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HomeMy WebLinkAboutC-2591(H) - Pacific Coast Highway Highway Widening, Newport Boulevard to Highland StreetCONSULTANT AGREEMENT THIS AGREEMENT, entered into thisC$/V°T day of bGG /G, c 1981, by and between the CITY OF NEWPORT BEACH, a municipal corporation, (hereinafter referred to as "CITY ") and SMITH -EMERY COMPANY, whose address is 5427 East La Palma Avenue, Anaheim, CA 92806 (hereinafter referred to as ( "CONSULTANT "), is made with reference to the following: RECITALS A. CITY is a municipal corporation duly organized and validly existing under the laws of the State of California with the power to carry on its business as it is now being conducted under the Statutes of the State of California and the Charter of the City. B. CITY and CONSULTANT desire to enter into a professional services agreement for material testing for the Pacific Coast Highway Widening Project No. C -2591 upon the terms and conditions set forth herein: NOW, THEREFORE, it is mutually agreed by and between CITY and CONSULTANT as follows: SECTION 1. GENERAL The work herein proposed will be financed in whole or in part with Federal funds, and therefore all of the statutes, rules and regulations promulgated by the Federal Government and applicable to work financed in whole or in part with Federal funds will apply to such work. The required contract provisions for Federal -aid construction contracts are included in Exhibit "A" (Pages FR -1 through FR -18) attached and incorporated herein by reference. A Certification of Consultant statement (Exhibit "B") and Title 49, Code of Federal Regulations, Part 29, Debarment and Suspension Certification (Exhibit "C ") must be signed by an authorized company representative. 1 of 9 SECTION 2. VICES TO BE PERFORMED herein below: CONSULTANT agrees to perform all services and work as outlined A. Provide qualified personnel and equipment to perform independent assurance testing and Engineering Geologist Services as required by the project Resident Engineer to assure that the material used in this project is in compliance with the contract documents. B. Provide supplemental personnel as required for on -site and off -site testing and inspection. SECTION 3. COMPENSATION TO CONSULTANT CONSULTANT shall be compensated for services performed pursuant to this Agreement in the amount and manner set forth in Exhibit "D" which is attached hereto and incorporated herein by this reference with the maximum fee not to exceed $30,000. SECTION 4. STANDARD OF CARE CONSULTANT agrees to perform all services hereunder in a manner commensurate with the community professional standards and agrees that all services shall be performed by qualified and experienced personnel who are not employed by CITY nor have any contractual relationship with CITY. SECTION 5. INDEPENDENT PARTIES CITY and CONSULTANT intend that the relation between them created by this Agreement is that of employer- independent contractor. The manner and means of conducting the work are under the control of CONSULTANT, except to the extent they are limited by statue, rule or regulation and the express terms of this Agreement. No Civil Service status or other right of employment will be acquired by virtue of CONSULTANT's services. None of the benefits provided by CITY to its employees, including but not limited to unemployment insurance, workers' compensation plans, vacation and sick leave, are available from CITY to CONSULTANT, its employees or agents. Deductions shall not be made for any State or Federal taxes, FICA payments, PERS payments, or other purposes normally associated with an employer- employee relationship from any fees due CONSULTANT. Payment of the above items, if required, are the responsibility of CONSULTANT. 2 o 9 0 SECTION 6. HOLD HARMLESS CONSULTANT shall indemnify and hold harmless CITY, its City Council, boards and commissions, officers and employees from and against any and all loss, damages, liability, claims, suits, costs and expenses whatsoever, including reasonable attorneys' fees, arising from the negligent performance of services or work by CONSULTANT pursuant to this Agreement. SECTION 7. INSURANCE On or before the commencement of the term of this Agreement, CONSULTANT shall furnish CITY with certificates showing the type, amount, class of operations covered, effective dates and dates of expiration of insurance coverage. Such certificates, which do not limit CONSULTANT "s indemnification, shall also contain substantially the following statement: "The insurance covered by this certificate will not be canceled by the insurer except after ten (10) days' written notice has been received by the City of Newport Beach." It is agreed that CONSULTANT shall maintain in force at all times during the performance of this Agreement all appropriate coverage of insurance required by this Agreement, and that said coverage of insurance shall be secured from an insurance company assigned Policyholders' Rating B (or higher) and Financial Size Category Class VIII (or larger) by the latest edition of Best's Key Rating Guide and licensed to do insurance business in the State of California. A. COVERAGE 1. Workers' Compensation. Statutory coverage as required by the State of California. 2. Liability. Comprehensive general and automotive liability coverage in the following minimum limits: Bodily injury $250,000 each person $500,000 each occurrence $500,000 aggregate Property Damage $100,000 each occurrence $250,000 aggregate A combined single limit policy with aggregate limits in the amount of $1,000,000 will be considered equivalent to the required minimum limits shown above. 3 of 9 s � B. SUBROGATION WAIVER CONSULTANT agrees that in the event of loss due to any of the perils for which it has agreed to provide comprehensive general liability insurance, CONSULTANT shall look solely to its insurance for recovery. CONSULTANT hereby grants to CITY, on behalf of any insurer providing comprehensive general liability insurance to either CONSULTANT or CITY with respect to the services of CONSULTANT herein, a waiver of any right of subrogation which any such insurer of said CONSULTANT may acquire against CITY by virtue of the payment of any loss under such insurance. C. FAILURE TO SECURE If CONSULTANT at any time during the term hereof, should fail to secure or maintain the foregoing insurance, CITY shall be permitted to obtain such insurance in CONSULTANT's name or as an agent of CONSULTANT, and shall be com- pensated by ENGINEER for the costs of such insurance at the maximum rate permitted by law computed from the date written notice is received that such costs have been paid. D. ADDITIONAL INSURED CITY, its City Council, boards and commissions, officers, and employees shall be named as an additional insured under all insurance coverages except any professional liability insurance and Workers Compensation Insurance required by this Agreement. The naming of an additional insured shall not affect any recovery to which such additional insured would be entitled under this policy if not named as such additional insured. An additional insured named herein shall not be held liable for any premium deductible portion of any loss, or expense of any nature on this policy or any extension thereof. Any other insurance held by an additional insured shall not be required to contribute anything toward any loss or expense covered by the insurance provided by this policy. SECTION 8. PROHIBITION AGAINST TRANSFERS Neither party shall not assign, sublease, hypothecate, or transfer this Agreement or any interest therein directly or indirectly, by operation of law or otherwise, without the prior written consent of the other party; any 4 of 9 attempt to do so without said consent shall be null and void, and any assignee, sublessee, hypothecate or transferee shall acquire no right or interest by reason of such attempted assignment, hypothecation or transfer. The sale, assignment, transfer or other disposition of any of the issued and outstanding capital stock of CONSULTANT, or of the interest of any general partner or joint venturer or syndicate member or cotenant if CONSULTANT is a partnership or joint venturer or syndicate or cotenancy, which shall result in changing the control of CONSULTANT, shall be construed as an assignment of this Agreement. Control means fifty percent (50 %) or more of the voting power of the corporation. SECTION 9. PERMITS AND LICENSES CONSULTANT, at its sole expense, shall obtain and maintain during the term of this Agreement, all appropriate permits, licenses and certificates that may be required in connection with the performance of services hereunder. SECTION 10. REPORTS Each and every report, draft, work - product, map, record and other document, prepared by CONSULTANT under this Agreement shall be the property of CITY. CITY shall make no use use of materials prepared by CONSULTANT pursuant to this Agreement, except for construction, maintenance and repair of the Project. Any use of such documents for other projects, and any use of uncompleted documents, shall be at the sole risk of the CITY and without liability or legal exposure of the CONSULTANT. No report, information or other data given to or prepared or assembled by CONSULTANT pursuant to this Agreement shall be made available to any individual or organization by CONSULTANT without prior approval of CITY. CONSULTANT shall, at such time and in such form as CITY may require, furnish reports concerning the status of services required under this Agreement. SECTION 11. RECORDS CONSULTANT shall maintain complete and accurate records with respect 5of9 to costs, expenses, receipts and other such information required by CITY that relate to the performance of services under this Agreement. CONSULTANT shall maintain adequate records on services provided in sufficient detail to permit an evaluation of services. All such records shall be maintained in accordance with generally accepted accounting principles and shall be clearly identified and readily accessible. CONSULTANT shall provide free access to the representatives of CITY or its designees at all proper times to such books and records, and gives CITY the right to examine and audit same, and to make transcripts therefrom as necessary, and to allow inspection of all work, data, documents, proceedings and activities related to this Agreement. Such records, together with supporting documents, shall be kept separate from other documents and records and shall be maintained for a period of three (3) years after receipt of final payment. SECTION 12. NOTICES All notices, demands, requests or approvals to be given under this Agreement shall be given in writing and conclusively shall be deemed served when delivered personally or on the second business day after the deposit thereof in the United States mail, postage prepaid, registered or certified, addressed as hereinafter provided. All notices, demands, requests, or approvals from CONSULTANT to CITY shall be addressed to CITY at: City of Newport Beach 3300 Newport Boulevard Newport Beach, CA 92658 -8915 Attention: Gregory Deist, Resident Engineer (714) 644 -3311 All notices, demands, requests, or approvals from CITY to CONSULTANT shall be addressed CONSULTANT at: Smith -Emery Company 5427 East La Palma Avenue Anaheim, CA 92806 SECTION 13. TERMINATION Either party may terminate this Agreement at any time and for any reason by giving the other party seven (7) days' prior written notice; notice shall be deemed served upon deposit in the United States Mail, postage prepaid, addressed to the other party's business office. In the event of termination due 6of9 to fault of CONSULTANT, CITY shall be obligated to compensate CONSULTANT for only those authorized services which have been completed and accepted by CITY. If this Agreement is terminated for any reason other than fault of CONSULTANT, CITY agrees to compensate CONSULTANT for the actual services performed up to the effective date of the Notice of Termination, on the basis of fee schedules contained above, subject to any maximum amount to be received for any specific service. SECTION 14. COST OF LITIGATION If any legal action is necessary to enforce any provision hereof or for damages by reason of an alleged breach of any provisions of this Agreement, the prevailing party shall be entitled to receive from the losing party all costs and expenses in such amount as the court may adjudge to be reasonable attorneys' fees. SECTION 15. ADVERTISEMENT CONSULTANT shall not post, exhibit, display or allow to be posted, exhibited, displayed any signs, advertising, show bills, lithographs, posters or cards of any kind unless prior written approval has been secured from CITY to do otherwise. SECTION 16. COMPLIANCES CONSULTANT shall comply with all applicable laws, State or Federal, and all applicable ordinances, rules and regulations enacted or issued by CITY. SECTION 17. NUISANCE CONSULTANT shall not maintain, commit, or permit the maintenance or commission of any nuisance in connection with the performance of services under this Agreement. SECTION 18. SAFETY REQUIREMENT All work performed under this contract shall be performed in such a manner as to provide safety to the public and to meet or exceed the safety standards outlined by CAL -OSHA. CITY reserves the right to issue restraint or cease and desist orders to the CONSULTANT when unsafe or harmful acts are observed 7of9 9 0 or reported relative to the performance of the CONSULTANT's work under this Agreement. The CONSULTANT shall maintain his work free of hazards to persons and /or property resulting from his operations. Any hazardous condition noted by the CONSULTANT, which is not a result of his operations, shall immediately be reported to CITY; however, it is not CONSULTANT's responsibility to determine whether any such hazardous conditions exists. SECTION 19. SUBCONTRACTOR APPROVAL Unless prior written consent from CITY is obtained, only those people and subcontractors whose names and addresses appear in this Agreement or any attachments hereto shall be used in the performance of this Agreement. Request for additional subcontracting shall be submitted in writing, describing the scope of work to be subcontracted and the name of the proposed subcontractor. Such request shall set forth the total price or hourly rates used in preparing an estimated cost for the subcontractor's services. Approval of the subcontrac- tor may, at the option of CITY, be issued in the form of a Work Order. SECTION 20. WAIVER A waiver by CITY of any breach of any term, covenant, or condition contained herein shall not be deemed to be a waiver of any subsequent breach of the same or any other term, covenant, or condition contained herein whether of the same or a different character. SECTION 21. INTEGRATED CONTRACT This Agreement represents the full and complete understanding of every kind or nature whatsoever between the parties hereto and all preliminary negotiations and agreements of whatsoever kind or nature are merged herein. No verbal agreement or implied covenant shall be held to vary the provisions hereof. Any modification of this Agreement will be effective only by written execution signed by both CITY and CONSULTANT. 