HomeMy WebLinkAbout09 - Substantial Amendment to CDBG Action Plans_PA2010-071CITY OF
NEWPORT BEACH
City Council Staff Report
Agenda Item No. 9
May 8, 2012
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
FROM: Community Development Department
Kimberly Brandt, AICP, Director
949 - 644 -3226, kbrandt @newportbeachca.gov
PREPARED BY: James Campbell, Principal Planner
APPROVED:
TITLE: Substantial Amendment to Community Development Block Grant
Action Plans for Fiscal Years 2010 -2011 and 2011 -2012
ABSTRACT:
The U.S. Department of Housing and Urban Development (HUD) requires the City of
Newport Beach to provide a 30 -day public review and comment period prior to making
substantial changes to its Community Development Block Grant (CDBG) Action Plan(s).
To facilitate the efficient use of CDBG funds to benefit Newport Beach residents, the
Community Development Department has prepared a Substantial Amendment to the
2010 -2011 and 2011 -2012 Action Plans previously submitted to HUD. The Substantial
Amendment is necessary in order to cancel two (2) prior -year activities and to
reprogram unspent CDBG funds into a new 2012 -2013 activity.
RECOMMENDATION:
1. Hold a public hearing to receive comments on the proposed Substantial Amendment
to the 2010 -2011 and 2011 -2012 CDBG Action Plans; and
2. Adopt Resolution No. 2012- 30 to approve the Substantial Amendment that:
a. Cancels the 2010 -2011 Utility Assessment District Grant Program and the
2011 -2012 Sidewalk, Curb and Gutter Improvements activity; and
b. Authorizes the City Manager to submit the Substantial Amendment to HUD.
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Substantial Amendment to Community Development Block Grant Action Plans for Fiscal
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May 08, 2012
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FUNDING REQUIREMENTS:
There is no fiscal impact to the General Fund related to this item. This item allows the
City to reallocate unspent prior year CDBG funds to a new activity as part of the 2012-
2013 Action Plan.
DISCUSSION:
According to HUD regulations, the City must provide the public with notice of a 30 -day
public review and comment period prior to making substantial changes to its Community
Development Block Grant (CDBG) Action Plan(s). A substantial change is defined in
the City's Citizen Participation Plan for the CDBG program as carrying out an activity
not previously described in the Action Plan, canceling an activity previously described in
the Action Plan, increasing or decreasing the amount to be expended on a particular
activity from the amount stated in the Action Plan by more than 20 percent, or
substantially changing the purpose, scope, location or beneficiaries of an activity.
The City proposes to cancel the 2010 -2011 Utility Assessment District Grant Program,
which received $65,922 to assist low- income homeowners with maximum $5,000 grants
to defray the costs associated with private connection to newly undergrounded utilities.
From July 1, 2010 to present, no grants have been made and the entire $65,922
allocation remains unspent. The cancellation of this activity will allow these funds to be
reprogrammed as part of the 2012 -2013 Action Plan for a new CDBG activity.
Further, the City proposes to cancel the 2011 -2012 Sidewalk, Curb and Gutter
Improvements activity, which received $8,802. The funding level for this activity was not
sufficient to implement the activity. The cancellation of this activity will allow these
funds to be reprogrammed as part of the 2012 -2013 Action Plan for a new CDBG
activity.
The Draft 2012 -2013 Action Plan that will be submitted to the City Council for approval
subsequent to consideration of this item proposes to combine the $74,724 from these
cancelled activities with $25,450 of new CDBG funds to implement the 2012 -2013
Sidewalk, Curb and Gutter Improvements activity that will provide improvements to
repair concrete ADA access pathways and other ADA improvements throughout the
city.
On March 29, 2012, staff published a notice in the Daily Pilot informing the general
public that the City of Newport Beach had prepared the Substantial Amendment to the
2010 -2011 and 2011 -2012 Action Plans and that such would be available for review and
comment until May 8, 2012. The public was provided an opportunity to provide oral
and /or written comments on the Action Plan and the proposed activities. To date, no
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Substantial Amendment to Community Development Block Grant Action Plans for Fiscal
Years 2010 -2011 and 2011 -2012
May 08, 2012
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public comments have been received. Additionally, the Citizen Participation Plan
requires that a public hearing be held to receive testimony from interested residents or
parties regarding the Substantial Amendment. Tonight's public hearing fulfills the
requirements for the public hearing.
