HomeMy WebLinkAboutC-8577-1A - Cultural Arts Grants - FY 19-20 - Concert ProgramGRANT AGREEMENT
BETWEEN THE CITY OF NEWPORT BEACH AND
BALBOA ISLAND IMPROVEMENT ASSOCIATION
This Grant Agreement ("Agreement") is entered into this 22nd day of November,
2019 ("Effective Date"), by and between the City of Newport Beach, a California municipal
corporation and Charter City ("City"), and Balboa Island Improvement Association, a
California nonprofit corporation located at PO Box 64, Newport Beach, CA 92662
("Grantee"). City and Grantee are at times individually referred to as "Party" and
collectively as "Parties" herein.
RECITALS
A. It is the policy of the City Council that the City's budget specifically allows the City
Council to direct revenue towards non-profit agencies, community groups,
community events, or enhancement projects with worthy projects or programs
which the City Council deems beneficial to the residents' quality of life.
B. Grantee requested a grant from the City for its Concert program ("Grant Proposal").
C. The City Council determined the Grant Proposal is for a worthy project that will
benefit the City's residents' quality of life.
D. The City Council approved a grant in the amount of Two Thousand Five Hundred
Dollars and 00/100 ($2,500.00) ("Grant Funds") to Grantee pursuant to certain
conditions regarding expenditure, reporting, and accounting requirements.
NOW, THEREFORE, the Parties agree as follows:
1. GRANT
1.1. City awards to Grantee Grant Funds in the amount of Two Thousand Five
Hundred Dollars and 00/100 ($2,500.00) as requested by Grantee in the Grant Proposal
attached hereto as Exhibit A and incorporated herein by reference, or such other amount
as authorized by the City Council.
1.2. Grant Funds shall be disbursed by City to Grantee as follows:
® At the time of execution of this Agreement.
2. TERM
The term of this Agreement shall commence on the Effective Date and shall
continue in full force and effect until October 1, 2020 unless terminated earlier as provided
herein.
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3. RESTRICTIONS ON USE OF FUNDS AND OTHER REQUIREMENTS RELATED
TO THE RECEIPT OF GRANT FUNDS
3.1. The Grant Funds are subject to the following expenditure conditions ("Approved
Uses"):
3.1.1. The Grant Funds shall be expended solely for the purposes provided
in Exhibit A;
3.1.2. The Grant Funds shall not be used for any activity that would violate
City, state or federal statutory or decisional law such as regulations affecting non-profit or
tax exempt organizations exempt from taxation pursuant to Section 501(c)(3) of the
Internal Revenue Code; and
3.2. Grantee further warrants to City that the Grant Funds will be spent solely for
the Approved Uses and the Grant Funds shall be used by Grantee during this
Agreement's term otherwise the Grant Funds shall be returned to City, as provided in
Section 5 below.
3.3. Grantee shall conduct background checks for all of its volunteers and
employees who work with minor children in relation to any project described in Grantee's
Grant Proposal. To the extent applicable, Grantee shall provide the City certification that
it has complied with this requirement prior to the receipt of Grant Funds.
4. REPORTING AND ACCOUNTING REQUIREMENTS
4.1. At all times during the term of this Agreement, Grantee shall maintain true,
proper, and complete books, records, and accounts (collectively, "Books and Records")
in which shall be entered fully and accurately all transactions taken with respect to the
operations of Grantee under the Grant Proposal and the expenditure of the Grant Funds.
Grantee shall maintain the Books and Records in accordance with Generally Accepted
Accounting Principles. Grantee shall make available to City such Books and Records
upon City's request.
4.2. If the Grantee has been audited by an independent auditor or has been the
subject of a compliance audit/examination by a grantee or regulatory agency during the
past three years, audit reports and management letters indicating compliance violations,
fraud, illegal acts, material weaknesses in internal control structure or reportable
conditions, in connection with such audits shall be delivered to the City thirty (30) days
prior to the effective date of this agreement. If no audits or events as described above
have occurred during this period, the Grantee shall provide City a written assertion that
no audits or similar examinations have occurred during the three (3) year period and an
assertion that the Grantee is not aware of any events or conditions, described above, or
other information that might reasonable impact City's decision to fund the grant as
requested.