134%E. 0 0 IN WITNESS WHEREOF, the parties have caused this Agreement to be exe- cuted on the day and year first above written. CITY OF NEWPORT BEACH, APPROVED AS TO FORM: a Municipal Corporation By pity Manager SMITH -EMERY COMPANY By Gvre�e C NS ULTANT Title 9 of 9 n i I =. EXHIBIT "A" .. SECTION 6. FEDERAL REQUiREH1E)RS FWR FEDERAL -AID CONSTRUCTION PRO48M -. 6-1.0, YEMEPAL.--T1» work herein proposed rill be financed In dal• or to part with Fed - erel funds, and therefore at of the statutes, rules and regulations In lgated by the Fed- eral Govermmat and applicable to wai financed in dale or in part with Federal funds will apply to such work. The *Required Contract Provisions. Federal-Ald Construction Contracts," Form FMIA 1273, are Included In this Section 6. Whenever in sold required contract provisions :retool we rode 40 OSHA contracting *"few-,. Osm- resident engineer•, a *wthortzed representative of "a SHAM, such references shell be construed to amen MEnglaeerO as defined In Section i -1.18 of the Standard Specifications. 6-1.02 PE FORIVACE OF FR WIM COM- TRAcT.—la addition to the .- provisioas In Section if. *NOndiscriminetlom,* and. Section VII. *Sublettleg or Assigning the Contract,• of the required contract provisions, tM Contractor shall comply with the following: - The bidder shall execute "*.CERTIFICA- TION WITH RE MW TO THE PSW MWCE OF PREVIOUS CONTRACTS OR SUBCONTRACM SUBJECT To THE EQUAL _OPPORTUNITY.CLAUSE AND THE FILING OF . REQUIRED. REPORTS...loated -in the proposal. No request for subletting or assigning any portion of the contract In excess of 510,000 will be considered under the provisions of 'Section VII of the required—contract provisions unless such requoit is accompanied by the CERTIFICATION referred to above. executed by the proposed subcontractor. 6-1.03 W*-C LLUSW - FROVISION. The Provisions In this section are applicable to 81.1 contracts except contracts for Federal Aid Secondary projects. Tltle 23, United States Cede, Section 112, requires as a condition precedent to approval by ma Federal Nlyhrey Administrator of the contract for this work Met earn bidder M* a sworn statement executed by, or on behalf of, Revised 3--21-88 FR -1 the parson, firm, association, or corporation to whoa such contract Is to be a.arded, cerfl- tying that such parson, tiro, association, or corporation has not, either directly or Indi- racily, entered Into any agroomentr particl- pated In any collusion, or otherwtsa.takoa any action in restraint of free competitive bid- ding In connection with the submitted bid. A form to make the non- colluslon affidavit state- seat required by Section 112 es a certification. under penalty of perjury rather than as -a sworn statement, as permitted by 28. USC. Sec. 1746, Is included in the proposal. 6-1.04 PARTICIPATION BY MINORITY BUSINESS ENTERPRISES IN 2WMTRACTiNG. --Part 23, Title 49, Code of Federal Regulations applies to this Fedral -aid project. Pertinent sao- tian of said Code are Incorporated in pert or in its entirety within other sections of these special provisions. IIII1511111S1115 Schedule 8—Info netloa for Oetrmising Jolat Venture EllgibtIfly (This form need not be filled in if all joint venture firms are minority owned' ) 1. Name of joint venture 2. Address of joint venture 3. Phone number of joint venture 4. Identify the firms which comprise the joint venture. (The MBE partner must complete Schedule A.) (a) Describe the .role of the MBE firm In Me joint venture. (b) Oescrlbe vary briefly the experience and business Qualifications of each non-#48E joint venturer: i On this _ day of , 19_� before me wooered (Name) to r personally known, vbo, being duly sworn, did eweete i:w ,rgoing affidavit, m! ;::d state that he or she ws properly wthor[zed by (Name of firm) R. I s.d 5 -21-88 t FR -3 1] to execute the affidavit and did so as his or her free act and deed. Notary Public Comelsslon expiry ISea11 segregated facilities at any of Its establlsh- emwrts, and that Me firm does not Permit its employees to perform their services at any . location, under Its Control, where seareeste.t facilities are maintained.. .The firm agrees that a breach of this certification Is a viola- tion of the Equal Opportunity Claw" in this contract. The firm further certifies that no employe" will be denied access to adequate facilities on the basis of sac. b. As used In this unification, -the term esegroget"d fecllltles• Wrens any waiting rooms,' work roes. restrooms and washrooms: restaureats and attar eating reds, tlmeclockso locker rooms, sad other storage or dressing arses. 'parking lots. drinking '.'fountalns; recreation or awtertalnmant areas' transpor- tation, and housing facilities provided for employ which are segregated by expifelt directive, or re, In fact, segregated on "a basis of race, color, religion, or national origin, because of habit, local custom, or otherwise. C. The cmireclot agrees that 11' has obtained or will obtain Identical certification from proposed subcontractors or arterial suppliers prior to award of subcontracts or`- consummatlon of metarfel supply agreementa.- ''. Ing $10,000 and that It will rotate such certifications In Its tiles. IV. PAYNOW OF PREDETMIUM MNIMUI MACE (Applicable to Federal -mid construction contracts and related subcontracts ecce"ding $2,000.) 1. 8"meral. a. All mechanics and laborers employed or working upon the site of the wo,ic will be paid unconditionally and not less often than once a week and without subsequent deduction or rebate on any account texcepf such payroll deductions as are Permitted by regulations issued by the Secretary of labor under the Copeland Act (29 CFR Part MI the full amounts of wages end bona fide fringe benefits (or cash equivalents thereof) due at time of payment. The payment shell be computed at wage rates not less than those contained In The wage determination of Revised 3 -21-88 Fit -) 0 the Secretary of labor (hereinafter 'the vaga determinatlon•) Mich Is attached hereto and made a Par► hereof, regardless of any .contrac- rA :a,.:1nsi6iP Moth nay he •��ti .�.. 'G fw:.i between the contractor or. It* Subcontractors and such laborers and mechanics, -The, wage determination (Including any additional glassi- Mottoes and gage rates conformed under para- graph 2 of this Section IV and Ma oOL poster (1114- 1321) or Form RMA -1493) shall be posted at all times by "a contractor and Its subcon- tractors at the sits of the work In a prominent and accessible place where It can be easily seem by the workers. For the Purpose of, this Section, contributions made or costs reasonably anticipated for bona fide fringe benefits under Section 1(b)(2) of "a .Davis-Sacoa Act (40 Y.S.C. 276a) on behalf of laborers or mechanics arm considered wages aid to Such .laborers or mechanics, subject to the provisions of Section IV, paragraph 3b, hereof. Also, for tM pur- pose of this Section, regular contributions made or. costs incurred 'for worm than a weekly period (but - not IWS often "M duartrly) enter plans, funds, or p agrees, which cover the IwTlcular weekly period, era dammed to be eonstruct(veljr made or - Incurred dring such weekly -period. Such laborers and mechanics shall.be paid appropriate wage raft -and fringe benefits an "a wage determination for "a classification of. work actually performed, without regard to skill, except as provided In paragraphs 4 and 1 of this Section IV, b. Laborers or mechanics prformIrW work Iq more then one classification way be cwspensated at "a rate specified for each clasulticstion for the time actually worked therein. provided, that the owloyrts payroll records accurately sat forth the time spec in each classiticetlon In which work is performed. c. All rulings and iaterpretat!ons of The avls -Seem and Related Acts coal [nod In 29 CFR Ports 1. 3, and 7 we herein incorporated by reference In this Contract. 2. Ctessifteatloni a. The SIIA contracting officer shell require that any class of laborers or mechanics employed under the contract, which Is not s a. discriminate against labor from any other State, possession, or tarrlt+ory of the United States, or b_ rscict labor for any purpose within fha.list" of the project unless It is labor performed by convicts who are on parole, supervised raise". or probation. . L Warner neer Practices$ a. The Equal Employment Opportunity Affirmative Action Notice-set faith in 41 CFR 60-4.2 and the Equal Glployamit Opportunity Constractlon Contract Specificettons set faith la 41 CFR 60-4.3 are incr_ panted by reference In this contract. 1 Is. Regulation at CFR 60-4.2 requires goals and final lea for minority and heals par - ticipattan expressed in percents" to far the contrectorls aggregate work force In each trade on ell construction work In the covered arms. The goals for this contract are stated elsewhere to the bidding documents and In the eoashacttoo contract. c. Regulation 41 CFR 60-4.3 provlda specific affirmative action standards the contractor shalt Implement to ensure equal�� aspioymorr opportunity in achieving ths, minority and female participation goals set forth In pasagraM 2b at this Section. d 3. Equal Opportually Closes Ouring the Performance of this contract, the contractor *gross as follows: a. The contractor will not discriminate against any employee or appllcant for employ - so. because of race, color, rellgion,.sex, or national origin. The contractor wt II take affirmative action to ensure that applicants are employed and Mat employees are treated during employment without regard to their race, color, religion, sex, or national origin. Such action shall Include, but-wt be limited to, the followings employment, upgrading, demotion or h m sfr; recruitment or recruitment ad- imrtlsing; layoffs or termination; rates of pay or other faro of compensatlon; and, selection for training, Including apprenticeship. The contractor agrees to post In conspicuous Places, available to eeployMS and applicants R.vls.d 1 -21-88 FR-5 • for employment, noticas to be provided by the State. highway - agency ISM) setting forth the provisions of this nondlscrlmlastlon-ctouse. . b. The contractor *will, in all sollcitarlons or advertisements for employees placed by or on behalf of "a contractor, state Mat all quali- fied applicants will recelve'consldereTion for employment without regard to race, color, religion, sex, or national origin. c. The contractor will send to each labor union or representative of workers with which the contractor has a collective bargaining agreement cc other contract or understanding a notice to be provided by the SIM advising Me sold labor union or workerat rapreselltativs of the contractor *s commitments under Mls Section 11, paragraph 3. d. TM contractor will comply with all provisions of- Executive Order 11246, Equal Employment Opportunity, dated September 24, 1 963. and of the rules, regulations (41 CFR Part 60), and relevant orders. of the Secretary of labor. e. The contractor will furnish all Information and reports required by Executive Order 11246 and by rules, regulations, and orders of. the Secretary of Labor, pursuant ttarato, and will permit access to its books, records, and accounts by the Federal Highway Adminlsh atlon (Flats) and the Secretary of Labor for purposes of� Invsatigatlon to as- certain compliance with such rules, regula- tions, and orders. f. In the event of the contractor's-non-compliance with the nondiscrimination clauses of this Section 11, paragraph 3, or with any of the said rules, regulations, or *orders, this contract may be canceled, terminated, or sus - pmMad In whole or In part. The contractor may be declared Ineligible for further Government contracts or federally- asalsted construction contracts In accordance with peocWures evtho- rized In Executive order 11246 and such other sanctions as cony be Imposed and remedies Invoked as provided In Executive Order 11246 or by rule, regulation, or order of the Secretary of Labor, or as ottnervlse provided by law. g. The contractor rill. Include the provl- slons of this Sictlon 11, paragraph 3, In every subcontract or purchese order so that such L recogn I zed by the Bureau, or if a parson Is employed In hls/har first 90 days of probation- ary employment as an apprentice In such an _ apprenticeship orr.nren., ..r 1Z io: I..divldual lv registered in the program. but who has been- certified by the Bureau of Apprenticeship and Training or a State apprenticeship agency agency (whoa appropriate) to be Nigible for Probation" employmnt as an apprentice. (2) The allowable ratio of apprentices to Journeymen level employees an the job site in say craft classification shall oat be greater then the ratio permitted to The contractor as to the entire work farce under the registered program. Any employee Ilsted an a payroll.at an apprentice wage rata, who Is eat registered or otherwise employed as stated a0ev*. shall be- paid not lass than the applicable wage rate listed In the wgm determination for the classification of wok actually performed. in addition, any apprentice Pei fag fag wok an the job site In excess of the ratio permitted under the nglstered pragram-shelI be paid not less tan the applicable wag* rah an the wage determination for the work actually performed. llhere a contractor or subcontractor Is Pei lot construction on a project In a locality", other than that In which Its program Is reglsv- Tared, the ratios and wage rates (expressed to percent"" of the journeymae -level hourly rata) specified in the contrsetoras or subcontractor's registerad-.progras shell be observed. (3) Every apprentice must be paid at not less than the'rate speeltled In the registered program for MI apprentice's level of progress, expressed as a percentage of the journeyman- level hourly