ retirees, as well as more seniors growing older and living longer. The division's goal is to identify the needs of these increasing populations and to develop innovative services and activities ■ that meet them. ■ Each division continues to be aggressive and successful in developing grant proposals and securing sources of outside funding. ■ ■ ■ ■ ■ ■ ■ ■ ■ Considerations I Allocation Plan 77 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Estimated Proposed Salaries and Benefits $ 3,598,051 $ 3,464,335 $ 3,572,485 $ 3,605,609 Maintenance and Operations $ 2,162,832 $ 2,640,104 $ 2,329,110 $ 2,570,412 Capital Outlay $ 31,707 $ 8,866 S 15,805 $ 75,169 Total Expenditures $ 5,792,590 $ 6,113,305 $ 5,917,400 $ 6,251,190 General Tax Revenue $ 3,758,959 $ 4,049,569 $ 4,435,374 $ 4,121,420 Fees for Services $ 1,442,995 $ 1,465,670 $ 1,526,870 $ 1,559,770 Other Miscellaneous Revenue $ 590,636 $ 589,700 $ 580,000 $ 570,000 Total Revenue $ 5,792,590 $ 6,104,939 $ 6,542,244 $ 6,251,190 Personnel 96.78 FTE 89.28 FTE 90.55 FTE 90.55 FTE Considerations I Allocation Plan 77 Mission Statement To provide quality, cost effective public works and services to the community of Newport Beach. W Public Works Primary Goals • To assess and meet current and future needs for infrastructure, services and resources for the citizens of and visitors to Newport Beach. • To continue to improve the quality and delivery of the Capital Improvement Program through increased coordination of projects. • To provide the City's water customers with a reliable water supply. • To operate and maintain the City's water, wastewater and street lighting systems in an efficient and progressive manner. • To enhance the delivery of service to internal and external customers by implementing cross - training and skills development programs. • To increase communication and information flow throughout the Department through regularly convened inter- and intra - departmental meetings. • To establish an on -going employee assessment/development program by implementing a new performance evaluation process. • To improve overall operations and increase efficiency by establishing Departmental policies and procedures. • To facilitate the storage and retrieval of information by developing and implementing a Depart- mental records management system. Department Organization The Public Works Department is comprised of four divisions: Administration, Engineering Services, Transportation and Development Services, and Utilities. Administration is responsible for providing overall administrative support services for the department. The Division's areas of responsibility include: Operating Budget preparation and administration; Capital Improvement Program Budget; general clerical support; customer service; personnel administration; and payroll. 1994.95 1995.96 Actual Actual PUBLIC WORKS - ADMINISTRATION Salaries and Benefits Maintenance and Operations Capital Outlay Total 1996 -97 1997 -98 Estimated Proposed 340,106 $ 341,991 79,953 $ 68,143 26.197 $ 2.500 Engineering Services is primarily responsible for planning and completing the City's Capital Improvement Program, including design, construction and inspection of the City's major capital projects. The design phase of a capital project may include, feasibility and environmental studies, review of capital project plans, preparation of specifications and cost estimates, right -of -way acquisition, permit application processing, utility coordination, and public information workshops. Construction Engineering includes inspection services, topographic surveys and maps, construction staking boundary maps, encroachment surveys, and preparation of "As Built" construction drawings. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Estimated Proposed PUBLIC WORKS - ENGINEERING Salaries and Benefits $ 1,516,222 $ 1,492,957 $ 1,041,231 $ 1,044,666 Maintenance and Operations $ 131,206 $ 212,061 $ 177,848 $ 140,893 Capital Outlay $ 3,075 $ 17,681 $ 7,984 $ - Total $ 1,650,503 $ 1,722,699 $ 1,227,063 $ 1,185,559 ■ Transportation and Development Services is responsible for traffic engineering, transportation planning, subdivision engineering, Geographic Information Systems (GIS), ■ parking meter operations, and permit processing. This division provides support services ■ to most other departments and works closely with the Building/Planning Department to coordinate the processing of all building, land use and development activities. ■ ■ ■ ■ ■ ■ 1994 -95 1995 -96 1996 -97 1997 -98 Actual Actual Estimated Proposed PUBLIC WORKS - TRANSPORTATION & DEVELOPMENT SERVICES Salaries and Benefits $ 581,428 $ 547,359 $ 913,806 $ 922,452 Maintenance and Operations $ 281,997 $ 316,128 $ 358,729 $ 356,280 Capital Outlay $ 358 714,829 $ - $ 2,650 $ 1,000 Total $ 863.783 $ S 863.487 $ 1,275.185 $ 1.279,732 ■ Utilities Services is responsible for the operation of the water, wastewater, electrical, oil ■ and gas systems. This division's primary function is to provide front line customer service ■ and field operation throughout the City. The new groundwater supply system, with water wells in Fountain Valley, will provide 70 to 75% of the City's water. This division is ■ responsible for operating and managing the system. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Salaries and Benefits Maintenance and Operations Capital Outlay Debt Service Total Expenditures Charges for Services Use of Money & Property Sales of Oil & Gas Other Revenue Transfer (To) From Reserves Bond Proceeds Total Revenue 1994 -95 Actual 15,552,310 1995 -96 Actual $ 2,895,176 $ 3,141,128 $ 10,202,968 $ 10,479,436 $ 4,662,582 $ 13,587,057 S 1.740.915 $ 1.721.840 1996 -97 15,552,310 1997 -98 Estimated $ Proposed $ 2,969,384 $ 3,066,915 $ 11,607,681 $ 9,186,877 $ 5,755,337 $ 5,564,650 S 1.706.421 S 1.699.390 $ 15,552,310 $ 16,900,419 $ 18,477,431 $ 18,884,200 $ 1,148,164 $ 1,440,412 $ 305,000 $ 305,000 $ 710,005 $ 714,829 $ 745,000 $ 760,000 $ 75,130 $ 113,031 $ 67,800 $ 55,000 $ 2,016,032 $ 9,760,770 $ 2,443,592 $ (486,368) $ 19,501,641 $ 28,929,461 $ 22,038,823 $ 19,517,832 79 Department Organization Lit] Public Works (continued) Engineering Services Staffing: 13 $1,185,559 Special Projects Capital Projects Design Construction Utilities Services Staffing: 45, plus 7.27 FT $14,306,992 Water Wastewater Electrical Oil & Gas Administration Staffing: 5, plus .83 FTE . $412,634 Budget Personnel Administration Contract Administration Administrative Support Department Highlights The Department reached significant milestones in its Capital Improvement Program during FY 1996 -97, including: MacArthur Boulevard Segment 1 (Pacific Coast Highway to approximately 1,000 feet northerly of San Joaquin Hills Road): This project included the widening and reconstructing of MacArthur Boulevard, and installation of curb and gutter, a 12- foot sidewalk, street lighting and a pavement delineated 8-foot bike lane along each side of the new roadway. Segment 1 also included widening along the northerly side of Pacific Coast Highway between MacArthur Boulevard and Avocado Avenue to create an additional merging and right turn lane. Segment 1 is scheduled for completion in July, 1997. Cransportation & Developmen Staffing: 12, plus 1.5 FTE $1,279,732 Traffic Engineering Subdivisions GIS Parking Meter Operations Permit Processing • Balboa Boulevard Reconstruction 14th Street to 16th Street: This project included construction of new catch basins, storm drains, curb, gutter, roadway, street lights, driveway approaches, alley approaches, sidewalk, medians, landscaping and irrigation. • Traffic Accident Records System: This project was made possible through a $102,000 grant from the State Office of Traffic Safety. The project calls for development of a state of the art computerized Traffic Accident Records System. This system includes extensive reporting and plotting capabilities and will interface with the Citywide GIS program. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ • Groundwater Development Project: Significant construction items included completion . of water wells and six miles of pipe lines, and finalization of the 16th Street Reservoir and Pump Station. ■ The Department's FY 1997 -98 Capital Improvement Program includes the following major projects: • Pacific Coast Highway/Newport Boulevard Interchange Improvements: The project . provides for widening the westerly half of the bridge over Newport Channel, reconstructing the Newport Boulevard bridge over Pacific Coast Highway, widening Newport Boulevard between the interchange and Hospital Road, landscaping and architectural treatment, and . modifying the ramps. • Segment 2 of the MacArthur Boulevard Widening: Segment 2 construction continues the improvement of MacArthur Boulevard from San Joaquin Hills Road to Ford Road. ■ Little Balboa Island Sewer Pump Station Improvement: The project provides for the replacement of an existing 75 year -old sewer pump station. Replacement of the pump . station is necessary to increase capacity and is due to the condition of the existing piping, motors and pumps which are obsolete, wom and unrepairable. Construction will begin in Fall 1997 and is anticipated to be completed in Spring 1998. • Groundwater Project Implementation: In the Fall of 1997, the City will begin to produce ■ and treat groundwater utilizing the newly constructed system. The system consists of four water wells located in Fountain Valley, six miles of transmission mains through the cities of Costa Mesa, Fountain Valley and Huntington Beach and a new 3 million gallon reservoir ■ and an 1 1,500 gallon per minute pump station. . Comprehensive Water Master Plan and Water /Sewer Rate Study: This project provides for the preparation of a comprehensive Master Plan and Rate Study. The Plan will provide recommendations for system improvements which will be incorporated into the City's . Capital Improvement Program. Staff will be reviewing the results of the Rate Study with City Council in January 1998. 81 �$ n: Ey z w w 0 x a a H a U General Fund 84 Capital Improvement Program The City of Newport Beach Capital Improvement Program (CIP) serves as a plan for the provision of public improvements, special projects, and on -going maintenance programs. Projects in the CIP include arterial highways; local streets; storm drains, bay and beach improvements; park and facility improvements; water and wastewater system improvements; and planning programs. The Fiscal Year 1997 -98 CIP totals $23,865,454 and consists of'over 100 projects. The CIP was developed with input_ from various City departments, citizens groups and the City Council who identified needs in their respective areas. The needs were then reviewed by the Public Works Department and City Manager's Office. Funding for the capital projects is derived from multiple funding sources, as follows: 1997 -98 Capital Improvement Projects by Fund CIOSA 1% Orange County Transportation Funding Program 3% Building Excise Tax 1% Wastewater Water Enterprise Enterprise 12% General Fund 1 on/_ 700/ Circulation and Transportation 2% Contributions 37% Community Development Block Grant 2% Gas Tax 7% Tide and Submerged Land 3% General Fund The General Fund projects total $5,093,196, (including Park -in -Lieu and Off - Street Parking). Projects funded by the General Fund include City facilities; storm drains; streets; library and park projects. Major projects within this fund include: • Repairs and improvements to various City facilities, including City Hall, Corporation Yard, Beach Restrooms, Recreation facilities, Oasis Senior Center, and the Police facility. ($325,000) • Storm Drain Improvement and NPDES Program ($164,000) • Sidewalk, Curb, and Gutter Replacement Program - Public Works /General Services ($250,000) • Street, Alley, Bikeway, Parking Lot Improvements - Public Works /General Services ($665,000) • River Avenue Street Reconstruction ($206,460) • Airport Growth Control and Management ($500,000) • Economic Development ($100,000) • Street Light Conversion Program ($50,000) • Police Strategic Information Systems and 800 MHz System ($824,136) ■ ■ ■ Park Improvements ($92,000) Peninsula Park Irrigation and Field Rehabilitation ($150,000) . Balboa Pier Parking Lot and Main Street Pedestrian Access ($100,000) • Street Lighting Program ($300,000) . Community Development Block Grant Fund Community Development Block Grant (CDBG) funds are allocated to local governments from the federal government, based upon a formula and are required to be used within broad functional areas for community rehabilitation and housing. CDBG funding totals $528,000 and includes the Balboa Peninsula Improvement Program. This project provides t preliminary study funds for various Balboa Peninsula improvements Tide and Submerged Land Fund The Tide and Submerged Land Fund is used to account for all revenues and expenditures related to the operation of the City's tidelands, including beaches and marinas. Projects in this fund total $776,300. Major projects include: Tidelands Boundary Study ($30,000) Fire Protection of Piers ($50,000) ■ Upper Newport Bay Sediment Control and Restoration ($35,000) • Beach Replenishment Program ($50,000) Grand Canal Dredging and Bulkhead Buttresses ($100,000) ■ Oil Field Improvement ($150,000) Building Excise Tax Fund . The Building Excise Tax Fund is used to account for revenues received from builders and developers on building and remodeling projects within the City. Expenditures from this fund are used exclusively for fire safety, libraries, parks, beaches, or recreational facilities. Projects in this fund total $227,000 and will be used for public facility improvements and include: • Fire & Marine Department Office Centralization ($157,000) • Playground Equipment Replacement Program ($70,000) Water Enterprise Fund Funds for capital projects in the Water Enterprise Fund are derived from water service . charges and are used for the rehabilitation and expansion of the City's water service. Projects in this fund total $2,784,000. The projects encompass distribution and piping; water system repairs; and pumping and operating. Major projects include: Water Main Master Plan Replacement Program ($250,000) Reclaimed