4.3. City reserves the right to designate its own employee representative(s) or its
contracted representative(s) with a Certified Public Accounting firm who shall have the
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right to audit Grantee's accounting procedures and internal controls of Grantee's financial
systems as they relate to the Grant Proposal and to examine any cost, revenue, payment,
claim, other records or supporting documentation resulting from any items set forth in this
Agreement. Any such audit(s) shall be undertaken by City or its representative(s) at
mutually agreed upon reasonable times and in conformance with generally accepted
auditing standards. Grantee agrees to fully cooperate with any such audit(s).
4.4. This right to audit shall extend during the length of this Agreement and for a
period of three (3) years or longer, if required by law, following the date of any Grant
Funds tendered under this Agreement. Grantee agrees to retain all necessary
records/documentation for the entire length of this audit period.
4.5. Grantee shall, upon conclusion of the event, furnish the City with a Balance
Sheet and Income Statement describing the receipt and disbursement activities of
Grantee with respect to the Grant Funds. In its sole and absolute discretion, the City may
also require Grantee to submit: (i) quarterly check registers and descriptions of each
disbursement; (ii) budget -to -actual -results; and (iii) a statement of position describing the
assets and liabilities associated with the Grant event. All reports, including a post -event
evaluation, shall be due to the City no later than forty-five (45) days following the
conclusion of the event. In the event that an independent audit is conducted, Grantee
shall forward a copy of the audited report to the City for review, including any Management
Letter, Report on Internal Controls, or Reportable Conditions letter generated during the
course of the audit.
4.6. Grantee agrees to exercise prudent financial management processes including
proper oversight of all assets, budget preparation, and timely reporting including budget -
to -actual -comparisons.
4.7. All Approved Uses shall be performed by Grantee or under Grantee's
supervision. Grantee represents that it possesses the professional and technical skills
required to perform the services required by this Agreement, and that it will perform all
services with a standard of care and in a manner commensurate with the community
professional standards and with the ordinary degree of skill and care that would be used
by other reasonably competent practitioners of the same discipline under similar
circumstances.
4.8. If Grantee has supported Political Action Committees(s) (PACs) during the past
three (3) years, the Grantee shall hire an independent auditor to perform limited, agreed-
upon testwork procedures to provide City assurance that City sponsored event profits did
not subsidize the funding of Political Action Committees (PACs) and event proceeds were
adequately segregated from funds used to support PACs. Agreed upon procedures may
include a review of a detail list of the past three (3) years of PAC contributions and
expenditures, including:
a. An identifying donor number, date and amount of each reported
contribution; and
b. A detail of expenditures sufficient enough to determine that the
expenditures were solely for PAC -related expenses; and
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c. Any retained earnings or fund balance at the end of each fiscal year.
Substantive documentation for the contribution and expenditure should be available upon
request. City shall approve the agreed-upon testwork procedures prior to the
commencement of fieldwork.
5. USE OF GRANT FUNDS
5.1. The Grant Funds shall be used solely by Grantee for the Approved Uses and
for no other use. In the event that the Grant Funds are not used for the Approved Uses
or are not expended by or before September 25, 2020, Grantee shall notify the City in
writing, and shall be obligated to return the Grant Funds to City within thirty (30) days.
5.2. The City's grant contribution shall only be used for non -secular purposes.
Grantees shall not use the City's grant contribution, or any portion thereof, for any purpose
that violates local, state, or federal law, including, but not limited to, the Establishment
Clause.
6. INDEMNIFICATION
6.1. To the fullest extent permitted by law, Grantee shall indemnify, defend and hold
harmless City, its City Council, boards and commissions, officers, agents, volunteers, and
employees (collectively, the "Indemnified Parties") from and against any and all claims
(including, without limitation, claims for bodily injury, death or damage to property),
demands, obligations, damages, actions, causes of action, suits, losses, judgments,
fines, penalties, liabilities, costs and expenses (including, without limitation, attorney's
fees, disbursements and court costs) of every kind and nature whatsoever (individually,
a Claim; collectively, "Claims"), which may arise from or in any manner relate (directly or
indirectly) to this Agreement (including the negligent and/or willful acts, errors and/or
omissions of Grantee, its principals, officers, agents, employees, vendors, suppliers,
consultants, subcontractors, anyone employed directly or indirectly by any of them or for
whose acts they may be liable or any or all of them).