rate.speclfled In the applicable wage determination. Apprentices shell be paid fringe benefits In accordance with the provl- $ions of th, apprenticeship (w'ogl . If the opplentic*ship program does not specify fringe benefits, apprelrtlees must be paid the full amount of fringe benefits listed an the wage determination for the applicable classifica- tion. If the Administrator for Me Wage and Four Division determfnos that a different practice prevails for the app[ lcabl• apprentice classification, fringes shall be paid In accordance with Met. detarmi not Ion. Revlsed 3,-21-88 FR -9 (a) In the avant the Bureau of Apprentice- ship and Training, or a- -State - apprenticeship - agency - recognized by the Bureau. withdraws - n1+;'o:2: an apprenticeship program. the contractor or subcontractor wllI no longer be Permitted to utilize apprentices at less than the applicable predetermined rate for the comparable work perforwed by regular_employess until an acceptable program is approved.. b. Tralaeasl (1) Except as provided In 29 -CFA 3.16, trainees will not be permitted to work at .less - thn the predetermined rata for the work per- formed unless they are employed pursuant to and Individually registered In a program which has received prior approval, *vldexaceI by farms[ certification by the U.S. Department of Labor, Employment and Training Admlalsh tion. (2) The ratio of "foe" to journeyman - level employs" on the Jobr site shall not be greater than permitted under the plan approved by the Employment and Training Administration. Any employ « Ilsted on this payroll at a tomb" rate who is not registered and participating In a training pin approved by the Employment and Training Adminlsim ion salt be paid not less than the applicable wag* rate an the wage determination for the classification of work actually performed.:- In addition, any.fralnee Performing work on The job sit* in excess of the ratio permitted under the : registered program shall be paid not less than the.eppll- cable wage rat* on the wag* determination for the work actually performed. (3) Every train** must be paid at not loss than the rat* specified In the approved program for his/her level of progress, expressed as a, percentage of M* journeyman -1*vel hourly rate specified In the applicable wage deterwlnatlon. Trainee shell be paid fringe .benefits in accordance with the provisions of - the trainee program. It the train program does not wanton fringe benefits. trainees shall be paid Me full amount of fringe benefits listed on The wage determination unless Ma Administrator of the Wage and lour Division deteco(nes Mat More Is an apprenticeship program associated with the corresponding Journeyman -lewl wage rate on M* wage determination which provides without payment of the overtime wages required by the clause set forth In paragraph 7. .a - Witblaldina for Un(w!!' ' Yq;a: and. Liquidated Oemegess - The SMA ­5hal l upon Its own action or upon written request of any authorized repres•ntu- tive of the OOL withhold, or cause to be withheld, from any monles payable on account of WOO k performed by the ooMraehor or Sul beon- tractor under any such contract or any other Federal contract with the am" prime •con- tractor, or. any other federall"lisisted CantraCt subject to the Contract Worjt hours sad Safety Standards Act, which Is held. by the same prime contractor, such sums as my be dater- allied hs be necessary to satisfy airy 11411111- ties of such contractor or Subcontractor for undid .ages and liquidated damages as provided In the clause set forth In paragraph E above. Y. STAT131EIIT5 Ave PAYROLLS (Applia0le hs construction consvction contracts and related subcontracts emceed ing,- 52,000.) 1. Compliance with Copeland Regulations (29 CFR Part 3): The contractor shall comply with the Copeland Regulations of the Secretary of Labor which are herein Incorporated "by reference. 2. Payrolls and PeV II•Ae*m d `a. Payrolls and basic records relating thereto shall be maintained by the contractor and each subcontractor during the course of the wont and preserved for a period of 3 years from the date of completion of the contract for ail laborers, mechanics, apprentices, trainees. welcimom 0. and guards working at the site of the work. b. The payroll records shall contain fat new, social security number, and address of eeeh Such employee, his or her correct classification, hourly rates of wages paid (Including rates of contributions or costs Revised 3-21 -88 0 anticipated for bona fide fringe benefits or cash equivalents thereof of the types described In Section i(b)(2)(8) of the Oevis -8ncon Act), dally and weekly animber of hours wnx-kad, aed.r.- tlons mad• and actual magus paid._ Whenever the Secretary of Labor, pursuant to Section IV. paragraph 3b, has found that the wages of - arty laborer or mechanic include the amount of any costs reasonably anticipated In providing benefits under a plan or program described in Section t(b)(2)(81 of the Oevis -6*c*n Act, the co tractor and each subcontractor shall main- tain records whfCh show that the Commitment to provide such benefits Is *of*[ ble, that The- plan or program is financially responsible, and Ito! the plan or program has been communicated In writing to the Iaborers or mechanics affect - ad, and records which show the Costs anticl- pated or the actual ants Incurred In WoviAing -such Oen•fIts. Contractors or Sub- coatraetw s employing apprentices or trainees under approved programs shall maintain written evidence of the registration of apprenticeship programs and Cal Iflcatlon of "in" programs, the registrrtlan of oppr•atleas and tralneaa. and fat ratios and we" rates pr•acrlbod in the appllubl• programs. e. Etch Contractor and subcontractor shall furnish each week In which any contract work Is performed to the resident engineer ■ pry" roil of wages Veld each of Its eoployses (Including apprentices and ftelnees described In Section IV, paragraphs 4 end Sand watchmen and guards engaged an week during the preceding . weekly payroll period). The payrolls submitted shell set out oeaurately and Completely all of the Information required to be maintained under paragraph 24 of fh(s Section V. This inforva- tlon any to Submitted la any form desired. Optional Form aa-347 is available for this purpose and .way be purchased tram the Superintendent of Ooarments (Federal stock number 029 - 005- 0014-1). U.S. Government Printing Oftice, Washington, O.C. 20402. The prime contractor Is responsible for the submission of copies of payrolls by all Subcontractors. d. Each payroll submitted shall be accom ponied by a 'Statement of Compliance.^ slgned by the contractor or subcontractor or his /her agent who pays o^ supervises Me payment of the FR -II performed any be deducted from the total original contract price before computing the amount of work required to be performed by the contractor$$ own arganlzatton (23 CFR Per* 635). a. wits own organization- shall be construed to Include only workers employed and paid drrectly by "a prima contractor and equipment owned or ranted by the prima contractor, . with or without operators. Such term doet not In- clade.employees or. equipment of a subcon- tractor. assignee. or .agent of the prime Coal. ractor. b. especially Items- shall be construed to be limited to work that requires highly specialized knowledge, abilities, or equipment not ordinarily available In the type of con - iracfing organizations qualified and expected to bid on the contract as a whole and In general are to be Ilmited to minor odganents of The overall contract. 2. The contract .amoant upon which the requirement set forth -ta..paragraph I of this Section VII Is computed Includes .the cost of materials and manufactured products which are to be purchased arm produced by the contractor .- under the contract provisions. 3. The contractor shall furnish (a) a competent superintwdent; or supwiiw who is employed by tha fire. has .full wthorlty to direct performance of tit* work In accordance with the. contract rOff ulrwents, and is In charge of all construction operations (regard- less of who performs the work) ant (b) such other of its one organizational resources (supervision, management, and anglaering services) as the SM contracting officer dater- mines Is necessary to assure the performance of the contract. 4. NO portlon of the contract shall be sublet, assigned or otherwise disposed of except with the written consent of the SHA contracting officer, or authorized representa- tive, and such consent when given shall not be construed to relieve the Contractor of any Reused 3 -21-88 Fit -13 responsibility for the fulftlla at of the contract, written consent will be given only after the SHA has assured that each subcontract in. wr)Tind and fh!* 1 ♦'L.,..�:1 alt pertinent provisions and requirements. of Ma prime contract." rill. SAFETY; ACCiDEKT PREVENTION 1. In the performance of this contract the Contractor shall comply with all applicable Federal, State, and local laws governing safety, health, and sanitation (23 CFR Part 635). The contractor shall provide all safe- guards, safety devices and protective equlpeent and take any other needed actions as It deter- mines, or as the SHA contracting officer may determine, to be reasonably necessary to pro- tect the life and heal" of aacloyeas on the Job and the safe y of the publ Ic and to protect Property In connection with "a performance of the work covered by the oontract. 2. It is a condition of this contract, and shall be mede a condition of each SubcontnM entered Into pursuant to this contract, that the contractor and any subcontractor shall. not require any laborer or mechanic employed In performance of "*contract to work in sur- roundings or under condltlons which are ue- sanitary, hazardous, or dangerous to his/her health or safety, as determined under construc- tion safety and health standards (Title. 29, Code 'of Fedora( Regulations, Part 1926.' (formerly Part ISM as may be revised( promul- gated by the Secretary of Labor, in accordance with Section 107 of the Contract work Hours and Safely Standards Act (83 Stat. 96). IX. FALSE STATEMBI S CONCEMOO HICHHAY FWJEM In order to assure high quality and durable construction In conformity with approved plans and specificatlons end a high degree of mile - bility_on statements and rapresentatlons made by engineers, contractors, suppliers, and workers on Federal -aid highway projects, it Is essential Met all persons Concerned with the s , 0 0 6-1.06 f87EAAL -AID F91ALE AND MINORITY GOALS in accordance with Section it. Non -SMSA Counties ................. 23.2 •Nondlscrtelnatl! .• iu, of "fequlrad ^. L&"; 1;A Mendocino; Contract Provisions Fedral -aid Construction ' CA San Benito. Contracts- the following are the goals for _ female utilization: 177 Seera.ulto. CA: Goal for Mommy SNSA Counties: (Applles nationwide) ....... (percent) 6.9 6920 Seeremento, CA ........... 16.1 - CA CA Placer; CA Sacramwlto; The following are goals for minority CA Yolo. utilization: Non -SIM Counties .:............... 14.3 CA Butte; CA Colusa; CA El Dorado; CA Glenn; CALIFORNIA ECONOMIC AREA. -; CA Nevada; CA Sierra; Goal CA Sutter; CA Yuba. " (Percent) 174 Redding. CA: Non -SMSA Counties ... ;............ 6.8 CA Lassen; CA •Aodoc; CA Plums; CA Shasta; CA Siskiyou; CA Tehame. 173 Eureka. CA: Non-SMSA Counties ................ 6.6 CA Del Norte; CA Mkimboldt; CA Trinity. 176 San Francisco - Oakland -San Jose,-CA: SMSA Counties: 7110 Salinas-Seaside- Monterey, CA ................ 28.9 CA Monterey. 7360 Son Francisco - Oakland. CA. 23.6 CA Alameda; CA Contra Costa; CA Merin; CA San Franclsco; CA Son Mateo. 7400 San Jose. CA .............. 19.6 CA Santa Clara. 7485 Santa Cruz, CA............ 14.9 CA Santa Cruz. 7300 Santa Rose, C)(............ 9.1 CA Sonone. 8720 Val I9jo- Falrfleld- Napa. CA .................... 17.1 CA Nana; CA Solano Revlsed 3-21-98 FR -15 178 Stockton esto, CA: SMSA Counties: 3170 Modesto. CA .............. CA Stanislaus. 8120 Stockton. CA ............. CA San Joaquin. Non -SMSA Count l as ................. CA Alpine; CA Amedor; CA Calaeeras; CA Marlposa; - CA Merced; CA Tuolumne. t79 Fresno- Sakersf fold. CA: 12.3 24.3 19.8 SMSA Counties: 0680 Bakersfleld, CA.......... 1941 CA Kern. 2840 Fresno. CA ............... 26.1 CA Fresno. Non —SMSA Coantles ................. 23.6 CA Kings; CA Madere; CA Tulare. 180 Los Angeles, CA: SMSA Counties. 0360 Anww(a -Santa An*- Garden Grow, CA ................... 11.9 CA Orange. 4480 Los Angeles -Long Beech, CA ................... 28.3 CA Los Angeles. 6000 0�nard -Sinl Valley - VeI -ura, CA ................. 21.3 CA Ventura. 0 6 -26-76 SECTION 6-2. MERAL REp0IRMIM;I TXAS11I2}C SPECIAL PROVISIMI 6 -2.01 As par- -_ of the Contractor's equal e=ploymant opportmilty affix- - aative ac'_.lon prograe, training shall be provided as follwss _ The Contractor shall provide on- the -job training to develop full journevnen in the types of trades or job classification involved.. She goal for the number of trainees or apprentices to be trained - under the requirements of this special provision will be 7 In the event the Contractor ■ubcontracts a portion of -E'79 contract work, he shall deter3ine how'wny, if any, of the trainees or appren- tices are to be trained by the subcontractor, provided however, that the Contractor shall%retaln the primary responsibility for aretlnq the training requiremehts imposed by this special provision. The .. Contractor shall also insure that this T- raining Special Provision is made applicable to such subcontract. Where feasible, 25 percent of : trainees or apprentices in each or_apLation shall be in their first year of appren ^lceshlp or training. - She nurser of trainees or apprentices shall be distributad among the work classificatlons on the basis of the Contractor's needs and the availability of jour- neymen in the various classifications Within a reasonable area of rsr_ait nt. Prior to co==encing work, the Contractor shall submit to the Departmnt for approval the number of -. trainees or apprentices to be trained in each selected classificst'_on _ and training program is be used. 7urt a -amore, the Contractor shall speci`_y the starting time for training in each of the classifications. The Contractor will be credited for sash trainse or apprentice es=ployed by hi= on the contract work who is currently enrolled or becomes enrolled in an approved program and will be rei=bursed for such trainees or apprentices as provided hereinafter. - Training and upgrading of minorities and women toward journeyasn status is a primary objective of this Training Special Provision. Accordingly, the'Contraator shall make every effort to enroll minority and women trainees or apprentices (e.g., by conducting systematic and direct recrait=ent through public and private sources likely to yield minority and vcmen trainees or apprentices) to the extent such persons are available within a reasonable area of recuit=ent. ne Contractor will be responsible for demonstrating the steps that he has taken in pursuance thereof, prior to a deter=ination as to whether the Con - tractor is in c mpliance with this Training Special Provision. This. training cormitaent is not intended, and shall not be used, to dis- criminate against any applicant for training, whether a member of a minority group or not. Ho employee shall be employed as a trainee or appren tice in any ' classification in which he has successfully completed a training course leading to journeyman status or in which he has been employed as a jon.