Water Irrigation Program ($750,000) . Corona del Mar Alley/Water Main Replacement ($750,000) • San Joaquin Reservoir Improvements ($100,000) • Big Canyon Reservoir Disinfection Modifications ($200,000) ro ► ;h Tide & Submerged Land Building Excise Tax Water Enterprise Is ■ Capital Improvement Program (continued) ■ Wastewater Enterprise Cooperative Projects Wastewater Enterprise Fund Projects in this fund total $2,740,000 and include sewer main and pump station improvements. Projects include: • Master Plan Sewer Main Improvements ($300,000) • Master Plan Sewer Pump Improvements ($2,350,000) Cooperative Projects Cooperative Projects are projects funded with Gas Tax and Measure M revenues and which receive funding from sources outside the City and/or are part of a joint venture with other agencies. Major cooperative projects to be undertaken in Fiscal Year 1997 -98 include: • Upper Newport Bay Sediment Control & Restoration ($5,200,000)* • Birch/Mesa Realignment ($350,000) • Bridge Retrofit Program ($2,058,958) • Balboa Boulevard Pavement Rehabilitation, Main Street to G Street ($250,000) • San Joaquin Hills Road Rehabilitation, Jamboree Road to East City Limits ($1,025,000) * Funding source not yet fully established. Cooperative projects funding sources are as follows: Gas Tax Fund. The State Gas Tax Fund accounts for all State Gas Tax related revenues and expenditures, including street repair, construction, and maintenance. Gas Tax funded projects total $1,562,000. Contributions Fund. The Contributions Fund is used to account for revenues received from other governmental agencies or private developers and expended for specific street orhighway construction projects. Projects in this fund total $8,898,958. Circulation and Transportation Fund. The Circulation and Transportation Fund is derived from fair share fees collected from developers and restricted for capital improvement projects that are a part of the circulation element in the City's General Plan. Projects in this fund total $350,000. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Orange County Combined Transportation Funding Program. The Orange County ■ Combined Transportation Funding Program (OCCTFP) combines funding from multiple sources, such as Measure M Local and Turnback funds ($741,000). ■ ■ Circulation Improvement and Open SpaceAgteemeni Construction Fund. The Circulation Improvement and Open Space Agreement ( CIOSA) is a development agreement between ■ the City and the Irvine Company to finance expenditures relating to the construction and ■ acquisition of certain public capital improvements. The CIOSA Construction Fund has been established to account for the construction proceeds and expenditures related to special ■ assessment district, 95 -1. Projects in this fund total $100,000. ■ ■ 1997 -98 Capital Improvement Projects ■ ■ ■ ■ Police Strategic Information and 800 ■ MHz Systems 3% ■ Storm Drain Improvements 1% ■ Street, Alley, Bikeway, ■ and Parking Lot improvements 3% ■ ■ ■ Facility and infrastructure Maintenance and Bridge Retrofit Other 22% Improvements 2% Program 9% Other Arterial r..., 1- -tion 90' Upper Newport Bay Sewer Facility Sediment Control & Sidewalk, Curb, and Improvements 12% Restoration 22% Gutter Replacement Program I % Park, Beach, and Recreation Facility Improvements 2% Water Facility Improvements 12% Airport Control, Economic Development, and Environmental 3% ■ Conclusion ■ Once again, the City has undertaken an ambitious and wide ranging capital improvement ■ program. The projects are both significant and diverse, and will serve all areas of the City. Many of the projects have multi -year terms to completion. In those cases, only those ■ phases of the projects scheduled during FY 1997 -98 are budgeted and appropriated this ■ fiscal year. It is the City's policy to appropriate sufficient funds for all projects scheduled during the coming budget year. If projects are not completed nor funds encumbered by ■ fiscal year -end, the projects are reconsidered as part of the following fiscal year budget ■ process. ■ ■ Conclusion ME ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ CITY OF NEWPORT BEACH 1997 -98 RESOURCE ALLOCATION PLAN DESCRIPTION OF INTERNAL SERVICE FUNDS Again this budget year, the City will provide for the financing of certain functions through the use of internal service funds. The purpose of these funds is to facilitate the management of some types of expenditures on a centralized, as opposed to decentralized (by department) basis, without losing the visibility of each Department's share of the overall cost. Each Department has been required to budget for the cost of these functions at a pre - determined rate, as opposed to attempting to project actual costs at the Department level, as they had previously done. Funds are then collected from each Department at the pre - determined rate by the Internal Service Fund during the course of the year. All actual expenditures for the function in question (for the City as a whole) are then made from the Internal Service fund. The City has established two Internal Service Funds, the Insurance Reserve Fund and the Equipment Maintenance and Replacement Fund. The Insurance Reserve Fund is used to pay all Workers' Compensation, Liability, Compensated Absences, and Disability expenses of the City. This includes insurance premiums, consultant fees, medical expenses, contract attorney costs, payments for judgments and settlements, accumulated leave settlements, and all other expenses connected with this function. The amounts paid into this Fund by the individual Departments vary. Each Department's budget base for Liability expenses was established by examining a ten year history of claims and determining each Department's appropriate share, based on the nature of the claims themselves. That share was then used to establish each Department's percentage of the funding being set aside in the Insurance Reserve Fund for anticipated Liability expenses (approximately $1,300,000 this year). Each Department's share of the City's anticipated Workers' Compensation expenses was determined by an analysis of claims history by labor class in Newport Beach as compared to the same information for the State as a whole. Based on this data, appropriate rates were established for each labor class in the City. These rates were then used to determine the budget base needed in each Department to accumulate the total anticipated Insurance Reserve Fund requirement to pay all Workers' Compensation claims and related expenses for this budget year (approximately $2,000,000). Departmental payments into the Insurance Reserve Fund for Compensated Absences are based on a percentage of salary (approximately 2.7 %) necessary to generate a sufficient monetary base within the fund to accommodate current year expenses, and begin building a stronger reserve for the future. Departmental Disability premium payments to the Internal Service Fund are likewise a percentage of salary. 