6.2. Notwithstanding the foregoing, nothing herein shall be construed to require
Grantee to indemnify the Indemnified Parties from any Claim arising from the sole
negligence or willful misconduct of the Indemnified Parties. Nothing in this indemnity shall
be construed as authorizing any award of attorney's fees in any action on or to enforce
the terms of this Agreement. This indemnity shall apply to all claims and liability
regardless of whether any insurance policies are applicable. The policy limits do not act
as a limitation upon the amount of indemnification to be provided by Grantee.
7. GRANTEE INDEPENDENCE
In the performance of this Agreement, the Grantee, and the agents and employees of
Grantee, shall act in an independent capacity and are not officers, employees or agents
of the City. The manner and means of performing the Approved Uses are under the
control of Grantee, except to the extent they are limited by statute, rule or regulation and
the expressed terms of this Agreement. Nothing in this Agreement shall be deemed to
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constitute approval for Grantee or any of Grantee's employees or agents, to be the agents
or employees of City. Grantee shall have the responsibility for and control over the means
of performing the Approved Uses, provided that Grantee is in compliance with the terms
of this Agreement. Anything in this Agreement that may appear to give City the right to
direct Grantee as to the details of the performance or to exercise a measure of control
over Grantee shall mean only that Grantee shall follow the desires of City with respect to
the results of the Approved Uses.
8. PROHIBITION AGAINST TRANSFERS
Grantee shall not assign, sublease, hypothecate or transfer this Agreement or any of the
services to be performed under this Agreement, directly or indirectly, by operation of law
or otherwise without prior written consent of City. Any attempt to do so without written
consent of City shall be null and void.
9. NOTICES
9.1. All notices, demands, requests or approvals to be given under this Agreement
shall be given in writing and conclusively shall be deemed served when delivered
personally or on the third business day after the deposit thereof in the United States mail,
postage prepaid, first class mail, addressed as hereinafter provided.
9.2. All notices, demands, requests or approvals from Grantee to City shall be
addressed to the City at:
Attn: Library Services Director
Library Services Department
City of Newport Beach
1000 Avocado Ave.
P.O. Box 1768
Newport Beach, CA 92658-8915
9.3. All notices, demands, requests or approvals from City to Grantee shall be
addressed to Grantee at:
Attn: Penny Rodheim
Balboa Island Improvement Association
PO Box 64
Newport Beach, CA 92662
10. TERMINATION
10.1. Termination for Cause. Grantee shall be in default if Grantee fails or refuses
to perform any duty required by the Agreement or performs in a manner inconsistent with
the terms, conditions and restrictions in this Agreement. In such event, City shall give
Grantee, thirty (30) days written notice to cure, if the default can be cured and City shall
be entitled to terminate this Agreement if Grantee has not cured the default within the
thirty (30) day cure period. City shall be entitled to immediately terminate this Agreement
if the default cannot be cured through corrective action. If terminated for cause, Grant
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Funds shall be returned to the City pursuant to Section 5. This Agreement is made on an
annual basis, and as such is subject to non -renewal at its termination.
10.2. Termination without Cause. City may terminate this Agreement at any time
with or without cause upon seven (7) days written notice to Grantee, any remaining Grant
Funds in Grantee's possession at the time of termination shall be returned to City
pursuant to Section 5.
10.3. Specific Performance. Grantee agrees that the City has the legal right, and all
necessary conditions have been satisfied, to specifically enforce Grantee's obligations
pursuant to this Agreement.
11. STANDARD PROVISIONS
11.1. Recitals. City and Grantee acknowledge that the above Recitals are true and
correct and are hereby incorporated by reference into this Agreement.
11.2. Compliance With all Laws. Grantee shall at its own cost and expense comply
with all statutes, ordinances, regulations and requirements of all governmental entities,
including federal, state, county or municipal, whether now in force or hereinafter enacted.