- neyman. She Contractor should satisfy this requirement by including appropriate questions in the eaplovee application or by other suitable means. Regardless of the method used the Cone actor's records should doc-inlent the findings in each case. SSe n!ninvm length and type of training for each classification will be as established in the training program selected by the Contractor and approved by both the Department and the Federal Highway Aeministra- tion_ ^tie Depaz==ent and the Pederal Highway Adsiniatratlon will approve a programs if it in reasonably calculated to mat the equal e.�loynent op portanity obligations of the Contractor and to qualify the average Cainee or apprentice for journeyr,n status in the classification concerned by tha and of the training poriod. rurther- oore, apprenticeship prog =aaa rcgi3rcrcd with C -n D.S. Department of Labor, Bureau of Apprentienship and Traininq, or with the Sure of California, Deoart� nt of Industrial Ralationa, Division of Appron- ticaship Standards recogni_nd by the Bureau and trailing proyrana • • 6-26 -78 approved but not necessarily sponsored by th,i O.S. Departmant of Labor, Manpower Administration, Bureau of Apprenticeship and Train- ing shall also be considered acceptable prov�Aad it is being __ . administered in a manner consistent with the equal employment obli- gations of Federal -aid highway constriction contracts. Approval or acceptance of a training program shall be obtained from the State .. prior to c�mnencinq work on the clam sificati can covered by the pro- gram. It is the intention of these provisions that training is to be provided in the ccnat- -uc^.Son crafts rather than clerk - typists or secretarial -type positions. Training is permissible in lower level management positions such as office engineers, estimators, time- keepers, etc., where the training is oriented toward construction applications. Training in the laborer classificat-lon may be permitted provided that significant and neaningful training is . provided and approved by the.divisioa office, Some offsite train- ing is permissible as long as the training is an integral part of _ an approved training program'.and does not =.prise a significant pa=t of the overall t=aininq. Except As otherwise noted below, the Contractor will be reimbursed 80 cents per hour of training given an employee on this contract in accordance with an approved training program. As approved by the Engineer, reimtihur2ement will be made for training at persons in ." excess of the number specified harain. This reimbursement will be. made even though the Contractor receives additional training pro- gram funds from other sources, provided such other source does not specifically prohibit the Contractor frca receiving o t':er raizhurse- meat. Rel-bursemant for offsite trajning indicated above may only be made to the Contractor where he does one or more of the following and the trainees or apprentices are =nett —wetly employad on a Federal -aid project: eontributas to'tha cost of the t-aininq, pro- vides the instruction to the trainee or appr.mtice or pays the trainee's or aporenticm's wages during the offsite training period. No payment shall be made to the Contractor If either the failure to provide the required training, or the failure to hire the train* or apprentice as a joarayman, is caused by the Contractor and evidences a lack of good faith on the par of the Contractor in meeting the requirements of this Training Special provision. It , is normally expecsd that a t =mina or apprentice will begin his training on the project as soon as feasible after start of work utilizing the skill involved and remain on t!,e project as long as training opportunities exist in his work cla.,sification or until he has completed his traininq program. it is not required that all trainees or apprentices be on board !or the enure length of the contract. .1 C=tracar will have fulfilled his responsibilities under this Training Special provision Sf he ikas provided acceptable training to the number of trainees or apprana -.ices specified. 2342 number trained shall be determined on the basis of the total number enrolled on the contract for a significa: r period. only trainees or apprentices registered in a program approved by _ the State of California's State Administrator; of Apprenticeship nay be employed on the project and said t-aL^ees or appran t:ces shall be paid the standard wage specified under tha r•;gulations of the craft or trade at which they are employed. The Contractor shall furnish the t aLnee or apprentice a copy of the program he will follow in providing the �raiaipg. :tie Contractor shall provide each trainee or apprentice vita a eartlfleation showing the type and length of training satisfactorily completed. ^re Contractor will provide for the maintrnance of records and _ furnish periodic reports doccumant' -ng his par`ormance under this :raining Spacial Provision. _ ro_1o, 0 0 EXHIBIT "B" CERTIFICATION OF CONSULTANT I HEREBY CERTIFY that I am the Vice President and duly authorized representative of the firm of SAITH -EMERY COMPANY , whose address is 5427 E. La Palma Ave., Anaheim, Calif. and that neither I nor the above firm I here represent has: (a) employed or retained for a commission, percentage, brokerage, contingent fee, or other consideration, any firm or person (other than a bona fide employee working solely for me or the above consultant) to solicit or secure this agreement; (b) agreed, as an express or implied condition for obtaining this contract, to employ or retain the services of any firm or person in connection with carrying out the agreement; or (c) paid, or agreed to pay, to any firm, organization or person (other than a bona fide employee working solely for me or the above consultant) any fee, contribution, donation, or consideration of any kind for, or in connection with, procuring or carrying out the agreement; except as here expressly stated (if any): I acknowledge that this certificate is to be furnished to the State Department of Transportation in connection with this agreement involving participation of Federal Aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil, 1. Y 2r,N„1 Signature EXHIBIT "C" TITLE 49, CODE OF FEDERAL REGULATIONS, PART 29 DEBARMENT AND SUSPENSION CERTIFICATION The prime Consultant, under penalty of perjury, certifies that, except as noted below, he /she or any person associated therewith in the capacity of owner, partner, director, officer, manager: is not currently under suspension, debarment, voluntary exclusion, or determination of ineligibility by any federal agency; has not been suspended, debarred, voluntarily excluded or determined ineligible by any federal agency within the past 3 years; does not have a proposed debarment pending; and has not been indicted, convicted, or had a civil judgement rendered against it by a court of competent jurisdiction in any matter involving fraud or official misconduct within the past 3 years. If there are any exceptions to this certification, insert the exceptions in the following space. Exceptions will not necessarily result in denial of award, but will be considered in determining Consultant responsibility. For any exception noted above, indicate below to whom it applies, initiating agency, and dates of action. Note: Providing false information may result in criminal prosecution or administrative sanctions. The above certification is part of the Proposal. Signing this Proposal on the signature portion thereof shall constitute signature of this Certification. Signature Consultant SMITH -EMERY COMPANY EXHIBIT "0" REQUEST FOR PROPOSAL WIDENING PACIFIC COAST HIGHWAY (C -2591) MATERIALS TESTING Personnel: Fee Engineering Geologist $65.00 /Hour (1) Soil Field Technician (2) 37.50 /Hour (1) Asphalt Field Technician (3) 37.50 /Hour (1) (1) Includes portal to portal travel time & vehicle costs (2) To perform soil compaction testing (3) To perform AC compaction testing Material Testing: Soils: Maximum dry density determination $100.00 /Each R -Valve 5_0.00 /Each Sand Equivalent 55.00 Each Aggregate Base: Sieve Analysis 50.00 /Each Sand Equivalent 55.00 /Each R -Valve 150.00 /Each Asphalt Base: Sieve Analysis 55.00 /Each Surface Abrasion (California Test 360, Method A) * /Each Concrete: Compression testing (Included pick -up of cylinders) (4) 14.00 /Each (4) City personnel will take the samples, testing lab is to supply the cylinders *Unable to perform this test CONSULTANT AGREEMENT THIS AGREEMENT, entered into thik —" L day of 198 1 by and between the CITY OF NEWPORT BEACH, a municipal corporation, (hereinafter referred to as "CITY ") and H.V. LAWMASTER & COMPANY, INC., whose address is 7940 Main Street, P.O. Box 246, Stanton, CA 90680 (hereinafter referred to as ( "CONSULTANT "), is made with reference to the following: R E C I T A L S A. CITY is a municipal corporation duly organized and validly existing under the laws of the State of California with the power to carry on its business as it is now being conducted under the Statutes of the State of California and the Charter of the City. B. CITY and CONSULTANT desire to enter into a professional services agreement for material testing for the Pacific Coast Highway Widening Project No. C -2591 upon the terms and conditions set forth herein: NOW, THEREFORE, it is mutually agreed by and between CITY and CONSULTANT as follows: SECTION 1. GENERAL The work herein proposed will be financed in whole or in part with Federal funds, and therefore all of the statutes, rules and regulations promulgated by the Federal Government and applicable to work financed in whole or in part with Federal funds will apply to such work. The required contract provisions for Federal -aid construction contracts are included in Exhibit "A" (Pages FR -1 through FR -18) attached and incorporated herein by reference. A Certification of Consultant statement (Exhibit "B ") and Title 49, Code of Federal Regulations, Part 29, Debarment and Suspension Certification (Exhibit "C ") must be signed by an authorized company representative. 1of9 SECTION 6. HOLD HARMLESS 0 CONSULTANT shall indemnify and hold harmless CITY, its City Council, boards and commissions, officers and employees from and against any and all loss, damages, liability, claims, suits, costs and expenses whatsoever, including reasonable attorneys' fees, arising from the negligent performance of services or work by CONSULTANT pursuant to this Agreement. SECTION 7. INSURANCE On or before the commencement of the term of this Agreement, CONSULTANT shall furnish CITY with certificates showing the type, amount, class of operations covered, effective dates and dates of expiration of insurance coverage. Such certificates, which do not limit CONSULTANT "s indemnification, shall also contain substantially the following statement: "The insurance covered by this certificate will not be canceled by the insurer except after ten (10) days' written notice has been received by the City of Newport Beach." It is agreed that CONSULTANT shall maintain in force at all times during the performance of this Agreement all appropriate coverage of insurance required by this Agreement, and that said coverage of insurance shall be secured from an insurance company assigned Policyholders' Rating B (or higher) and Financial Size Category Class VIII (or larger) by the latest edition of Best's Key Rating Guide and licensed to do insurance business in the State of California. A. COVERAGE 1. Workers' Compensation. Statutory coverage as required by the State of California. 2. Liability. Comprehensive general and automotive liability coverage in the following minimum limits: Bodily injury $250,000 each person $500,000 each occurrence $500,000 aggregate Property Damage $100,000 each occurrence $250,000 aggregate A combined single limit policy with aggregate limits in the amount of $1,000,000 will be considered equivalent to the required minimum limits shown above. 