ENVIRONMENTAL REVIEW:
Staff recommends the City Council find this action is not subject to the California
Environmental Quality Act ( "CEQX) pursuant to Sections 15060(c)(2) (the activity will
not result in a direct or reasonably foreseeable indirect physical change in the
environment) and 15060(c)(3) (the activity is not a project as defined in Section 15378)
of the CEQA Guidelines, California Code of Regulations, Title 14, Chapter 3, because it
has no potential for resulting in physical change to the environment, directly or
indirectly.
NOTICING:
In accordance with HUD requirements for a 30 -day public review and comment period,
notice of the public hearing was published in the Daily Pilot on March 29, 2012. Further,
the agenda item has been noticed according to the Brown Act (72 hours in advance of
the meeting at which the City Council considers the item).
Submitted by:
Kimberly Brandt, A CF, Directo
Attachment: Draft Resolution
RESOLUTION NO. 2012-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF NEWPORT
BEACH APPROVING A SUBSTANTIAL AMENDMENT OF THE
COMMUNITY DEVELOPMENT BLOCK GRANT 2010 -2011 AND 2011-
2012 ANNUAL ACTION PLANS
WHEREAS, the City of Newport Beach participates in the Department of
Housing and Urban Development's Community Development Block Grant (CDBG); and
WHEREAS, on August 26, 2009, the City of Newport Beach conducted a
Community Meeting with Newport Beach residents and community based organizations
to evaluate the current level of services offered and to identify any new community
needs; and
WHEREAS, the Department of Housing and Urban Development (HUD) requires
the City to prepare a 5 -year "Consolidated Plan" document for the CDBG program and
the 2010 -2014 Consolidated Plan was adopted by the City Council on April 27, 2010;
and
WHEREAS, On April 27, 2010, the City Council approved the 2010 -2011 Annual
Action Plan that included a grant program to assist low- income homeowners to defray
the costs associated with private connection to newly undergrounded utilities. To date,
no one has participated and the funding for this activity ($65,922) has remained
unspent; and
WHEREAS, On April 26, 2011, the City Council approved the 2011 -2012 Annual
Action Plan that included funding for disability related improvements to curbs, gutters
and sidewalks. The funding level for this activity ($8,802) was not sufficient to
implement the activity; and
WHEREAS, on March 29, 2012, the City published a public notice in the Daily
Pilot newspaper indicating that the Substantial Amendment of the 2010 -2011 and 2011-
2012 Annual Action Plans would be available to the public for review and comment
from March 29, 2012 to May 8, 2012; and
WHEREAS, the City Council has considered the community needs, priorities,
and strategies set forth in the Consolidated Plan and the Housing Element of the
General Plan and concludes the cancellation of the 2010 -2011 Utility Assessment
District Grant Program and the 2011 -2012 Sidewalk, Curb and Gutter Improvements is
warranted and will allow reallocation of the funds to other eligible activities within the
2012 -2013 Annual Action Plan consistent with the Consolidated Plan and Housing
Element; and
WHEREAS, the City Council finds this action is not subject to the California
Environmental Quality Act ( "CEQA ") pursuant to Sections 15060(c)(2) (the activity will
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not result in a direct or reasonably foreseeable indirect physical change in the
environment) and 15060(c)(3) (the activity is not a project as defined in Section 15378)
of the CEQA Guidelines, California Code of Regulations, Title 14, Chapter 3, because it
has no potential for resulting in physical change to the environment, directly or
indirectly.
NOW, THEREFORE, the City Council of the City of Newport Beach DOES HEREBY
RESOLVE as follows:
SECTION 1. The 2010 -11 Annual Action Plan is amended by canceling the
2010 -2011 Utility Assessment District Grant program. Funds allocated to this activity
shall be reallocated consistent with the City's housing and community development
needs, priorities and strategies identified in the Consolidated Plan by the 2012 -2013
Annual Action Plan.
SECTION 2. The 2011 -12 Annual Action Plan is amended by canceling the
2011 -2012 Sidewalk, Curb and Gutter Improvement program. Funds allocated to this
activity shall be reallocated consistent with the City's housing and community
development needs, priorities and strategies identified in the Consolidated Plan by the
2012 -2013 Annual Action Plan.