91 92 ■ ■ The Equipment Maintenance and Replacement Fund is used to provide funding for the ■ maintenance of almost all of the City's fleet of Rolling Equipment, and to accumulate ■ "depreciation" funds for the eventual replacement of that equipment. Based on the City's maintenance experience, anticipated equipment life span, and projected replacement costs, rates ■ were established for each class and type of equipment. These rates function much like vehicle ■ rental rates from the perspective of the using Departments. ■ Funds for replacement, on the one hand, and maintenance, on the other, remain segregated. Maintenance funds are used to fully fund the General Services Equipment Maintenance Division, ■ including the Auto Parts Warehouse, and certain other General Services Department overhead ■ expenses which are directly attributable to rolling equipment maintenance, but are contained in the budgets of other divisions. Each Department Budget unit's share of this cost, based on the ■ equipment it has in service, are contained on line 8022 of the respective M &O budget sheets. . Recommendations for rolling stock replacement are made by each Department to the City Manager through the General Services Director. The City Manager then includes his final recommendation for Equipment Replacement action to the City Council as part of the annual ■ budget submission. Money accumulated in the Equipment Replacement portion of this Fund can ■ only be used for equipment replacement unless specifically reprogrammed by the City Manager. Each Department Budget unit's "contributions" to this fund, based on the equipment it has in ■ service, can be found on line 8024 of the respective M &O budget sheets. ■ During Fiscal Year 1997 -98, the City projects the following expenditures from Internal Service ■ Funds: ■ Equipment Maintenance: $1,467,836 Equipment Replacement: $2,020,800 ■ Compensated Absences: $ 530,783 ■ Workers' Compensation: $1,994,743* Disability Coverage: $ 312,809* ■ General Liability: $1,313,940* ■ ■ * Includes legal services, insurance premiums, contract administration, claims & settlements, and payments to providers of medical service. ■ ■ ■ ■ ■ FIXED ASSET SCHEDULE Schedule of General Municipal Property as of June 30, 1996 Description Civic Center City Hall Police Station Professional Building Fire Stations Balboa Boulevard Headquarters # 2 Jamboree and Santa Barbara # 3 Balboa Island # 4 Corona del Mar # 5 Irvine Avenue # 6 Marine Lifeguard Headquarters Libraries Balboa Corona del Mar Mariners Multipurpose Room at Mariners Central Library Land Structures Warehouse American Legion Property Beacon Bay City Yard 19th China Cove Lots N Street Beach Lots 26th Street Parking Balboa Parking Lot Palm Street Lot Year of Historical Acquisition Cost 1948 1,341,003 1973 2,138,517 1983 1,129,351 1962 109,802 1952 479,534 1971 595,597 1993 825,614 1948 57,535 1958 102,866 1965 163,987 1920 144,238 1958 148,295 1963 151,727 1966 42,035 1992 7,400,000 1994. 8,000,000 1973 77,028 1929 127,285 1929 3,309,895 1919 4,307,296 1905 24,250 1952 36,522 - 500,000 1965 38,390 1925 319,818 1995 776,934 93 94 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Year of Historical Description Acquisition Cost Ocean Front Parking Lot - 25,693 Corona del Mar Beach Parking Lot 1957 159,470 Corona del Mar Beach Concession 1957 81,183 Corona del Mar Beach Restrooms 1957 70,996 15th Street Restrooms 1962 28,917 19th Street Restrooms 1935 2,000 Washington Street Restrooms 1935 60,441 Balboa Pier Restrooms 1957 12,869 Newport Pier Restrooms 1958 36,211 West Newport Restrooms 1955 25,263 Orange and Seashore Restrooms 1976 55,800 Voluntary Action Center (VAC) 1919 120,976 Channel Place Park 1958 50,005 Newport Island Park 1938 159,653 38th Street Park 1925 422,729 Cliff Drive Park 1960 699,478 Mariners Mile Park 1957 146,995 Galaxy Park 1962 60,000 Westcliff Park 1962 210,215 Las Arenas Park 1919 295,480 Lido Park - 123,335 Peninsula Park 1929 81,869 Eastbluff Park 1965 438,133 Irvine Terrace Park 1960 491,842 Community Youth Center 1962 855,208 Begonia Park 1926 267,049 Buck Gully Beach Park 1926 127,687 Buffalo Hills Park 1969 839,309 Balboa Bay Club Land Site 1928 10 30th and Newport Parking Lot - 105,999 Boy Scout House 1958 316 Girl Scout House - 24,665 15th Street Pier 1968 9,710 Newport Pier 1922 186,745 Balboa Pier 1925 83,877 Little Island Bridge 1972 1,870 Harbor Hills View Park 1972 89,379 San Joaquin Hills Park 1972 388,454 Balboa Island Park 1973 196,494 94 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ * Fair Market Value of donated land was not available at the time of publication. 95 Year of Historical Description Acquisition Cost Cliff Drive View Park 1973 345,739 Harbor View Nature Park 1974 424,089 Ensign View Park 1975 929,726 Balboa Island Park 1974 175,260 San Miguel Park 1983 488,291 Oil Well Facilities 1982 1,147,988 Balboa Yacht Basin 1982 3,386,666 North Ford Park 1984 112,103 Kings Road View Park 1975 110,000 West Newport Triangle 1975 55,000 Senior Citizen Facility 1975 1,254,659 Mariners Mile Parking Lot 1976 614,250 Balboa Peninsula Lot 1976 47,250 West Newport Park 1977 975,772 Bayside Drive Park 1978 133,209 Spyglass Hill Park 1978 101,972 Inspiration Point 1979 881,990 Bonita Creek Park 1987 1,860,394 30th and Villa Parking Lot 1987 12,500 Galley Cafe 1988 44,100 West Newport Community Center 1988 1,581,459 Lincoln Athletic Field 1988 614,568 Balboa Parking I.ot 1994 885,133 Donated Park - Land 1997 302,299 Bob Henry Park - Land 1997 Bob Henry Park - Improvemnts 1997 1,000,000 Est Total 56,868,261 Other Equipment 10,516,968 General Municipal Property Total 67,385,229 * Fair Market Value of donated land was not available at the time of publication. 95 m ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ WL DYNES BALBOA ISLAND 9fa\ T e N Income Property 5 .„ City of Newport Beach California Administrative Services Department -11 COFONA �,\ h' Neepprt into• lion Spy stem Ipminixtrol+ +e $e s nep rtmCnt r997 97 American Legion Hall, boat storage, slips 21515th Street 2 Balboa Angling Club clubhouse, dock V 200 A Street t `` 3 Balboa Bay Club Apts., club, ct al 1221 Coast Hw y West t+ �r 4 Balboa Comm. Center Balboa Power Squadron mnm(pwn n) 17141ialboa Ithd. West 5 Boys & Girls C1Ub Club &Gymnasium 2555 Vista del Oro o I{ 6 Balboa PC m Ferry loading & stora ge Palm Street 9 7 Balboa Pier Ruby's Restaurant - } A End of pier 8 Balboa Yacht Basin Slips & Misc. Harbor Island Drive 9 Balboa Yacht Club Tidelands 1801 liaysidl Drive j 10 Beacon Bay 72 Home Sites I Harbor Island Drivc FA3 (M i6LAN 11 City-County Dock Ncwpnrt Arches Marina 3333 Coast Hwy West 12 CDM Beach Food Concession Slate Ecach 13 Girl scout House Day amp 1700 Falboa Alvd. West '1 14 Harbor Island Leases Encroachments Ilather Island 15 Lido Bay Front Park, twat storage, slips Lido Isle perimitcr J/ 16 Marina Park 58 mobile homes J 'il _ 11A i 1770 Balboa lilvd. West / 17 Newport Pier Fisherman's Restaurant cA\ End of pier , 18 OR Operations Oil &Gas Wells + (,�,� t .. f�'j Newport Shores ♦ i ✓' / �, 19 Radio Tower Antenna 6th 949 West 1 Street 20 Telescopes Pay tck:scapcs 1 +� llalbw &Newport FierS 21 44th Street House Duplex �?