3 o 9 B. SUBROGATION WAIVER CONSULTANT agrees that in the event of loss due to any of the perils for which it has agreed to provide comprehensive general liability insurance, CONSULTANT shall look solely to its insurance for recovery. CONSULTANT hereby grants to CITY, on behalf of any insurer providing comprehensive general liability insurance to either CONSULTANT or CITY with respect to the services of CONSULTANT herein, a waiver of any right of subrogation which any such insurer of said CONSULTANT may acquire against CITY by virtue of the payment of any loss under such insurance. C. FAILURE TO SECURE If CONSULTANT at any time during the term hereof, should fail to secure or maintain the foregoing insurance, CITY shall be permitted to obtain such insurance in CONSULTANT's name or as an agent of CONSULTANT, and shall be com- pensated by ENGINEER for the costs of such insurance at the maximum rate permitted by law computed from the date written notice is received that such costs have been paid. D. ADDITIONAL INSURED CITY, its City Council, boards and commissions, officers, and employees shall be named as an additional insured under all insurance coverages except any professional liability insurance and Workers Compensation Insurance required by this Agreement. The naming of an additional insured shall not affect any recovery to which such additional insured would be entitled under this policy if not named as such additional insured. An additional insured named herein shall not be held liable for any premium deductible portion of any loss, or expense of any nature on this policy or any extension thereof. Any other insurance held by an additional insured shall not be required to contribute anything toward any loss or expense covered by the insurance provided by this policy. SECTION 8. PROHIBITION AGAINST TRANSFERS Neither party shall not assign, sublease, hypothecate, or transfer this Agreement or any interest therein directly or indirectly, by operation of law or otherwise, without the prior written consent of the other party; any 4 o 9 attempt to do so without said consent shall be null and void, and any assignee, sublessee, hypothecate or transferee shall acquire no right or interest by reason of such attempted assignment, hypothecation or transfer. The sale, assignment, transfer or other disposition of any of the issued and outstanding capital stock of CONSULTANT, or of the interest of any general partner or joint venturer or syndicate member or cotenant if CONSULTANT is a partnership or joint venturer or syndicate or cotenancy, which shall result in changing the control of CONSULTANT, shall be construed as an assignment of this Agreement. Control means fifty percent (50 %) or more of the voting power of the corporation. SECTION 9. PERMITS AND LICENSES CONSULTANT, at its sole expense, shall obtain and maintain during the term of this Agreement, all appropriate permits, licenses and certificates that may be required in connection with the performance of services hereunder. SECTION 10. REPORTS Each and every report, draft, work - product, map, record and other document, prepared by CONSULTANT under this Agreement shall be the property of CITY. CITY shall make no use use of materials prepared by CONSULTANT pursuant to this Agreement, except for construction, maintenance and repair of the Project. Any use of such documents for other projects, and any use of uncompleted documents, shall be at the sole risk of the CITY and without liability or legal exposure of the CONSULTANT. No report, information or other data given to or prepared or assembled by CONSULTANT pursuant to this Agreement shall be made available to any individual or organization by CONSULTANT without prior approval of CITY. CONSULTANT shall, at such time and in such form as CITY may require, furnish reports concerning the status of services required under this Agreement. SECTION 11. RECORDS CONSULTANT shall maintain complete and accurate records with respect 5of9 0 0 to costs, expenses, receipts and other such information required by CITY that relate to the performance of services under this Agreement. CONSULTANT shall maintain adequate records on services provided in sufficient detail to permit an evaluation of services. All such records shall be maintained in accordance with generally accepted accounting principles and shall be clearly identified and readily accessible. CONSULTANT shall provide free access to the representatives of CITY or its designees at all proper times to such books and records, and gives CITY the right to examine and audit same, and to make transcripts therefrom as necessary, and to allow inspection of all work, data, documents, proceedings and activities related to this Agreement. Such records, together with supporting documents, shall be kept separate from other documents and records and shall be maintained for a period of three (3) years after receipt of final payment. SECTION 12. NOTICES All notices, demands, requests or approvals to be given under this Agreement shall be given in writing and conclusively shall be deemed served when delivered personally or on the second business day after the deposit thereof in the United States mail, postage prepaid, registered or certified, addressed as hereinafter provided. All notices, demands, requests, or approvals from CONSULTANT to CITY shall be addressed to CITY at: City of Newport Beach 3300 Newport Boulevard Newport Beach, CA 92658 -8915 Attention: Gregory Deist, Resident Engineer (714) 644 -3311 All notices, demands, requests, or approvals from CITY to CONSULTANT shall be addressed CONSULTANT at: H.V. Lawmaster & Company, Inc. 7940 Main Street P.O. Box 246 Stanton, CA 90680 SECTION 13. TERMINATION Either party may terminate this Agreement at any time and for any reason by giving the other party seven (7) days' prior written notice; notice shall be deemed served upon deposit in the United States Mail, postage prepaid, addressed to the other party's business office. In the event of termination due 6of9 to fault of CONSULTANT•ITY shall be obligated to compensate CONSULTANT for only those authorized services which have been completed and accepted by CITY. If this Agreement is terminated for any reason other than fault of CONSULTANT, CITY agrees to compensate CONSULTANT for the actual services performed up to the effective date of the Notice of Termination, on the basis of fee schedules contained above, subject to any maximum amount to be received for any specific service. SECTION 14. COST OF LITIGATION If any legal action is necessary to enforce any provision hereof or for damages by reason of an alleged breach of any provisions of this Agreement, the prevailing party shall be entitled to receive from the losing party all costs and expenses in such amount as the court may adjudge to be reasonable attorneys' fees. SECTION 15. ADVERTISEMENT CONSULTANT shall not post, exhibit, display or allow to be posted, exhibited, displayed any signs, advertising, show bills, lithographs, posters or cards of any kind unless prior written approval has been secured from CITY to do otherwise. SECTION 16. COMPLIANCES CONSULTANT shall comply with all applicable laws, State or Federal, and all applicable ordinances, rules and regulations enacted or issued by CITY. SECTION 17. NUISANCE CONSULTANT shall not maintain, commit, or permit the maintenance or commission of any nuisance in connection with the performance of services under this Agreement. SECTION 18. SAFETY REQUIREMENT All work performed under this contract shall be performed in such a manner as to provide safety to the public and to meet or exceed the safety standards outlined by CAL -OSHA. CITY reserves the right to issue restraint or cease and desist orders to the CONSULTANT when unsafe or harmful acts are observed 7 of 9 or reported relative to the performance of the CONSULTANs work under this Agreement. The CONSULTANT shall maintain his work free of hazards to persons and /or property resulting from his operations. Any hazardous condition noted by the CONSULTANT, which is not a result of his operations, shall immediately be reported to CITY; however, it is not CONSULTANT's responsibility to determine whether any such hazardous conditions exists. SECTION 19. SUBCONTRACTOR APPROVAL Unless prior written consent from CITY is obtained, only those people and subcontractors whose names and addresses appear in this Agreement or any attachments hereto shall be used in the performance of this Agreement. Request for additional subcontracting shall be submitted in writing, describing the scope of work to be subcontracted and the name of the proposed subcontractor. Such request shall set forth the total price or hourly rates used in preparing an estimated cost for the subcontractor's services. Approval of the subcontrac- tor may, at the option of CITY, be issued in the form of a Work Order. SECTION 20. WAIVER A waiver by CITY of any breach of any term, covenant, or condition contained herein shall not be deemed to be a waiver of any subsequent breach of the same or any other term, covenant, or condition contained herein whether of the same or a different character. SECTION 21. INTEGRATED CONTRACT This Agreement represents the full and complete understanding of every kind or nature whatsoever between the parties hereto and all preliminary negotiations and agreements of whatsoever kind or nature are merged herein. No verbal agreement or implied covenant shall be held to vary the provisions hereof. Any modification of this Agreement will be effective only by written execution signed by both CITY and CONSULTANT. M • IN WITNESS WHEREOF, the parties have caused this Agreement to be exe- cuted on the day and year first above written. APPROVED AS TO FORM: CITY OF NEWPORT BEACH, a Municipal Corporation By City Manager H.V. LAWMASTER & COMPANY, INC. By /'-' 7/ l JCJR�c- ONSULTANf President Title 9of9 i' 1 � a• :sw i EXHIBIT "A" • SEMOM 6. FSXPAL REOU1R940)(TS Fqt FEDCRAL -AIO CONSTRUCTION PROJECTS 6-1.0: GENERAL. --The work t rein proposed will be financed (a who(* or la part vith Fed- eral funds. and thsrefcre ail of the statutes, rules and:rop(atfans prdulgated by tM Fid- es( 6ovornweat and applicable In work flnenced In whole or In part with Federal funds Vill sooty to such work. The •Roqulred Contract Provisions, . Federal -Aid Construction Cantraets.• Fnnw F11MA 1273, are Included in this Section 6. 16enever In sold required contract provisions : fefravees we cede Ito 'STN contracting o"Icor•,, -SIIA- resident engineer -, or •authorised reproseet%tive of the S1M -, .such references spell be construed to won •Engineer* as defined to Section t -t.18 of t1we Standard Specifications. 6-1.02 R#OVAim OF IREYIOUS Cav- TRACT. -4a addition to the - provisions In Section 11. - /(adiscriwtaattaa,• and . Section Its I, -Subletting or Assigning the Contract,- Of the required Contract provisions. the Contractor shat( Ooap(y with tM following: ` . The bidder wall exewta "o.CERTIFICA- TION WITH RSMM 0 TO 711E OF PREVIOUS. CMMAM OR SI MMIRACTS SU JWr TO THE EQUAL _OPPGRTutITY . CAME A10 THE FILING OF_PSWIRED,REIMT$._locstod In the propose(. fb regoast for wbfettiog or assigaleg any portion of tae Contract In excess of 510.000 will bo .considered under the orov(sloss --of -Section III of the requlred'=contrict provisions unliss such request is e000wpanlad by tM CERTIFICATION referred To above, executed by the proposed suboonMactor. 6-1.03 W* C0=ION PROVISION. The Provisions In thls section are aoollcobfe to sl.l contracts except contracts for Federal Aid Secondary projects. Title 23. United States Code. Section M. requires as a Condition precedent to approval by me Federal Nfgnway Administrator of. the Contract for this vork that even bidder file a Sworn state t arc ted by, ar• w behalf of. R.v(s.d FR-1 the parsono flew, assocW104, of.- Corporation -to wflgw such Contract Is to be awarded. Certi- fying that suds parson, firm, association, or corporation has not, *(Thar directly or Ind(- racily, entered into any agreement, partici- pated In arty collusion, or otharwise.taken any action In restraint of free cowpetltive bid- ding In toanacrlon wl" Ina submitted bid. A foam to make the non- collusian affidavit stair aunt required by Section 112 as a certification. under penalty of perjury rather than as-s sworn statement, as parented by 28, t1SC. Sac. 1746, Is included In the proposal. 6-1.04 PARTICIPATION 8Y II4NORITY OUSINESS ENTERPRISES IN SIBOONiRACTiNG. --part 23, Title 49, Coda of Federal Regulations applies to this Federal -ald project. Perttaent Sec- tions of said Coda w Incorporated In part or In Its entirety wf"(n other sections of The" special provisions. I§ffffffffffffff Schedule 8-- Inforsetlon for oariralaiag Joint yentlw Ellgiblllty (This fora need not be' filled to if all Joint venture firs$ are of"Wify oaai ) 1. IN of Joint venture 2. Address of Joint venture 3. Phone numbr of Joint venture 4. Identify "a flews which comprise me Joint venture. -(The MN partner Must Caeplere Schedule A.) . (a) Oesw1be the .role of the MBE flew in the Joint venture. (b) Oesc'ibo very briefly the exiwieace and business qualifications of each non-4BE Joint venturer: _ _ -- S. "re.-of the Joint_ verttur.Ars business 6. - Provlda a copy of tea Joint venture agreement. _ 7:.1aet Is the claimed peroentage of WE ownership?' ... . G. Ownership of Jal". venture: (This need not be filled In If described in the' Joint venture agreement, provided -by Question 6.). (a) Profit and loss. sharing. (b) Capital 'contributions, . Including equipment. ' ._ I. (c) Other applicable ownacstilp later - asts. 9. Control of and participation In this contract. . Ideatify by name. race, sex, and 'firm- those Individuals (and their titles) who are tespoaslbie for day-to-day management and polity ' decislonmaking, including, but not limited to,' those with prima responsibility for: (a) FlnancW - decisions (b) Management decisions, such as: (1) Estimating the terms and operation of our Joint .m1Lra and. the Intended participation by each Joint venturer In the' undortakiny. Further. the undersigned covenani and agree.to provide to grantee current. complete and accurate In far am.tion r*garding actual Joint venture work and the payment therefor -and any pro- posed changes in -any of the Joint •venture arrangements and to permlt the audit - and examination'of the books, records and flies of the Joint venture, or those of each Joint venturer relevant to tM Joint venture, by auttar•IZed representatives of the grantee err the federal funding agency. Any material misrepresentation will be grounds for terminating any contract which` may be awerdad and for initiating action under federal or State Im concerning false statemmats.- ............... ............................... Home of Firm Hams of Firm . ............................................ Signature Signature ............... ............................... ............... ............................... Title Title ' ............................................. Date .. Oats (2) Marketing and sales (S) Hiring and firing of 'management:.. Date - personnel _---- -_ - - -- _ State of. '. . . (t) Purchasing of major items or. County of supplies ... . (c) Supervision of field operations Hate. —If, after filing this Schedule 6 and before the - eampletlon of the • Jolat . venture+s work' on the .contract Covered ' dry this C"u I a- tlon, then. Is ;any slgnlflcent change to the Information submitted, the Joint venture east Jnform.tho.grartha, either directly or tf tough the prime contractor If the Jolat venture Is a subcontractor. . Affidavit -The undersigned :veer that tM foregoing statements ore correct and Include all material Information necessary to Identify and ewolaln R.vls.d 5 -21-98 FR -2 An this day of 19 before me appeared '(Namm) , to ere .personally-known, who, -being duly sworn,. -did execute the foregoing affidavit,-and Aid stata.that he or aM was properly authorised by (Hama of firm) - to execute tIN affidavit and did so as his or her free Oct and deed.. Notary Public Commission expires ISeall Oster State of County of On this _day of , 19 execut* the affldedt and did so es his or befog-* w spored (qaa *1 her free act and deed. to er peg-sonal ly known, wixl, being duly sworn, Notary Pub( I did ::*.going affldevll, m9 ::d Commission expire state tnar he or she was properly authorized ' 150411 by (!Mr of firw) E w.lsed s -21-ae Fa -s t!