11.3. Waiver. A waiver by either Party of any breach, of any term, covenant or
condition contained herein shall not be deemed to be a waiver of any subsequent breach
of the same or any other term, covenant or condition contained herein, whether of the
same or a different character.
11.4. Integrated Contract. This Agreement represents the full and complete
understanding of every kind or nature whatsoever between the parties hereto, and all
preliminary negotiations and agreements of whatsoever kind or nature are merged herein.
No verbal agreement or implied covenant shall be held to vary the provisions herein.
11.5. Conflicts or Inconsistencies. In the event there are any conflicts or
inconsistencies between this Agreement and the Grant Proposal or any other
attachments attached hereto, the terms of this Agreement shall govern.
11.6. Interpretation. The terms of this Agreement shall be construed in accordance
with the meaning of the language used and shall not be construed for or against either
party by reason of the authorship of the Agreement or any other rule of construction which
might otherwise apply.
11.7. Amendments. This Agreement may be modified or amended only by a written
document executed by both Grantee and City and approved as to form by the City
Attorney.
11.8. Severability. If any term or portion of this Agreement is held to be invalid, illegal,
or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions
of this Agreement shall continue in full force and effect.
11.9. Controlling Law And Venue. The laws of the State of California shall govern
this Agreement and all matters relating to it and any action brought relating to this
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Agreement shall be adjudicated in a court of competent jurisdiction in the County of
Orange, State of California.
11.10. Equal Opportunity Employment. Grantee represents that it is an equal
opportunity employer and it shall not discriminate against any contractor, employee or
applicant for employment because of race, religion, color, national origin, handicap,
ancestry, sex or age or any other impermissible basis under law.
11.11. No Attorney's Fees. In the event of any dispute or legal action arising under
this Agreement, the prevailing party shall not be entitled to attorney's fees.
11.12. Counterparts. This Agreement may be executed in two (2) or more
counterparts, each of which shall be deemed an original and all of which together shall
constitute one and the same instrument.
[SIGNATURES ON NEXT PAGE]
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IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed
on the dates written below.
APPROVED AS TO FORM:
CITY ATTORN Y'S OFFICE
Date: \ Z OICI
CITY OF NEWPORT BEACH,
A California munic! pal corporation
Date:____41 1 Lal
By:By:
Fo, .Aaron C. Harp �q Gr;anager Leung
City Attorney \��, Cit
ATTEST:
Date:
By -
Brown
City Clerk
Attachment: Exhibit A: Grant Proposal
GRANTEE: BALBOA ISLAND
IMPROVEMENT ASSOCIATION, a
California nonprofit corporation
Date:
By: j �4� 6 a � � e�� �
akk Callahan
Chief Executive Officer
Date:
By:
K a r ejfKF inzi
Secretary
[END OF SIGNATURES]
Balboa Island Improvement Association Page 8
Exhibit A
Balboa Island Improvement Association Page A-1
Newport Beach City Arts Commission
NEWPORT BEACH CITY ARTS COMMISSION
2019-2020 CULTURAL ARTS GRANT APPLICATION
(Applications must be typed or word -processed- you may reformat on the computer as long as it
appears the same: i.e. use Times New Roman 12 point and the same pagination.)
Balboa Island Improvement Association (BIIA)
Popular Name of Organization
Balboa Island Improvement Association
Legal Name (if different)
PO Box 64
Mailing Address
Federal Tax ID No,
Newport Beach, CA 92662-0064
City Zip
Peppy Rodheim 714-357-9842
Contact Name Telephone
penny i0oats4rent.com htW://www.balboaislandnb.org
FAX e-mail 'Web Site
Balboa Island, Newport Beach, Southern California
Geographical Area Served
Have you received a City of Newport Beach Cultural Arts Grant before? Yes
Year organization was founded 1952 Number of paid staff 0 # of active volunteers 150
Total amount requested: (from request line of project budget) $ 2,500
Estimated number of people in Newport Beach that the proposed projpct(s) will serve: 1,750+
CULTURAL ARTS GRANT APPLICATION
1. Briefly describe below your organization's purpose, mission, and goals.
N
1. Purpose: Music walks us through life and we believe we have found the right step. Therefore, we
propose to continue to provide cultural activities and promote musical appreciation to the citizens
of Newport Beach and surrounding areas through the presentation of the Balboa Island classical
Concert Series. These concerts will be held at St. John Vianney Chapel at 314 Marine, Balboa
Island. These performances provide citizens with the low cost, quality performances in an
intimate setting. In addition the BIIA offers free Summer Concerts at Balboa Park, across from
Beek Center on Agate. Both venues provide an outreach to all citizens residing within Newport
Beach, as well as for visitors to the area.