�)`, = '. .,'V• AA & 204 1/2 44th Street <'; /;< Triangle 22 38th &Lake Parking -11 COFONA �,\ h' Neepprt into• lion Spy stem Ipminixtrol+ +e $e s nep rtmCnt r997 97 FIXED ASSET SCHEDULE Proprietary Fund Type Schedule of Structures, Improvements and Equipment as of June 30, 1996 Water Uti Meters Wells Transmission Pipelines Pumping Stations Reservoirs: Big Canyon Spyglass Zone 2 & 3 16th Street San Joaquin Capitalized Interest Warehouse Total Structures and Improvements Equipment Total Water Utility Wastewater Utility Mains Pumping Stations Total Structures and Improvements Equipment Total Wastewater Utility Fleet Management Total Fleet M Historical Accumulated Net Book Cost Depreciation Value $ 24,621,661 $ 16,851,268 $ 7,770,393 3,149,530 2,182,974 966,556 1,468,980 262,993 1,205,987 8,199,760 163,995 8,035,765 3,793,030 447,302 3,345,728 2,341,677 639,011 6,492,885 532,565 1,034,462 205,793 52,479,354 627,374 $ 53,106,728 $ 26,456,266 5,417,911 1,227,287 206,976 467,291 72,841 13,793 50,435 21,947,155 445,192 $ 22,392,347 $ 17,674,469 4,435,728 31,874,177 22,110,197 43,797 26,679 $ 31,917,974 $ 22,136,876 1,114,390 432,035 6,025,594 459,724 1,020,669 155,358 30,532,199 182,182 $ 30,714,381 $ 8,781,797 982,183 9,763,980 17,118 $ 9,781,098 $ 8,004,775 $ 3,158,848 $ 4,845,927 EQUIPMENT MAINTENANCE AND REPLACEMENT FUND Schedule of Rolling Equipment Replacement (FY 1997 -98) Public Safety Departments Fire/Marine Department $18,500 Station Wagon (4x4) $26,000 Paramedic Van $63,000 Truck, 1/4 ton (4x4) $24,500 Community Services Sub Total $113,500 Police Department $36,000 Patml/fraffic Sedans (3) $71,400 Detective Sedans (6) $111,000 Motorcycle $17,500 Video Van 5$ 0,000 Sub Total $249,900 PUBLIC SAFETY TOTALS $363,400 1997 -98 Lease Payments GRAND TOTAL ALL DEPARTMENTS Other Departments Buildine Denartment Sedan, Mid -size $18,500 Sedan, Compact $16,500 Trucks, 1/4 ton (3) $49.5 00 Sub Total $84,500 Community Services Sedan, Mid -size (2) $36,000 General Services Department Street Sweeper $126,000 Refuse Packer $45,000 Cement Mixer $4,200 Wheeled Loader $95,000 Paving Machine $95,000 Transfer Trailers (2) $100,000 Line Striper $4,800 Pesticide Spraying Truck $21.000 Sub Total $491,000 Public Works Sedans, Compact (2) $33,000 Trucks. 1/4 ton (2) $33,000 Trucks, 3/4 ton Utility Body (2) $61,000 Trucks, 1 ton Utility Body $29,000 Station Wagon (4x4) $24,000 Arrow Board $8,000 Compressor IS 3.000 Sub Total $201,000 OTHER DEPARTMENT TOTALS $812,500 $660.383 n ROLLING STOCK AND AIRCRAFT IN SERVICE Utility Enterprise Passenger Cars 4 1 5 0 Fiscal Year Fiscal Year 35 Fiscal Year Fiscal Year Fiscal Year 1997 -98 1997 -98 0 2 1995 -96 1996 -97 1996 -97 Projected Projected 0 Final Changes & Final Changes & Final General City Operations Inventory Adjustments Inventory Adjustments Inventory Helicopters* 2 -2 0 0 0 Pass Cars 101 -7 94 0 94 Jeeps 9 -2 7 -4 3 Motorcycles 15 1 16 0 16 Trucks 114 5 119 -2 117 Fire Trucks 11 0 11 0 11 Loadpackers 24 -1 23 0 23 Street Sweepers 7 -1 6 0 6 Tractors and Graders 6 -1 5 -1 4 Backhoes and Loaders 6 0 6 0 6 Beach Cleaners 3 -1 2 0 2 Trailers 32 -4 28 -1 27 Trailer, Office 2 0 2 0 2 Special Equipment 27 0 27 -3 24 Total General City Operations 359 -13 346 -11 335 Utility Enterprise Passenger Cars 4 1 5 0 5 Trucks 35 2 37 0 37 Tractors and Graders 2 0 2 0 2 Backhoes and Loaders 7 -1 6 0 6 Trailers 14 -3 11 0 11 Special Equipment 14 l 15 0 15 Total Utility Enterprise ** 76 0 76 0 76 GRAND TOTAL 435 -13 422 -11 411 * In Fiscal Year 1996 -97, Newport Beach and Costa Mesa formed a Joint Powers Authority (JPA) for the purpose of providing specified helicopter support service covering both cities. In conjunction with that transition, the City removed one helicopter from service and turned the other one over to the JPA. ** Includes vehicles in both the Water and Wastewater Sections 100 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ 6YEARALS 1:54 PM 9/17/97 SIX YEAR COMPARISON OF REGULAR PERMANENT EMPLOYEES 1992-93 1993 -94 1994 -95 1995 -96 1996 -97 1997.98 GENERAL CITY GOVERNMENT City Council City Clerk City Manager Deputy City Manager Personnel City Attorney Finance Administrative Services Telecommunications Total PUBLIC SAFETY Police Fire Marine Fire and Marine Total ■ 0.00 0.00 COMMUNITY DEVELOPMENT ■ Planning 4.00 Building ■ Total ■ PUBLIC WORKS ■ Public Works ■ Utilities - Electrical ■ Public Works and Utilities ■ General Services 2.00 Total ■ 0.00 0.00 COMMUNITY SERVICES ■ Library 4.00 Administration ■ Recreation 2.00 Senior Citizens ■ Total ■ BALBOA YACHT BASIN ■ WATER ENTERPRISE FUND ■ SEWER ENTERPRISE FUND 0.00 0.00 0.00 0.00 0.00 0.00 4.00 3.00 3.00 3.00 2.00 2.00 2.00 2.00 2.00 4.00 4.00 4.00 2.00 2.00 2.00 0.00 0.00 0.00 5.00 5.00 5.00 0.00 0.00 0.00 4.00 4.00 3.00 5.00 5.00 5.00 41.00 39.00 35.00 0.00 0.00 0.00 0.00 0.00 0.00 46.00 48.00 48.00 2.00 2.00 2.00 0.00 0.00 0.00 60.00 57.00 52.00 58.00 59.00 59.00 221.00 210.00 203.00 206.00 209.00 212.00 108.00 109.00 104.00 0.00 0.00 0.00 20.00 18.00 18.00 0.00 0.00 0.00 0.00 0.00 0.00 120.00 122.00 122.00 349.00 337.00 325.00 326.00 331.00 334.00 22.00 20.00 18.00 17.00 12.00 11.00 21.00 19.00 18.00 17.00 20.00 21.00 43.00 39.00 36.00 34.00 32.00 32.00 35.00 29.00 29.00 0.00 0.00 0.00 5.00 5.00 4.00 0.00 0.00 0.00 0.00 0.00 0.00 32.00 33.00 33.00 166.00 148.00 141.00 123.00 125.00 123.00 206.00 182.00 174.00 155.00 158.00 156.00 42.00 38.00 35.00 33.00 32.00 32.00 2.00 2.00 3.00 2.00 2.00 2.00 12.00 11.00 10.00 8.00 8.00 8.00 5.00 4.00 4.00 4.00 4.00 4.00 61.00 55.00 52.00 47.00 46.00 46.00 1.00 1.00 1.00 1.00 1.00 1.00 32.00 32.00 33.00 30.00 31.00 31.00 11.00 11.00 11.00 11.00 11.00 11.00 ■ TOTAL PERMANENT EMPLOYEES 763.00 714.00 684.00 662.00 669.00 670.00 ■ ■ ■ ■ 101 ■ ■ Debt Service Estimates ■ 1997 -98 ■ tsse Original Balance Balance Total Principal Issuance 711197 Additions (1) Deletions 6130198 Payments Interest Paid to Date ■ Library Certificates of ■ Participation 7,500,000 6,940,000 (160,000) 6,780,000 588,685 428,685 720,000 Balboa Marina Loan 3,457,930 2,813,703 (109,755) 2,703,948 236,372 126,617 753,982 Water Revenue Bonds 17,100,000 14,560,000 (915,000) 13,645,000 1,699,390 784,390 3,455,000 ■ Computer Leases 4,305,779 4,119,064 (703.224) 3,415,840 838,157 134,933 889,939 Other Office Equipment ■ Leases 91,983 10,413 (10,413) 0 10,666 253 91,983 Rolling Stock Leases 2,442,728 787,545 667,214 (498,345) 956,414 541,198 42,853 1,486.314 CIOSA Series 7,5001000 6,740,000 (35,000) 6,705,000 475,385 440,385 795,000 ■ CIOSA SenesB 8,600,000 8,600,000 8,600,000 140,661 140,661 0 ■ Total Debt Service 50,998,420 44,570,725 667,214 _(_2,431,737) 42,806,202 4,530.514 2,0 98,777 6,192,218 ■ ■ ■ ■ ■ ■ ■ (1) Financing information was not available at the time of this report for new leases. ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ 102 ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Glossary Accrual Basis - A basis of accounting in which transactions are recognized at the time they are incurred, as opposed to when cash is received or spent. Activity - Departmental efforts which contribute to the achievement of a specific set of program objectives; the smallest unit of the program budget. Ackerman Donation Fund - Used to account for the receipt and disbursement of funds received from the Ackerman Trust. These funds are split between the City and the University of California, Irvine. The City's portion must be used for library and scholarship purposes. Ad Valorem Taxes - Commonly referred to as property taxes, are levied on both real and personal property according to the property's valuation and the tax rate. Air Quality Management District (AQMD) Fund - Used to account for revenues received from the South Coast Air Quality Management District restricted for the use of reducing air pollution. Appropriation - A legal authorization to incur obligations and to make expenditures for specific purposes. Assessed Valuation - The valuation set upon real estate and certain personal property by the Assessor as a basis for levying property taxes. Assessment District Fund - Used to account for the receipt and expenditure of funds received from 1911 Act and 1915 Act Assessment Districts for capital improvement projects. Authorized Positions - Employee positions, which are authorized in the adopted budget, to be filled during the year. Available (Undesignated) Fund Balance - This refers to the funds remaining from the prior year which are available for appropriation and expenditure in the current year. Bond Refinancing - The payoff and re- issuance of bonds, to obtain better interest rates and/or bond conditions. Budget - A plan of financial activity for a specified period of time (fiscal year or biennium) indicating all planned revenues and expenses for the budget period. Budgetary Basis - This refers to the basis of accounting used to estimate financing sources and uses in the budget. This generally takes one of three forms: GAAP, cash, or modified accrual. 103 104 ■ ■ Budget Calendar - The schedule of key dates which a government follows in the preparation and ■ adoption of the budget. ■ Budgetary Control - The control or management of a government in accordance with the approved ■ budget for the purpose of keeping expenditures within the limitations of available appropriations and ■ resources. ■ Building Excise Tax Fund - Used to account for revenues received from builders or developers on building or remodeling projects within the City. Expenditures from this fund are used exclusively for ■ public safety, libraries, parks, beaches, or recreational activities. ■ Cannery Village Enterprise Fund - Used to account for the revenues and expenses of operating the ■ Cannery Village parking facility. ■ Capital Assets - Assets of significant value and having a useful life of several years. Capital assets are ■ also called fixed assets. ■ Capital Budget - The appropriation of bonds or operating revenue for improvements to facilities, and ■ other infrastructure. ■ Capital Improvements - Expenditures related to the acquisition, expansion or rehabilitation of an element of the government's physical plant; sometimes referred to as infrastructure. ■ ■ Capital Improvement Fund - Used to account for the receipt and expenditure of City funds specifically identified for capital improvement projects. ■ ■ Capital Improvements Program (CIP) - A plan for capital outlay to be incurred each year over a fixed number of years to meet capital needs arising from the government's long -term needs. ■ Capital Outlay - Fixed assets which have a value of $500 or more and have a useful economic lifetime ■ of more than one year; or, assets of any value if the nature of the item is such that it must be controlled ■ for custody purposes as a fixed asset. ■ Capital Project - Major construction, acquisition, or renovation activities which add value to a ■ government's physical assets or significantly increase their useful life. Also called capital improvements. ■ Capital Reserve - An account used to segregate a portion of the government's equity to be used for ■ future capital program expenditures. The amount of capital reserve is roughly equal to the ■ government's annual equipment depreciation and an amount identified as being needed for future capital acquisition. ■ ■ ■ ■ ■ ■ ■ ■ Cash Basis - A basis of accounting in which transactions are recognized only when cash is increased or ■ decreased. ■ Charges for Services - Those charges levied to individuals or organizations for the use or consumption ■ of services provided by the City. ■ CIOSA Construction Fund - Used to account for the receipt and expenditure of funds for the Circulation Improvement and Open Space Agreement (CIOSA). The improvements include street and ■ frontage improvements. ■ Circulation and Transportation Fund - Used to account for fair share revenues collected from ■ developers and restricted for capital improvement projects meeting the circulation element of the City's ■ General Plan. ■ Combined Transportation Fund - Used to account for the revenues and expenditures of funds received from the Orange County Combined Transportation Funding Program. Expenditures from this fund are ■ used exclusively for transportation related purposes. ■ Community Development Block Grant (CDBG) Fund - Used to account for revenues and ■ expenditures relating to the City's Community Development Block Grant program. These funds are received from the Federal Department of Housing and Urban Development and must be expended ■ exclusively on programs for low or moderate income individuals/families. ■ Consumer Price Index (CM) - A statistical description of price levels provided by the U. S. ■ Department of Labor. The index is used as a measure of the increase in the cost of living (i.e., economic ■ inflation). ■ Contingency - A budgetary reserve set aside for emergencies or unforeseen expenditures not otherwise budgeted. ■ . Contractual Services - Services rendered to a government by private firms, individuals, or other governmental agencies. Examples include utilities, rent, maintenance agreements, and professional ■ consulting services. ■ Contributions Fund - Used to account for revenues received from other government agencies or private ■ developers and expended for specific street or highway construction projects. ■ Cost -of- living Adjustment (COLA) - An increase in compensation based on the effect of inflation. ■ Debt Service - The cost of paying principal and interest on borrowed money according to a ■ predetermined payment schedule. ■ ■ ■ ■ 105 106 ■ ■ Deficit - The excess of an entity's liabilities over its assets or the excess of expenditures or expenses ■ over revenues during a single accounting period. ■ Department - The basis organizational unit of government which is functionally unique in its delivery ■ of services. ■ Depreciation - Expiration in the service life of capital assets attributable to wear and tear, deterioration, . action of the physical elements, inadequacy or obsolescence. ■ Development Fees - Those fees and charges generated by building, development and growth in a ■ community. Included are building and street permits, development review fees, and zoning, platting and subdivision