HomeMy WebLinkAboutAdditional Materials ReceivedMarch 25, 2013 Finance Committee Agenda Item Comments
The following comments on items on the March 25, 2013 Newport Beach City Council Finance Committee
agenda are submitted by: Jim Mosher ( jimmosher@yahoo.com ), 2210 Private Road, Newport Beach 92660
(949-548-6229)
Non-agenda Comments
Page 3 of the draft February 28, 2013, Minutes indicates that the Fire Department related
portion of the Master Fee Schedule was going to be reviewed by the Committee at the
present meeting. I am particularly interested in fire fees, since fire protection seems to me
like a very basic municipal function, and not a value added service. Will this be on a future
agenda?
Page 2 of those minutes includes a question about the dollar amount of receivables over one
year old. Has that question been answered?
Page 2 also contains a recommendation to delete the June entrance interview with the
auditor and replace it with a requirement that the auditor contact the Finance Committee
member individually to obtain their views. Since the Brown Act prohibits the Committee
members from coordinating their advice outside of a public meeting, this does not seem a
very good idea to me, and is likely to lead to a prohibited hub-and-spoke serial meeting if the
auditor needs to obtain concurrence regarding conflicting input received.
This also got me thinking about what happens when the auditors finish their work, and the
rather cursory exit interview mentioned by Committee Chair Henn in an oral announcement
at the last City Council meeting. Since much is made of the budget in May and June per City
Charter sections 1101-1105, and City Charter section 1116 continues to make an equally big
deal of the requirement for an audit and the various year end reports to be made available to
all Council members, in the Clerk’s office, and posted on the internet, doesn’t this imply the
audited financial state of the City at each year’s end, when it is available, should be a topic
for presentation and discussion at a full Council Meeting? At present, I’m not sure it’s even
on the Consent Calendar.
Item 4. Approval of Minutes
I hope the Committee will consider the following changes shown in strike-out and underline.
June 11, 2012, Minutes
Page 1, paragraph 1 under “3”: “He noted the City Council, not the BIDs, actually spends
should spend the BID levy through normal City mechanisms. He also questioned what a
cash basis fund is (Charter section 1112), as and referred to in a section of the Charter that
puts certain limits on what can be done with capital improvement funds (section 1113).”
February 28, 2013, Minutes
Page 2:
Mar. 25, 2013 Finance Committee agenda comments - Jim Mosher Page 2 of 4
paragraph 2 under “B”: “Council Member Henn discussed identifying an additional
responsibility for review and recommendations associated with the City’s Facilities
Financing Plan (FFP).”
final paragraph under “B”: “Council Member Petros motioned moved, Mayor Curry
seconded to direct staff to bring the revised Finance Committee Charter as amended
to the full City Council for approval.”
Page 3:
paragraph 3: “Council Member Henn recognized that this may not have much have
impact on the upcoming budget year deliberations …”
Related comment: What happens to approved minutes? They don’t seem to be posted to the
Committee’s “Agendas and Minutes” page.
Item 5.A. Reserve Level Funding Status
On pages 3 and 4 of the staff report, is the year correct in the references to “the June 30, 2011,
valuation report,” or is it 2012?
Regarding specific reserves:
What is the current status of the dedicated Capital Improvement Fund created by City
Charter section 1113, and do we have any other reserves created by prior Councils pursuant
to that section?
Is the current overfunding of the Equipment Replacement Fund related to the deferral of
equipment replacement at the old City Hall site? Was the replacement equipment acquired
for the new City Hall charged to this fund? How does renewal and upgrading of the City’s
trash collection fleet play into this? If the City chooses not to outsource, would those costs
be charged to this fund, or some other one?
The tables accompanying the report make it appear the City’s expected liability for Workers’
Compensation (which I take to be expected annual payments related to city employee
injuries) are 3 to 4 times the anticipated “General liability” (which I take to be expected
annual payments related to claims of harm caused by the City from all outside entities). Is
this correct? Or are there additional outside claims paid by insurance? Why is a list of the
claims not publicly presented to the Council as a consent calendar item as in most other
cities? Are the Workers’ Compensation payments confined to City employees, or does the
City make any payments related to contractors?
Item 5.B. Council Policy B-1, Park Fee Policy Revisions
The existing Policy B-1 contains some minor typos, and it would seem reasonable to correct them as
part of this revision.
For example, Policy B-1 refers in several places to the “Recreation and Open Space Element of
the General Plan” but Chapter 8 of the current General Plan is called simply “Recreation Element”
and as explained in the introduction to that chapter, the former Recreation and Open Space Element
no longer exists. Open Space (which includes such things as the water surface of the Harbor) is now
treated very briefly in the Natural Resources Element, and park dedication is also touched on in the
Mar. 25, 2013 Finance Committee agenda comments - Jim Mosher Page 3 of 4
Land Use Element. In addition to this confusion, Policy B-1 refers inconsistently to “Service Areas”
and “Services Areas.” The terminology in the current General Plan is “Service Areas” and they are
defined in the Recreation Element.