( r SBCTION 6-1.05 REQUtM .COMIRACT PPoOVISIOMS FEDERAL -AID CONSTRIM(M CONTRACTS (Exc:.0 ;ve of Appalachian Contracts) Page 1. General ...........................FR -t I1. Nondiscrimination .................FR -4 111. Nonsegregated Facilities .........:FR -6 IV. Payment of Predetermined Mlnlaus Wage .... . ......................... FR -7 V. Statements and Payrolls ...........FR -11 V1. Record of Materials, Suppl lei, and Labor .........................FR -t2 V11. Subletting or Assigning the . Contract ......................... FR -12 VIII. Safety: Accident Prevention .......FR -13 IX. false Statements Concerning Highway Projects ............ : ............ FR -13 X. Implementation of Clean Air Act and Federal Water Poi Iutlan Control Act ..... ..........................FR -if 1. GENERAL 1. These contract provisions shall apply to _ all work performed on t contract by tan! The contractor's own organization and with the assistance of workers under the contractor's imaadlate superintendence and to all work performed on the contract by pleeevork, station work, or by subcontract.. 2. Except as otherwise provided for In each section, the contractor shall Insert In each subcontract all of the stipulations contained In these Required Contract Provisions, and further require their Inclusion In any lover tier subcontract or purchase order that may In turn W and*. The Required Contract Provisions shall not be Incorporated by reference In any case. The prime contractor $nell be respon- sible for compliance by any subcontractor or lover tier subcontractor with these Required Contract Provisions. 3. A breach of any of the stipulations contained In these Required Contract Provlsloas shall be sufficient grounds for teralnatlon of the contract. <. A breach of the following clauses of the Required Contract Provlsloos any also be grounds for debarment as provided in 29 CFR 5.12: Revised 5-21 -04 Form FMWA 1273 (R... 10-87) FR- Section I, paragraph 2; Section IV, paragraphs 1. 2, 3. t, and 7; Section V. paragraphs 1 and 2s through 4. 3. Oisputes arising out of the labor standards provisions of Section IV (except paragraph 3) and Section V (except paragraph 3) of these Required Contract Provisions shall not be subject to the general disputes clause of this contract. Such disputes shall be resolved In accordance with the procedures of the U.S. Department of Labor (OOL) as set forth to .29 CM Parts S. 6, and 7. Disputes within the smaning of this clause Include disputes between the contractor (or any of Its subcontractors) and the contracting agency. the OOL. or the contractor's emptoyees or their representa- t i ves. 6. Qwtlflutlon of Eligibility: By- entering into this contract, the contractor certifies as follows: a. Neither the contractor nor any person or firm who has an Interest In the contractor's tins Is Ineligible to be awerdoa Government contracts by virtu* of Section. 3(a) of. tan Oavls Bacon Act or 29 CFR b. No part of this _contract shall be subcontracted to any Person or firm ineligible for award of a Government contract by virtu* of Section 3(a) of the Davis -bacon Act or 29 CFR c. The penalty for waking false statements Is prescribed in the U.S. Criminal Code, IS U.S.C. 1001. I1. NONDISCRIMINATION (AppI lcable to Federal -ald construction contracts and related subcontracts and purchase orders exceeding 510.000.1 1. Selection of Labor: Wring the perfor- mance of this contract, the contractor shall not: rt .� a. discriminate against labor from any other State, possesslOn, or territory of t"* United States, or . b- eea'c; =;;Ict labor for any purpose wfthfa +"*. limits of the project unless It is to" -psi lamed by convicts wbo are on parole, supervised release, or probation. . 2. Employes*? Prect(cess a. The Equal Golayment Opportunity Affiroetive Action Hatice set forth In 41 CFR 60-4.2 and t"* Equal rmplayment Opportunity Construction Contract Speclf(eattons sat taritk In 41'CfR 601.3 are inoo.porsteWby veteran* In this contract. k b. Pagvlatlon 41 CFR 60.4.2 repulm goals and timetables for minority and tfesmle par - ticlWlon expressed in percentage tat for the oontrectorts aggregate work force in each trade on all construction work to the covered area. The goals for this contract are stated elsewhere to t"* bidding documents and in the construction contract. c. Regulation 41 CFR 60-4.3 provides specific afflrmetive action standards t"* contractor shall tnplamart to ensure equal�� emplayment opportunity In achieving the - Ialwity' and femata WtfciW.I<a goals set forth to pe agrapn 2b of this Section. 3e Equal OppWfoilty Clause: Ouring the .performance of this contract, the contractor agrees as follows: a. ,The contractor will' not discriminate against any employee or applicant for employ - eeat because of race, color, rellglon,.sm. or national origin. The contractor will take affirmative action to ensure that applicants are employed and that employees are treated duct employment ng e wlthoat regard ce to their roes, Color, religion, sex, or national origin. Such action shall Include, but,not be limited to, the following: employment, upgrading, deaot(on or h anster; recruitment or recruitment ed- 4orrfaing; layoffs or terainatlon; rates of pay or other forms of compensation; end. selection for framing, includfng apprenticeship. The contractor agrees to post In conspicuous places, available to employees and applicants R.vls.d 5 -21-88 iii -S 0 for employment, "tics to be provided by the State. highway - agency (SM) setting forth the provisions of this nondiscrimination- cteuse. . b. The contractor'wlll, in all soticitatlonf or advertisements for eaployeee placed by or an behalf at the contractor, state that alt Quell - fled applicants will recelve'consfderatlon for employment without regard to race, color, religion, sax, or national origin. c. The contractor will sand to each labor union or representative of workers with which t"* contractor has a collective bargaining agreement oc other contract or understanding a notice to be provided by the SIN advising the sold labor union or workerst representative of the aontractarta coma(tments under this Section 11, paragraph 3. d. The contractor will comply with all provisions of- Executive Order 11246, Equal Employment Opportunity. doted September 24, 1965, and of t"* rules, regulations (41 CFR Part 60)r and relevant orders of the Secretary of labor. Is. Th4 contractor will furnish all Information and reports required by Executive Order 11246 and by rules, regulations, and orders of. "a Secretory of Labor, pursuant Thereto; and will Wait access to its books, records. and accounts by The Federal Highway AdminTstratfon (FHMAI and !fN Secretary of Labor for purposes of- investigation to as- cm 1In compliance with such rules. regula- tions, and orders. f. In the event of the contractor's-non- compliance with the nondiscrimination clauses .of this Section 11. paragraph 3. or with any of t"* said rules, regulations, ar ',orders, this contrsct may be canceled, terminated, or sus - panded In whole or In part. The contractor any be declared Ineligible for further Government contracts or federally - assisted construction contracts in accordance with procedures autho- rized In Fxatutive Order 11246 and such other sanctions as may be Imposed and remedies Invoked as provided In Executive Order 11246 or by rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law. g. The contractor will include me prov(- Mons of this Sictlon 11, paragraph 3. In every subcontract or purchase order so that such • provisions 'will 'be` binding upon each sub - contractor or vendor, ualess exempted by rules, regulations, or .orders of the Secretary of _ Labor- Issued pursuant to Section 204 of _ Eioocotive Order' 11346. The contractor will take such action with respect to any sub- contract or purchase order as the SIN or the FHWA any direct as G means of enforcing such provisions,' Including sanctions for non- compliance. In the ceoat a contractor bae.1 a party to .litigation by a subcontractor or vendor as a result of such direction; tM contractor may request the ' SHA to enter Idto - -. such litigation to protect the interest of the. State. In addition, the contractor-may request ttue United States to.enter Into such litigation to protect the Interests of the United States. 4. Zelectlos of Subcontractors, procure- meal of Wtadleis. and teasing of Equipment: a. The contractor shall not discriminate an the grounds of race, color,-sex. or national- origin in thi selectloa and retention of sub- contractors, Including procurement of materials act lessee of equlpam is In all -iollcitationi made by 1M contractor - each potential sub= contractor a- supplier shall be ootlfled by the contractor 'of -the coritrecinr's obligations under this contract relatlye to nondisarliat- notion an the grounds of race, color,. saw, or_. national origin. b. In The event of . the, contractor's non- . compllanp with -the nondiscrimination provl- slons of this Section 11, paragraph 4, this contract may be subject-to sanctions Including but not limited to the withholding of payments to the Contractor under the contract until the contractor compiles act /or cancellation, terml- natlon, or suspension of the contract In whole . or In part. t. The contractor shall Include the provl- slons of "is paragraph 4 In every subcontract, Including procurement of materials and leases of equipment. The contractor shall take such action with respect to any subcontractor or procurement as the SIN or the FHMA may direct as a means of enforcing such provisions, in- cluding sanctions for noncompliance. In the event a contractor becomes Involved In, or Is Threatened with, Iltlgatlon by a subconrractw or supplier as a result of such direction. the contractor any request the SIN to enter Into such litigation to protect the Interests of the State. In o44It!C:, th4 wn:rociar my rmqueet the United States to enter Into such litigation to protect the Interests of the United States. S. General Participation Requirements: a. Policy: It Is the policy of. the WT that disadvantaged business enterprises (OBE's); as . defined In 49 CFR Part 23, shall have equal opportunity to participate in the performance of contracts financed In alale or.In Part with Federal funds. Consequently, tM requirements of 49 CFR Part 23 apply to this contract. .b. Obligation: TM contractor agrees to take all necessary steps to ensure that eligible businesses, as defined In 49 CFR Part 23, have equal opportunity to compete for and perform subcontracts financed In whole or In part with Federal funds provided under -this contract. c. The contractor's failure to awry out the .: , requirements of paragraphs So 'and :,% of this Section it shall. constitute a. broach of con- tract and may result In terminatlon of the . contract or other approprlato action. d. The contractor shot l. provide all infaram- tlon and reports required by 49 CFR Part 23 or directives Issued pursuant thereto, and shall permit access to Its books; records. - accounts. other sources of Information and Its facilities as any be determined by the SHA or tM FHMA to be pertinent to ascertain compliance with the regulations cc directives. R..Isod 3-21-80 FR-6 111. NMGEGREGATED FACILITIES . (Applicable to Federal -old construction contracts and related subcontracts exceeding $10,000.) a. By submission of this bid, tM exeautson of this contract or subcontract, or the con- summation of this material supply agreement or purchase order, as appropriate, the bidder, Federal -ald construction contractor, subcon- tractor, material supplier, or vendor, as appropriate, certlfles that the firm does not malntalei or provide far Its employees any segregated facilities at any of its establish - mants, and that "a fire does not p"it Its 60090yees to perform their services at any loCatlon, under Its Control, where sedredate.r fiac114tt" are maintained.. .The firm agrees. the? a breach of this Certification Is a v(048- 4I&a of" the Gavel Opportunity Clause In this contract. The firm further Certifies that no owgioyee will be denied access to adequate faelliTlas on the basis of a". y. As used to this certification. •the tem OMP4veted faeilitloew weans any waiting rooms. work are". .*a! and ashrooms,' rawtauranta and ether voting area, tim::clocks. locker rooms, and other storage or dressing areas. -perking lots, 'drinking : fountains'. recreation or a forftinmett area, transpor- tatton, and housing facilities provided for _veploy.es `which are segregated by explicit directive, 'or are, to fact, segregated on the hosts of rave, color, religion, or national aP1214, because of habit, local custom, or otherwise. c.. The contractor agrees that it has obtained or will obtala.tdeatial arttftation f�. proposed subcontractors or Wrorlal aual lers, , Ortor to sword of 'atboontracft or.' CiLgnluwntloa of material $Wly agreemeam exceedlig.S10,00o sod that it will retain such certifications to Its flies. IV. PAViOM OF PAEOETEMIUM M(M40A RACE (Applicable to Ferlereiv*id contra loa contracts and related subcontracts exceeding $4000.) 1. 0emerel: a. All mechanics and laborers employed or working upon the oife of the wai wi I i be aid unconditionally and not less often than once a reek and without subsequent deduction or robot4 on any account (except such payroll deductions as are pow II e0 by regulations Issued by the Secretary of labor ender the Copeland Act (29 CFR Part 3)1 the full amounts of wages and bona fide fringe benefits (or ash equivalents thereof) due at time of payment. The payment shall be computed at wage rates not less then Nova contained In the wage deterw(natlon of R.vis.d 3-21-48 r9im the Secretary of tabor (hereinafter ethe rage det"Inatlone) .etch Is attached hereto and wade a part hereof* regards "s of any ,confrac, which mau." ti tZ between the contractor or- Ito subcartrectors and such laborers and mechanics. -The. wage determination (including any eddltlonal Classi- fications and .age rat" conformed under pers- graph 2 of this Section IV and the 001. poster (tat- 1321) or Fora FMM -1493) shell be posted at all times by the contractor and its subcon- tractors at the sits of the work In a prominent and acc"stbte place where It tan be easily seen by the workers. For the purpose of this Section, contributions wade or Costs reasonably anticipated for bona fide fringe benefits under Section 4(b)(2) of the .Davis -Bacon Act (40 B.S.C. 27641 on behalf of laborers war mechanics era considered wag" aid to such laborers or mechanics, subject to the provisions of Section IV, paragraph 3b, hereof. Also, for the pur- pose of this Section, rapier Contributions wade or.aosts Incurred 'for wore than s weekly period (but. not (ass often than quarterly) under plans, funds, or programs, which Cover the particular weakly pried, are doused to bus constructively made or -4ocu v-ad during each weekly 'period. Such laborers and mechanics shail,be aid aopropriatt- wega so! -and fringe benefits an the wage determination for the classification of.