fees. ■ Disbursement - The expenditure of monies from an account. ■ Distinguished Budget Presentation Awards Program - A voluntary awards program administered by the Government Finance Officers Association to encourage governments to prepare effective budget ■ documents. ■ Employee (or Fringe) Benefits - Contributions made by a government to meet commitments or ■ obligations for employee fringe benefits. Included are the goveMment's share of costs for Social Security and the various pension, medical, and life insurance plans. ■ ■ Encumbrance - The commitment of appropriated funds to purchase an item or service. To encumber funds means to set aside or commit funds for a specified future expenditure. ■ ■ Enterprise Fund — Used to account for City operations that are financed and operated in a manner similar to private business enterprises. The objective of segregating activities of this type is to identify ■ the costs of providing the services, and to finance them through user charges. ■ Entitlements - Payments to which local governmental units are entitled, pursuant to an allocation ■ formula determined by the agency providing the monies, usually the state or the federal government. ■ Environmental Liability Fund - Used to account for solid waste fees restricted for mitigation of future ■ environmental liability relating to the handling of solid waste. ■ Equipment Fund - Used to account for the cost of maintaining and replacing the City's rolling stock fleet and the rental of the fleet to operating departments. ■ ■ Expenditure - The payment of cash on the transfer of property or services for the purpose of acquiring an asset, service or settling a loss. ■ ■ ■ ■ ■ ■ ■ ■ Expense - Charges incurred (whether paid immediately or unpaid) for operations, maintenance, interest ■ or other charges. ■ Fiscal Policy - A government's policies with respect to revenues, spending, and debt management as ■ these relate to government services, programs and capital investment. Fiscal policy provides an agreed upon set of principles for the planning and programming of government budgets and their funding. ■ Fiscal Year - A twelve -month period designated as the operating year for accounting and budgeting ■ purposes in an organization. ■ Fired Assets - Assets of long -term character that are intended to continue to be held or used, such as ■ land, buildings, machinery, furniture, and other equipment. ■ Full -time Equivalent Position (FTE) - A part -time position converted to the decimal equivalent of a ■ full -time position based on 2,080 hours per year. For example, a part -time typist working for 20 hours per week would be the equivalent to .5 of a full -time position. ■ ■ Function - A group of related activities aimed at accomplishing a major service or regulatory program for which a government is responsible (e.g., public safety). ■ Fund - A fiscal entity with revenues and expenses which are segregated for the purpose of carrying out a specific purpose or activity. ■ Fund Balance - The excess of the assets of a fund over its liabilities, reserves, and carryover. ■ ■ GAAP - Generally Accepted Accounting Principles. Uniform minimum standards for financial accounting and recording, encompassing the conventions, rules, and procedures that define accepted accounting principles. ■ General Fund - Used to account for fiscal resources which are: a) dedicated to the general government ■ operations of the City, and b) not required to be accounted for in another fund. ■ General Obligation (G.O.) Bond - This type of bond is backed by the full faith, credit and taxing ■ power of the government. ■ Goal - A statement of broad direction, purpose or intent based on the needs of the community. A goal is general and timeless. ■ ■ Grants - A contribution by a government or other organization to support a particular function. Grants may be classified as either operational or capital, depending upon the grantee. ■ ■ ■ ■ 107 Hourly - An employee who fills a temporary or short-term position. Such employees provide contingency staffing for government operations during peak workloads, or to address temporary staffing needs. Hourly employees are paid on a per -hour basis, and receive limited benefits. Indirect Cost - A cost necessary for the functioning of the organization as a whole, but which cannot be directly assigned to one service. Infrastructure - The physical assets of a government (e.g., streets, water, sewer, public buildings and parks). Insurance Reserve Fund - Used to account for the City's self insured general liability and workers' compensation program as well as the City's accumulated liability for Compensated Absences. Interfund Transfers - The movement of monies between funds of the same governmental entity. Intergovernmental Revenue - Funds received from federal, state and other local government sources in the form of grants, shared revenues, and payments in lieu of taxes. Internal Service Charges - The charges to user departments for internal services provided by another government agency, such as equipment maintenance and replacement charges, or insurance funded from a central pool. Lapsing Appropriation - An appropriation made for a certain period of time, generally for the budget year. At the end of the specified period any unexpected or unencumbered balance lapses or ends, unless otherwise provided by law. Levy - To impose taxes for the support of government activities. Line -item Budget - A budget prepared along departmental lines that focuses on what is to be bought. Long -term Debt - Debt with a maturity of more than one year after the date of issuance. Maintenance and Operations - Expendable materials and operating supplies necessary to conduct departmental operations. Narcotics Asset Forfeiture (NAF) Fund - Established to account for all revenues resulting from the seizure of assets in conjunction with criminal cases (primarily drug trafficking). It is the City's policy that all such funds shall be used for enhancement of law enforcement programs. Net Bridget - The legally adopted budget less all interfund transfers and interdepartmental charges. Nominal Dollars - The presentation of dollar amounts not adjusted for inflation. Adjusting for inflation would be done to reflect the real purchasing power of money today. [ tom.' ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Object of Expenditure - An expenditure classification, referring to the lowest and most detailed level of ■ classification, such as electricity, office supplies, asphalt, and furniture. ■ Objective - Something to be accomplished in specific, well defined, and measurable terms and that is ■ achievable within a specific time frame. ■ Obligations - Amounts which a government may be legally required to meet out of its resources. They include not only actual liabilities, but also encumbrances not yet paid. ■ ■ Operating Revenue - Funds that the government receives as income to pay for ongoing operations. It includes such items as taxes, fees from specific services, interest earnings, and grant revenues. ■ Operating revenues are used to pay for day -to -day services. ■ Operating Expenses - The cost for personnel, materials and equipment required for a department to ■ function. ■ Output Indicator - A unit of work accomplished, without reference to the re sources required to do the ■ work (e.g., number of permits issued, number of refuse collections made, or number of burglary arrests made). Output indicators do not reflect the effectiveness or efficiency of the work performed. ■ ■ Pay-as-you-go Basis - A term used to describe a financial policy by which capital outlays are financed from current revenues rather than through borrowing. ■ Performance Budget - A budget wherein expenditures are based primarily upon measurable ■ performance of activities and work programs. ■ Performance Indicators - Specific quantitative and qualitative measures of work performed as an ■ objective of specific departments or programs. ■ Performance Measure - Data collected to determine how effective or efficient a program is in achieving ■ its objectives. ■ Personal Services - Expenditures for salaries, wages, and fringe benefits of a government's employees. ■ Prior -Year Encumbrances - Obligations from previous fiscal years in the form of purchase orders, ■ contracts or salary commitments which are chargeable to an appropriation, and for which a part of the ■ appropriation is reserved. They cease to be encumbrances when the obligations are paid or otherwise terminated. ■ Program - A group of related activities performed by one or more organizational units for the purpose ■ of accomplishing a function for which the government is responsible. ■ ■ ■ ■ 109 I10 ■ ■ Program Budget - A budget which allocates money to the functions or activities of a government rather ■ than to specific items of cost or to specific departments. ■ Program Performance Budget - A method of budgeting whereby the services provided to the residents ■ are broken down in identifiable service programs or performance units. A unit can be a department, a ■ division, or a workgroup. Each program has an identifiable service or output and objectives to effectively provide the service. The effectiveness and efficiency of providing the service by the ■ program is measured by performance indicators. ■ Program Revenue (Income) - Revenues earned by a program, including fees for services, incense and ■ permit fees, and fines. ■ Purpose - A broad statement of the goals, in terms of meeting public service needs, that a department is organized to meet. ■ ■ Reserve - An account used either to set aside budgeted revenues that are not required for expenditure in the current budget year or to earmark revenues for a specific future purpose. ■ ■ Resolution - A special or temporary order of a legislative body; an order of a legislative body requiring less legal formality than an ordinance or statute. ■ Resources - Total amounts available for appropriation including estimated revenues, fund transfers, and ■ beginning balances. ■ Revenue - Sources of income financing the operations of government. ■ ■ Revenue Bond - This type of bond is backed only by the revenues from a specific enterprise or project, such as a hospital or toll road. ■ Secured Property Tax — The ad valorum tax on real property (land and improvements). ■ ■ Service Level - Services or products which comprise actual or expected output of a given program. Focus is on results, not measures of workload. ■ SLESF -COPS Fund — Used to account for the proceeds of the State Grant that provides funds for ■ additional law enforcement personnel. ■ Source of Revenue - Revenues are classified according to their source or point of origin. ■ ■ Special Assessment Fund - Used to account for funds received from affected property owners and payable to holders of 1911 Act, 1915 Act and other special assessment bonds. ■ ■ ■ ■ ■ ■ ■ ■ State Gas Tax Fund - Accounts for all State Gas Tax related revenues and expenditures, including . street repair, construction, and maintenance. State law requires that these funds be used exclusively for maintenance of the street and highway system. ■ ■ Supplemental Appropriation - An additional. appropriation made by the governing body after the budget year has started. ■ Supplemental Requests - Programs and services which departments would like to have added (in ■ priority order) over their target budget, or if revenue received is greater than anticipated. ■ Target Budget - Desirable expenditure levels provided to departments in developing the coming year's recommended budget. Based on the prior year's adopted budget, excluding one -time expenditures, ■ projected revenues, and reserve requirements. ■ Tax Levy - The resultant product when the tax rate per one hundred dollars is multiplied by the tax base. ■ . Tares - Compulsory charges levied by a government for the purpose of financing services performed for the common benefit of the people. This term does not include specific charges made against particular persons or property for current or permanent benefit, such as special assessments. ■ Tide and Submerged Land Fund - Used to account for all revenues and expenditures related to the . operation of the City's tidelands, including beaches and marinas. ■ Transfers In/Out - Amounts transferred from one fund to finance the services for the recipient fund. Unencumbered Balance -The amount of an appropriation that is neither expended nor encumbered. It ■ is essentially the amount of money still available for future purposes. Unreserved Fund Ba lance - The portion of a fund's balance that is not restricted for a specific purpose ■ and is available for general appropriation. ■ Unsecured Property Tax — The property tax on unsecured property such as business inventory or . moveable equipment. User Charges - The payment of a fee for direct receipt of a public service by the party who benefits . from the service. . Variable Cost - A cost that increases /decreases with increases /decreases in the amount of service provided such as the payment of a salary. ■ r Wastewater Enterprise Fund - Used to account for the activities associated with providing sewer services by the City to its users. ■ ■ ■ 111 112 ■ ■ Water Enterprise Fund - Used to account for the activities associated with the transmission and distribution of potable water by the City to its users. . Working Cash - Excess of readily available assets over current liabilities. Or cash on hand equivalents Which may be used to satisfy cash flow needs. . Workload Indicator - A unit of work to be done (e.g., number of permit applications received, the . number of households receiving refuse collection service, or the number of burglaries to be investigated). Work Years - The amount of personnel resources required for a program expressed in terms of the "full- . time equivalent" number of employees. One "work year" is equal to one full -time, year -round employee. For most categories, this equals 2,080 hours year (40 hours per week times 52 weeks). The number of hours a part-time employee is budgeted to work during the year is divided by 2,080 to arrive . at the equivalent number of "work years" for the position.