As another example, the sentence that straddles pages 1 and 2 contains an obvious typo that could
be corrected: “Accordingly, park fees generated by a subdivision within any services are area may
be used to create new, or rehabilitate, existing park or recreational facilities within that services area
and as provided in the Recreation and Open Space Element,” but more generally, the commas and
ands and ors that follow the correction make the intended meaning of the policy a bit uncertain. My
guess is the sentence was intended to read something like:
“Accordingly, park fees generated by a subdivision within any services are service area
may be used only to create new or rehabilitate existing park or recreational facilities within
that services service area and as provided defined in the Recreation and Open Space
Element.”
Even with that clarification, I find the policy restriction to Service Areas a bit artificial, since a
development near the border of a service area might well be more logically served by new or
existing facilities in an adjacent area. Beyond that, the remainder of the policy makes it unclear if
the Council is declaring that all facilities in Newport Beach serve all residents, thus circumventing the
intention of the Quimby Act that the fees exacted be spent very locally. The language from
California Government Code section 66477(a)(3) that we are presumably trying to implement is:
“The land, fees, or combination thereof are to be used only for the purpose of developing new or
rehabilitating existing neighborhood or community park or recreational facilities to serve the
subdivision.” Do we regard Begonia Park as “serving” the future residents of Banning Ranch?
Additional comments:
1. It would seem helpful to include in the Policy a clearer reference to the “Quimby Act,” which
Policy B-1 echoes (California Government Code section 66477, which is itself within that
division of the Government Code known as the “Subdivision Map Act”), and the Council’s
intention to adhere to that, if that is its intention.
2. It would also seem helpful to mention the requirement that any developer fees not committed
within five years be returned to the property owners per section 66477(a)(6).
3. The policy as written is also confusing in its references to open space. I suspect the Quimby
fees can be used only for development of recreational opportunities, not for acquisition of
open space with no plan to develop it or make it accessible, nor for operation or maintenance
of existing facilities (although the distinction between “rehabilitation” and “maintenance” may
be less than clear).
Item 5.C. Facilities Finance Plan Update
It is good to see the City is planning for the future. It would be even better if it was planning to
finance future facilities needs through savings rather than through new cycles of borrowing.
I look forward to an explanation of the new Facilities Financing Plan Dashboard, some elements of
which are not totally clear to me, and hope the Committee and Council will see fit to make this a
Mar. 25, 2013 Finance Committee agenda comments - Jim Mosher Page 4 of 4
more publicly accessible document. At present, the Facilities Finance Plan is much talked about,
but not, as far as I know, accessible from the City website.
I also find somewhat troublesome the scenarios in which future residents will be left with FFP debt
service of more than 5% of General Fund revenues, which I thought had been the previously
assumed reasonable limit. How much other debt service do we anticipate beyond the FFP
component?
Item 5.D. Draft Debt Management Policy
I find the discussion of “debt management” rather alien because it seems to me a well run City
should not need to incur debt.
I am particularly troubled by the recommendation for continued reliance on “Certificates of
Participation” (page 7 of Draft-6) in which, as I vaguely understand it, bondholders share in the lease
revenue that the City has pledged to pay to (what I view as) a sham “City of Newport Beach Public
Facilities Corporation.” Even though the COP payments may not be formally added to property tax
bills, the debt service diverts that revenue stream from other more basic municipal uses, so it is
ultimately a portion of our property taxes that is pledged to pay these. It is, therefore, difficult for me
to see COPs as anything other than a scheme to masquerade general obligation bonds as revenue
bonds, thereby improperly evading the City Charter section 1109 requirement for voters to approve
general obligation debt before we incur it.
As to the text of the proposed policy, I have trouble understanding both the meaning and the intent
of the sentence at the top of the final page: “In no case shall bond repayments increase on an
annual basis in excess of 2%.” I think this means that in a planned payment schedule, each year’s
dollar payment can be no more than 2% larger than the previous year’s dollar payment. But does
this apply only to planned schedules, or to actual payments? If the latter, does this prohibit early
repayment of debt? And why would that be a good policy?
Item 5.E. Review of the RFP Outline for the Residential Solid Waste
Program
In the staff report, I think the anticipated cost of fleet replacement may be unfairly held up as a
specter driving outsourcing. My understanding from the earlier HF&H report is that the City
continuously replaces its fleet, with a 10 year maximum lifetime per vehicle, that we are already well
into the process of converting from diesel to CNG, and that we are actually facing only the
incremental difference in cost of CNG versus diesel when replacements are purchased. What is that
incremental cost? And shouldn’t it be tempered by a comment I heard last week from the Costa
Mesa Sanitary District’s contractor, CR&R, that they were saving large amounts of money by
converting because CNG costs so much less than diesel? If we choose not to outsource, do we
know what our savings would be? And should we accelerate the conversion schedule?
In the RFP, a number of the requested services do not seem viable via automated collection (Option
2), but I guess that will be up to the respondents to figure out how to provide them.