2. Mission: The mission of the Balboa Island Improvement Association (BIIA) classical arts
campaign is to promote a 4ense of community while enhancing the island's beauty, safety,
livability and preserving its unique culture.
3. Goals: BIIA's goals for 2015-2019 is to continue to showcase the cultural tradition of the
community by producing world-class musical performances performed by regional, classical
musicians, as well as, offering free summer concerts. The summertime venue continues to offer
popular, contemporary entertainment in the community setting of Balboa Park, located on Agate,
adjacent to Beek Center. Since the BIIA is a non-profit organization, the goal is not fundraising,
but to produce high quality performances with a variety of musical styles for the residents of
Balboa Island, Newport Beach and visitors alike.
A. Identify and describe why there is a need in the Newport Beach Conununity for your proposed
project/program.
The Organization offers high quality, professional concerts that are affordable and/or free, thus providing
a live, musical experience for the general public as well -as for some who may otherwise not have this
opportunity. The local location only enhances the opportunity for family attendance and for the elderly.
B. Describe how you have determined that your organization is the best organization for the proposed
project/program.
The 2019-2020 season will be the sixth year of outstanding performances. In addition, the positive,
immediate verbal feed -back from attendees indicates the appreciation and need for continuation of this
local program. Also, the BIIA continues to have the support of the local merchants who help sponsor
these programs by allowing promotional materials in their stores and also provide a source for ticket sales.
The fact that this successful project is all volunteer quantifies the support of the community.
2
3. Describe the specific project/program that will be funded by a cultural grant.
Moving forward, we would like to continue to provide another series of concerts and continue to promote
and enhance community togetherr}ess and appreciation of the arts.
The below table is identifies the remanding concerts for 2019 as well as some of the future concerts for
2020. There are two venues. St. John Vianney Chapel at 314 Marine Avenue on Balboa Island The
Chapel maximum is 172. The second is Balboa Park on Agate, directly adjacent to the Beek Center. The
park attendance is an estimate as concert is free and held on the park grass.
Date of Concert
Event Name
Location
Attendance
October 29, 2019
Moller-Fraticelli
Guitar Duo
St. John Vianney Chapel
150+
December 3, 2019
Christmas Program
St. John Vianney Chapel
170
February 25, 2020
Hallerman String Quartet
St. John Vianne Chapel
150+
March 31, 2020
Aviara Trio Chamber Music
St. John Vianney Chapel
150+
June 16,2020
Le Van Family Musicians
St. John Vianney Chapel
170
August 7, 2020
Concerts in the Park
Carol Beek Centex
150+
August 14, 2020
Concerts in the Park
Carol Beek Center
150+
August 21, 2020
Concerts in the Park
Carol Beek Center
150,
August 28, 2020 Concerts in the Park Carol Beek Center 150
The remaining Concerts for the 2019/2020 season are to be determined. It is anticipated that a minimum
of (5) Classical and (4) Concerts in the Park will be pro*rammed.
These concerts are NOT fundraising events. They are purely to promote the music, arts and culture within
the city of Newport Beach. The classical concert ticket price is generally $10 per person. The summer
concerts are free. All ticket monies go to compensate the musicians and to offset the project/program
costs for piano rental and promotional materials. To offset these costs we are requesting grant funds of
$2,50 . The project clearly requires additional underwriting to continue the program.
Is this a new or existing X _ project/program?
4. Define or describe the segment of the population in Newport Beach that you intend to serve by your
project/program. Include such things as age, location, numbers served, etc.