-work satuallY Performed, without regard to skill, except as provided in paragraphs 4 and 3 of this Section IV. b. laborers or aacnaala partpmtgg work in. more than am cl &"A f (cation away be cv8pensated at the'# a specified for each clasulflcetlOn for the floe actually worked taerela, provided. that the eoployerxs payroll records accurately sat fm H. the ties spent In mach classification in which work is performed. c. All ruling* and Interprafat'ans Of the 0evis -Bacon and Related Act* Contained la 29 CFR Parts 1. 3. and 5 are herein Incorporated by reference In this contract. 2. Ciasslflcatlons a. The SMA contracting officer shell. require that any class of laborers or mechanics employed under the contract. which Is not c: 0 . listed in the c ga determination, shall be classified I:i conformance with the wage determination. b: The contl�.=�eting offices rhrl! =;Ira:: u.. aGAitional'clwsalfication. wage rate end triage benefits therefor only when the following criteria beve been met: �J tlon. Said Administrator, or "an authorized - representative, will Issue a determination within 30 days of receipt and so advise the contracting vlf!, -w oc . ul ;i nofi ty. the ;con- tracting officer within the 30-day period that additional time is necessary. - - e. The'wage rate (Including fringe benefits where a let*) det i ad t to ro- I' -- fl" fringo benefits, bears a reasonable relationship to the wage rates contained in .the 'wage determination.. Z. . C. If tbe contraetor:or: subcontractors, is appropriate. "W laborers; and ,sachaoics•.Alf,. -,- known) to be am- toyed la- the additional. olass Iflcatlon .or.- .their, represeotatives,_smsd the eoaitracting officer egree-on tbe 'classi -.._ tication and 'woo rate' - (Including the amount designated for- frtnge,•benefitf wham appro- prlato)j-4 report of The -action taken shall be sent by tho 'coatractlag officer to tM B.S. Department of'Lebor. Administrator, of the Mega and :_Hour Of visions - .6oloyment .'. standards Administretton,.Washington, O.C. 20210.. _The We" and four Administrator, or an authorized . representative, •wi.1I:.approve, modify, or - dts approve every additional classification action within 30 days -of receipt and so advise tbe contracting officer or ..will notify tbe contracting officer vltkla the 30-day period that addltlonal.time Is necessary. d.. In the event the contractor or sub, tractors. as Wropriate, . the laborers or mechanics to. be .employed In the additional classificatioo or their representatives. -and the contracting officer do not agree on tM proposed classification and wage rate - (Including the amount designated for fringe benefits, where appropriate), the contracting officer shall rotor tM questions, Including the views of all Interested parties and the recommendaflon of the contracting officer, to the wage and Hour Administrator for detrmloa- In:. the ..contract for a .cless of laborers or mechanics Includes a fringe bemefIt .Mich is not expressed as anihourlr.rato. the contractor _or subcontractors, as appropriate, shall either pay the beaefIt as stated in the wage dater - minatton or shall pay an~ --bone •fide - fringe .tenet Itar �an hourly cash equlvelent thereof. •. .b. ,If, tM contractor . or subcontractor, as .-appropriate, ..does not. mak4V payments. to ,a trustee or.other third person",, he/she -may can- ... ,,.. ._- -_:._slder_as part of the wages of any ,laborer or mechanic "a: amount of any costs reasonably anticipated to providing bons fide fringe benefits under a plan or program. provided, that the Secretary of labor has found, upon the written .request of The contractor, that. tbe applicable standards of the Movls..Baoon Act have been met. ' The Secretary of- Labor may require the contractor_ to set aside to a sepa- rate account assets for The meeting of -' obligations under the plan or program. d. Apprentices and Trainees (Progress of -the U.S. Department of Labor): .. a. Apprentices: (1) Apprentices will be permitted to work at less than the predetermined rate for the work they performed when they ere employed pursuant to and Individually registered In a bona tide apprenticeship program registered with the U.S. Department of Labor. Employment and Training Administration, Bureau of Apprenticeship and Tralolog, or with a State apprenticeship agency R.vIsW }21 +; FR-8 I I- ero a pursuan . pa (1) the work to be performed by the graph 2c or 2d of This Section IV shall be paid additional elaosiflcatlon requested Is not to all workers .;performing work ,.In the addl- per•formed by o classification In tbe wage tlonat classification from the first day on detaralnatlon; which work. Is performed In the classlf lcatlon. (2) the additional clesslticetlon *As utlIlied in t4a area by the - ;_construct lion . 3. PaYmeat- of.- Frlmge 8enettts:.,.,_,, Industry; and . . .. (3) the proposed wage rata, secluding any ... a. Mhen*ver.the alnlmus wage rate' prescribed I' -- fl" fringo benefits, bears a reasonable relationship to the wage rates contained in .the 'wage determination.. Z. . C. If tbe contraetor:or: subcontractors, is appropriate. "W laborers; and ,sachaoics•.Alf,. -,- known) to be am- toyed la- the additional. olass Iflcatlon .or.- .their, represeotatives,_smsd the eoaitracting officer egree-on tbe 'classi -.._ tication and 'woo rate' - (Including the amount designated for- frtnge,•benefitf wham appro- prlato)j-4 report of The -action taken shall be sent by tho 'coatractlag officer to tM B.S. Department of'Lebor. Administrator, of the Mega and :_Hour Of visions - .6oloyment .'. standards Administretton,.Washington, O.C. 20210.. _The We" and four Administrator, or an authorized . representative, •wi.1I:.approve, modify, or - dts approve every additional classification action within 30 days -of receipt and so advise tbe contracting officer or ..will notify tbe contracting officer vltkla the 30-day period that addltlonal.time Is necessary. d.. In the event the contractor or sub, tractors. as Wropriate, . the laborers or mechanics to. be .employed In the additional classificatioo or their representatives. -and the contracting officer do not agree on tM proposed classification and wage rate - (Including the amount designated for fringe benefits, where appropriate), the contracting officer shall rotor tM questions, Including the views of all Interested parties and the recommendaflon of the contracting officer, to the wage and Hour Administrator for detrmloa- In:. the ..contract for a .cless of laborers or mechanics Includes a fringe bemefIt .Mich is not expressed as anihourlr.rato. the contractor _or subcontractors, as appropriate, shall either pay the beaefIt as stated in the wage dater - minatton or shall pay an~ --bone •fide - fringe .tenet Itar �an hourly cash equlvelent thereof. •. .b. ,If, tM contractor . or subcontractor, as .-appropriate, ..does not. mak4V payments. to ,a trustee or.other third person",, he/she -may can- ... ,,.. ._- -_:._slder_as part of the wages of any ,laborer or mechanic "a: amount of any costs reasonably anticipated to providing bons fide fringe benefits under a plan or program. provided, that the Secretary of labor has found, upon the written .request of The contractor, that. tbe applicable standards of the Movls..Baoon Act have been met. ' The Secretary of- Labor may require the contractor_ to set aside to a sepa- rate account assets for The meeting of -' obligations under the plan or program. d. Apprentices and Trainees (Progress of -the U.S. Department of Labor): .. a. Apprentices: (1) Apprentices will be permitted to work at less than the predetermined rate for the work they performed when they ere employed pursuant to and Individually registered In a bona tide apprenticeship program registered with the U.S. Department of Labor. Employment and Training Administration, Bureau of Apprenticeship and Tralolog, or with a State apprenticeship agency R.vIsW }21 +; FR-8 0 reoogn 1 zed by the Bureau, or If s person Is eaptoyed In his/her first 90 days of probation- ary employment as an apprentice in such an . apprenticeship Cno. w '.3 io? 1414 i vidus I I y registered In the program, but who has be" • certified by The Surow of Apprenticeship and Trafa(ng or a States *ppreeticeenlp agency agency (wwre appropriate) to be eligible for probatlonay employment as an oweattce. - M. The allowable ratio of eppreetices to journeymen level employ an the job site In . any craft cle"Iflcatioh shall tat be greeter then The ratio permitted to The contractor as to the entire %W feorOe under the registered program. Amy employee listed ate a payroll'.at an apprentice wage rate, who is eat registered or otherwise employed as stated o", shall be- paid hot leas than the o"llcellle wage rate listed .10 the 60" determination for the classificetion of work actually performed. (a addition, any apprentice pen•tag fog wtx'k on the job site in excess of tha halo permitted wrier the iog(stored program -shell be paid not less than the appltdble %age rah on the wage detwwI*4iHoa for the work actually performed. More a contractor or wAwntraetor is ow- tom w lag *instruction an a project to a locality" other lien thel in which Its IN agi Is raglsv• tared, the ratios and wage ..I (expressed to ..percentages of `the journeymen+leal hourly rah) specified In the ' contractorrs , or subcortMct*rrs registered. :program shall be observed. .. (3) Every aoiwontice must be paid at not less Than 'Ihetrste specified in the registered program for tam apprentice's level of progress, expressed as a percentage of The journoymn- level hourly re! .speeltled in The applicable wage determination. Apprentices shall be paid fringe bmletits to accordance with the provi- sions of "R apprenticeship program. It the oppreatlpahio program does eat specify fringe benefih..epprent(ces must be paid the full *Yount of fringe benefits listed on the wage deteralnarion far the applicable clesstf(ca- Tlon. It the Administrator for The wage and Hour Oivlslan determines that a different practice prevails for The aopllcaole apprentice. classification, fringes snail be paid in accordance with that.detern(hation. R..is.d 5-21-98 FA -9 0 (e) In the event the Bureau of Approat(Cw ship and Training, or e- -State apprenticeship agency rawgnizod by the Bureau:. withdraws . eM�Oa: a. an mWootice%hip -program. the contractor or subcontractor w i t '1 no longer be permitted to utilize apprentices at lees Than Me eopilcabfe predetesrmined rat* for the fable work performed by regular_employeas until an acceptable program Is approved. b. Tralneeet (17 ExoW as provided in 29 -CFR 3.16, tra(aees will not be permitted to work at .(ass' than the predetwalaod na- tar TM nark per- formed unless they are employed pursuant to and Individually registered to a program which Ms received prior approval, evidenced by formal certification .by The U.S. i)apartmont of tabor, Employment and Training Administration. (2) The ratio of trainees do journeyman - towel employees on the job site stall hot be greater 'then permitted under the plan a09roved by the Employment and Training Mathis 14110h. Any employee listed on The payroll at a Troth" rate who is not registered and participating In a "thing Olen approved by the Employment and Training Administration shall b* paid mot to" than thin applicable wage rate on the wage determination for the classification of work actually pert* mad.r la addition, wy,trelna* performing work on the job alto to amass of The ratio permitted under the :.registered program shall be paid hot less than The -4901- ,cable wage rate on the wage determination for TM work actually performed. (3) Every trainee most be paid or act fees than the rate specltled to 2nd approved Program for his/her level of progress, expressed as 'a• percentage of the Journeyman -level hourly rate specified In the applitabl• WdQ* 404MIh41`1011- Trainees shall be paid fringe :benefits 10 aeeordence with the provislans of - The tralae* program. If The Trainee program does not mention fringe benefits. trainees shalt to paid the full amount of triage benefits tilted on th,i wage determination unless the Ado( "lstrafar of the Wage an4 lour Oivlston determines That Mere Is an aOprenticeantp program associated with the corresoondlag journ*vran -love( cage rate on'the wage determlnatloa white provides R' r determination which provides for-less.,than full fringe benefits for apprentices, to which. case... such traloeas' shelf receive the. sewn f.clago benef 1 is m< �.•:.t:.:L:.. .... .. .... . (4) In the event'the Employment and Training Administration withdraws approval of a training . program, the contractor or subcontractor will no longer be permitted to utilize''tralnees at less than "a applicable predeferulned rate for the work performed until an acceptable program Is approval. e. Equal Employewst Opportualtyt The utilization of apprentices;. trainees, and Journeymen -Iovei employees tshall be In conformity with the equal avloymant .oppor- tunity requfremeats of Executive Order 112460 23 CFR 230A, and 29 CFR Part 30. . S. Appreatloes sad Teethe" (Programs of the U.S. Department of Traospa lom): Apprentices .and' trol9$" ' working under ... apprenticeship and ' skill �Iraihtay programs which love 'be" certlfted by the Secretary of- _ Transportation as promotlho equal agloywent . opportunity In connection with Federal -ofd highway construction programs are not subject to the requirements of paragraph 4. of this ,Section IV. The 'at. Ight 'flea h6urly 'wage .Including - .eppranr�eas.