SECTION 3. That the City Council authorizes the City Manager, or his /her
designee, to submit the Substantial Amendment, attached as Exhibit "A" hereto, to the
Department of Housing and Urban Development and to take any necessary steps to
implement the Substantial Amendment.
PASSED AND ADOPTED by the City Council of the City of Newport Beach at a regular
meeting held on the 8th day of May 2012.
attest:
Leilani Brown, City Clerk
Nancy Gardner, Mayor
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Exhibit A
Community Development Block Grant Program
Substantial Amendment
2010 -2011 Action Plan
2011 -2012 Action Plan
Substantial Amendment to the
2010 -2011 and 2011 -2012 Action Plans
What is an Action Plan?
The U.S. Department of Housing and Urban Development (HUD) requires the City of
Newport Beach to complete an Action Plan document each year in order to receive
Community Development Block Grant (CDBG) funds. An Action Plan is a component of
the City's Five -Year Consolidated Plan. The current Consolidated Plan was adopted on
April 27, 2010 and covers 2010 -2014. Each fiscal year's Action Plan document is:
• The City's annual application for CDBG funds.
• A budget document that provides for the allocation of CDBG funds to individual
activities.
• A technical document that describes each activity's eligibility and National
Objective under the regulations as well as the number of people, households,
housing units or public facilities that will be served.
• A planning document that describes how each activity relates to the Strategic
Plan objectives and performance goals contained within the Five -Year
Consolidated Plan.
What is a Substantial Amendment?
As a condition of the grant, HUD requires the City to provide for Citizen Participation in
the planning process. The City established its CDBG Citizen Participation Plan on April
27, 2010. The plan requires citizen participation when certain changes are proposed
with respect to activities contained within an Action Plan that has been adopted and
submitted to HUD. The changes requiring a "Substantial Amendment" include:
• Carrying out an activity not previously described in the Action Plan;
• Canceling an activity previously described in the Action Plan;
• Increasing or decreasing the amount to be expended on a particular activity from
the amount stated in the Action Plan by more than 20 percent; or
• Substantially changing the purpose, scope, location or beneficiaries of an activity.
How can residents participate?
The published public notice specifies how residents can obtain a copy of the Substantial
Amendment document. It provides details on the duration of the public review period
and to whom comments may be submitted in writing. Substantial Amendments also
require a public hearing before the City Council at which time members of the public
may express their views on the proposed Substantial Amendment. The process is
designed to ensure that residents have an opportunity to provide input into the planning
process prior to the City Council's decision on the matter.
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Substantial Amendment to the
2010 -2011 and 2011 -2012 Action Plans
Substantial Amendment to the 2010 -2011 Action Plan
The City proposes to cancel the following activity:
Title: Utility Assessment District Grant Program Budget: $65,922
Description: This activity will provide maximum $5,000 one -time grants
to assist low- income owner - occupied households within the City's utility
undergrounding assessment districts. Grants may be used for the actual
costs associated with utility hook -ups, up to the program maximum of
$5,000. The City expected to serve 7 households in the first year of the
program.
Reason for Cancellation: Eight (8) applications were received in FY
2010 -2011. The status and disposition of those applicants includes:
• Four (4) were determined eligible and provided with information on
how to solicit bids and to contract for the work in conformance with
the Program Guidelines. None of those four (4) applicants
provided the documentation necessary to actually provide grant
assistance.
• Two (2) were determined ineligible based on household income
exceeding the 50% of AMI threshold.
• Two applications were determined to be incomplete. Neither
applicant provided the necessary documentation to complete their
application.
Future use of Funds: Subsequent to cancellation, the entire $65,922
budget is to be allocated to the new 2012 -2013 Sidewalk, Curb and Gutter
Improvements activity.
Substantial Amendment to the 2011 -2012 Action Plan
The City proposes to cancel the following activity:
Title: Sidewalk, Curb and Gutter Improvements Budget: $8,802
Description: This activity will repair concrete ADA access pathways and
other ADA improvements throughout the city.
Reason for Cancellation: The activity was not implemented during
2011 -2012 due to insufficient CDBG funds.
Future use of Funds: Subsequent to cancellation, the entire $8,802
budget is to be allocated to the new 2012 -2013 Sidewalk, Curb and Gutter
Improvements activity as part of the 2012 -2013 Action Plan.
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