We will continue to serve ALL members of our community, young and young at heart, living on Balboa
Island, Newport Beach and the surrounding communities. Although the concerts are often attended by
repeat audiences, we know that a significant number are new to each performance, thereby increasing the
outreach to close to 1,750 people.
5. Complete the project budget form. Address only the budget for the specific project, not your annual
operating budget. For multi -project proposals, please duplicate and fill out a budget for each project.
Please annotate the budget at the bottom if there are details (such as a breakdown of personnel or a
marketing budget) critical to the proposal.
PROJECT BUDGET Funding from the Match Funding from the B11A
2019-2020 City of Newport Beach
EXPENSES -Personnel
Artistic 0 All Volunteer
Administrative 0 All Volunteer
Technical Production 0 All Volunteer
EXPENSES -Operating
Facility Ex nse/Space Rental
$1,000
$1,000
Marketing
$1750
$1750
Production/Exhibition
Expense
$1,000
$1,000
Touring/Presentation Expense ense
0
0
Educational Materials
$1,000
$1000
Transportation
0
0
Equipment Piano rental approx.
$1500
$1500
Other (if greater than 10%,
annotate below)
0
0
TOTAL
$6250 $6250
6. Describe the expected quantifiable outcomes of your project/program and how you will evaluate the
results. Be very specific in addressing the ways that you will deterone that your project/prograni met
the needs that you identified and accomplishes the goals you set out to achieve (i.e. you provide 50
hours of musical instruction and instruments to the 100 chil4ren at Newport Elementary school as
measured by music store rental receipts and logs of instructors.)
The Classical Concerts and Free Summer Concerts bring the community together. The success of this is
measured by the repeat patronage. The continued support of St. John Vianney's Chapel as the main venue
is testimony to the acceptance of these events within the religious as well as non -religious community.
In addition, we have received local merchant feedback as to the increase in business on Balboa Island, for
dining and shopping. The concerts are providing an economic benefit not only to the merchants through
dining and shopping but to the city of Newport Beach, which is another positive outcome from the
concerts.
2
Attachments Requested
Please do not send material in excess of what is requested; it will not be seen by the Arts Commission.
• A list of Board Members and their affiliations
• Jack Callahan President
• Lee Pearl
• Cathy Saari
• Daren Frinzi
Vice-president
Treasurer
Secretary
Volunteer
Volunteer
Volunteer
Volunteer
• A recent list of individuals, corporations and foundations that provide organizational support- not
to exceed one page.
St. John Vianney's Chapel the venue for the concerts
Balboa Island Museum the location for the after- concert reception
Island Home Ddcor the location for selling tickets to the concerts
The Village Inn provides reception appetizers
Fields Piano Rentals provides delivery and pick up of piano from chapel as ne9ded
Volunteers a minimum of 10 volunteers who design posters, programs, sell
tickets, seat guests and provide support at reception at each concert
• If you area 501(c) (3) organization attach a copy of your IRS determination letter (or your fiscal
agent's) indicating tax exempt status. ( See attachment)
• One brochure and/or one press clipping. Do not send photos, videos, CDs or any other extraneous
material. It will not be presented to the Arts Commission.(See Attachment)
8. Please complete this operating budget form for 2019/2020 This is not the
project/program budget for which you are applying, but your overall organizational budget..
You may annotate at the bottom if there are details critical to the proposal.
OPERATING BUDGET
2018/19 Budeet (current) 1 2019/20 BudL-et (nroieetedl
I. Income cash onl
Contributed $155,000 $160 000
Earned
Total Ineome 1 $155,000 $IIA membership) $160,000
IL Expenses
Program
$139,000
$145,000
General and Administrative
$6,000
$7,000
Marketing and Development
$12 000
$15,000
Total Expenses
1$157,000
$167,000
(Income minus Expenses)
IV. Fund Balance at
$25,000
$55,000
Be' ning of Year
V. Accumulated Surplus
(Deficit)
$25,000
$55,000
Add lines III and IV
VI. in -Kind Contributions
(attach schedule if greater than
$10,000
$10,000
10% of total income)
9. I verify that the information submitted in this application is true ar}d correct to the best of my
knowledge.
Name % Title
Signature Dale
i