- tratn�as._. and -- hoipers, . employed by "a contractor_ or. any subcontractor the full amount of .wages_ required, by ,-the. cod ir"; , in the event of fdi Jura , •to - pay : any _ laborer or_ archanic,' including. , any apprentice, train**, or helper, emp(oyed or working on the site of the work, all or. part. of the wag" required by the contract, the Sf1A contracting officer may, after writtm.notiu to ..the con- tractor, take such action as my be aecessary to cause the suspension of any: further payment. advance, or guarantee of funds ' until such violations have Conseil. 7. Overflew Requlremen". -. No Contractor or subcontractor ooatrecting for pay part of '"t Contract work which way require or Involve the'employeant of laborers, aechaelcs, watchm"'i -or guards (Including appr"tices and trainees describid la para- graphs 4 and 3 above) shall raqutre or permit any laborer, 'mechanic, watchman, or guard In any workweek An which Wshe `Is employed on such vtork;''tn 'work to axoess of 40 lours in. -such. workweek..unlass such laborer, mechanic, . Watchman. or guard recelves'cowpeasation at a - rate not -(mss -then ooe-ond-one -Mt f -times his/her b'"'Wrate of.pay for all hours worked In exeess`of 40'Iaurs in such workweek. rates for apprentices and trainees under such Program will be established by the'particulac Programs. The ratio of apprentices and trainees to journoya n shall not be greater' than permitted by the Ives of the particular. Program. 6. Withholding: TM SNA-ahali upon Its awn action or upon written request of 'an authorizad representative of Ina OX withhold. or cause to be withhold, from tM contractor or subcoatractor under this contract or any other Federal contract with the sans prime contractor; or any other federally- assisted contract subject to Oavis -0ecoa pre - "fling wage requirements which Is hold by the same prime contractor, as nuch of the accrued payments or advances as may be considered necessary to pay laborers and mechanics, R.vl sad 3 -21-98 FR -10 a. Violation: - . •� ... ,._ - i Llablllty -for - thlpold Wages; Ltquitoted .Damages: -in the event of any violation of the clause sat ' forfh -to paragraph .7 above, "a contractor and "y subcontractor- responsible thorefar `shell be liable -to -the affected employee for his/her "paid wages: I'm addition, such controctor...:end .subcontractor shelf be Itable -to the United .States (In the. rasa of work done under contract .sfor'the. District of Columbia or 'a territory, to such District or to such territory) for - liquidated damages. Such liquidated damages shall be computed with respect to each Individual :laborer„ mechanic, watchman, or guard employed In violation of the clause set forth An paragraph 7, in Me sum of $10 for each calendar day on which such employee was required or permitted to work In .«toss of the standard workweek of 40 hours 0 without payment of tit ov+rtlme Wages required by the clause Sot lorthh In paragraph 7. °."• withholding for IInNhS - Yoga: meted_ Liquidated Oemegest The SIN shall vpan its awl action or upon written request of any authorlzW reprusents- tive of tit OOL withhold, or cause to be withheld, from may Mont" payable an a000unt of raft pwl* by the contractor or subaon- treefof under any such contract or any otlhe,r Federal contract with .fit seem pries -con- tractor, or. any ' other federally- assisted contract subject ft the Contract work (burs ON Safety Standards Act, which Is hold . by the so" pries contractor, such sea as my be deter - mined to be necessary to Satisfy any llabill- tt" of such contractor or subcontractor for unaid wages and liquidated dam" as provided In the clause sat forth In paragraph E above. V. STAT94t31r5 AM PAIROLLS (Applicoto to .Fedisrel -Std construction contracts and related subcontracts 00080:11M. $2,000.1 1. Compliance with Copeland 1legulations (29 CFR Part 3): The contractor shall :comply with the Ca"tand Regulatlons of fit Secretary of labor which are, herein incerporeted�by reference. 2. Payrolls and Psyrell Isom a; 'a. Payrolls and- basic -*cords relating thereto Shelf be Maintained by the contractor and each subcontractor durhn tit course of tit work and preserved for a period of 3 veers from The date of compietion of the contract for all laborers, mechanics, apprentices. trot"". watchman. and guards working at the site, of the work. b. The payroll to= s shall contain the name, social security number, and address of each such employe, his or her correct classification, hourly rates of Wages paid (Including rates of contributions or costs Rev(s.d 5 -21-88 antleipated far bona fide fringe benefits or cash equivalents thereof of the types dascrlbad in Section I(b)(2)(8) of 'Me tlavts-eacon Aet1. dal I and weekly number of hours worked, deNa.°- tlons vied* and actual wages aid.. Whenevwr tae Secretary of Labor, pursuant to Section 617, paragraph 3b, has fond that the wage: of -day laborer par Mechanic include "a amount of any costs reasonably anticipated In providing benefits under a plea par program described 10 Sectlan 1(b)(2)(8) of the Oavia -8econ Act, the contractor and each subcontractor shell main- fain robords which show that the commitment to provide Such benefits Is enforceable, !fiat the- plan Or program Is financially resoonalble, and That the plan or program has been com.au+icsted In writing to tit laborers or mechanics effect- ad, and records whits maw tit costs matict -. Voted or the actual costs Incurred in providing -such benefits. .Contractors or Sub- contractors employing apprentices or traloo" under approved programs shell maintain written evidence of tit registration of appreaticeship programs s-a d certification of trained program, tit registrattda of apprentices and tralneea, and tit ratios and wage rat" prescribed in the applicable program. c. Each contractor and subcontractor Shall furn(Mh each week In which any contract work Is performed to the SIN resident enginear a pay- roll of wages pold each of Its employees (including moireaticas and train*" described in Section IV, paragraphs a and Sand watclwn and guards engaged an work during the preceding v"kry payroll perlod). The payrolls submitted shell Set out accurately and completely all of the Information requlfed to be maintained under paragraph 2b of this Section V. This tnforma- t(on may be submitted to any form desired. Optional Form 111-347 IS available for "Is purpose and may be purchased from the Suparintead*nt of Documents (Federal stock number 029- o03-0014-1), U.S. Government Printing Office, Washington, O.C. 20402. The pries contractor Is responsible for "a submission of copies of payrolls by all subcontractors. d. Each payroll submitted shall be aeeaa- panted by a 'Statement of Coeollonce,' signed by the contractor or subcontractor or his /her agent Who pays or supervises the payment of the fii -1 1 cake persons.a.ployed.umder the contract and shall certify the follo log: f t) that the payroll for the payrol l period wmtalns the.lnformatlon required to be emin- _talned.under paragraph 2b of this Section v and that such information Is oorrect and coop late; . (2) that.auch laborer or mechanic (Including each Alper. apprentice, and trainee) employed on the contract. daring the payroll period has been paid the full weekly wages earned, without rebate, either directly or indirectly, and that . no deductions have been made either 41 set or Indirectly from-the full Vegas earned. other then permiss(ble deductions as set. #orth In the Regulations, 29.CFR Part 3; ' (3) that each laborer or mieAaate has Men paid not less than the applicable wage rates end fringe benefits or cash equivalents W the classlficatlon -ot work performed, as specified to the` applicable wage determination -'- Incorporated into the contract. a. The waakly.submiss(oo of a property mce cuted oert(ftcation. sat forth an .the fevers* side of.Opttonel Form MH-347 shalt satisfy the. requirement for submission of the OStatwnf of— Compliance" require by paragraph 2d of this Section V. f.. The falslftcatton -of any of the above certifications may subject the contractor to civil Cr Criminal prosecution under Section 1001 of Title 18 and Section 231 of Title 31 of the United States Code. g.. The contractor or subcontractor shall make the records required under paragraph 2b of this Section Y available for Inspection, copy - Ing, or transcription by authorized represonta- tives of The SHA. the FNMA, or the OOt, and _ shall permit such representatives to latervieme employees during working hours on the Job. If. the Contractor or subcontractor falls to submit the required records or to make then available, the SRA, the FHWA. OOI, or all may. ,after - Wr(tten notice to in* contractor, sponsor, applicant, or ovmme, take 'such actions as may be necessary to cause the suspension of .any further payment, advance, or guarantee of funds. Furthermore, failure to submit fhe required records upon request cr to make such records available my be grounds for debarment acYlon pursuant tier 29 CFR 3.(2. Revised 3 -21-88 FR -12 fIffffffSifff5SS yl. ISO= OF MATERIALS. WIPIIES, AND LABOR 1. On all Federal -ald primary,. urban, and laterstato Syst*m contracts. except- those which provlde solely for the Installation of protec- tive devices at railroad grade aroeSlngs, those which w Constructed an a torar account or direct labor basis, highway ,beautification contracts, and Contracts for which Me local final Construction cost fur roadway and bridge Is less than S 1,000,000 (23 CFR [Part 635) the Contractor shell: a. Become familiar with the list of specific materials end supplies contained In Fora ~-47, - "Statement of Materials and labor Used by Contractor of Highway Construction Involving Fedecai Funds." prior to the- commencement of work under "is contract. b. Haintaln a record of the 'total cost of all materials and supplies purchased for and Incorporated In the work, and also of the Quantities of. those specific materials and supplies listed on Faro FHNA -fa„ and In the units shown an Form FHMA -47: c: Furnish, upon the completion of the contract, to the SI4A resident engineer on Form FHWA -47 together with the data required In paragraph Ib rilat(w to materials and sup- plies, a final -= .labor suasary- of all contract work Indicating the total lours worked and The total amount earned. . 2. At the prime contractorts option, either a single .report Covering all contract work or separate reports for the contractor and lot- each subcontract shall be submitted. Till. SLGLETTOG OR ASS(GI(($ G THE r 0KM4Cr 1. The contractor shall perform with Its own organization contract work amounting to not less than 30 percent (or a greater percentage It specified elsevhere In the contract) of the total original Contract price, excluding any specialty Items designated by the State. Speclalty Items may be partormed by subcontract and the amount of any suctr specialty Items so 0 performed way be deducted from the total original contract Price before ooepuflag the amount of work reoulred to be performed by the Contractor's own organlzarim (23 CFR Pat- 635)., -. a. alts own Crganlzationw shall be Construed to Include only workers employed and Paid directly by, the prime contractor and equipment owned or ranted by the prime coatrectar,.with or without operators. Such faro dam! not In- elude .employees or o"lpmaat of a subeon- trachor, assignee. or -agent of the prime contractor. - b. wSpeetelty Rasa shall be osnstrud to be Melted to work that requires highly speelel lzed knowledge. abi IWed. or equipment not ordtnarlly available in. the type of con- tracting orgen(zatlons quallfled and ekpeetwd to bid on the contract as a dole and In general are to be iloltad to manor components of tine overall cwntreet. 2. The contract ..amount' upon which the requtranent sat fo.if -la.- paragraph 1 of this Section vll Is ocnpwtd taetudes the cost of, alatartals and manafectured products which are _ to be purchased ar. produced by the contractor under fha contract provisions. 3. The .contractor, shall furalsh (a) a competent - suparintendent.:or suprvtsor who is employd by the firm, has •full authority to direct Performance of the -work In accordance with the contract requlramants, and is In charge of ail Construction operations (regard- less Of who perform the work) arid' (b) such other Of its own organizational resources (super41110n, management, and engineering servic"I as the SHA contracting Officer deter - mtnes Is necessary to Maur* tea Pertorsonco of the con Oct. s. No Portion of the contract shall be sublet, "Signed or otherwise disposed of *Xceot with the written consent of the SF% contracting officer, or authorized represinta- five, and such Consent when given shall not be comstrued to relieve the contractor of any R.vls.d 3 -ZI-68 FR-13 0 responsibility for the fulfillment of "a contract. WCfttM w_ Sont will be given only --- after the SHA has assured that each subcontract 1= a.:Lx.Ci,4 In. .rhino and tht-t It's^ -'^t all per rinent provisions and c"ulremarts. of the Prime contract. Y111. SAFETY_ ACCIOf71T PREVENTION 1. In the performance of this Contract the contractor shalt eomoly with all applfcobte Federal, State, and local lava - governing safety, health, and sanitation (23 (FR Part 635). The Contractor she(( provide all safe- guards, safety devices and protective equipment and take any other needed actions as It dater *1044. or a/ The SHA contracting officer may dehratno, to be rawmably necessary to Pro- tact the life and health of amployas an the Job and the safety of tha pub$le and to protect property to connection with the performance of the work covered by "a contract. 2. It is a condition of this contract, and shall be made a condition of each suboontract - ertel taro pursuant to this coafrncr, that the Contractor and any subcontractor shell. not c"utre any laborer or maahanie eployed to Performance of the 'contract to work to sur- roundings_ or under conditions whldn are on- sanitary, hazardous, or dangerous to his/her health or safety, as determined udder construc- tton safety , and - health standards (Title- 29. Code 'of .Federal Regulations. Part 1926: (forwarly Part 1318) as may be revised$ Promul- gated by the Seeratary of Labor. In ecom won with Section 107 of tM Contract Mork fours and Safety Standards Act (83 Start. 96). IX. FALSE STAT84SM (AHCMt1Q HICWAY PROJECTS la order to assure high quality and durable constructlon In conformity with approved Plans and speclficatloas and a high degree of rella- b(llty on stat-me;nts and representations made by engineers, contractors, suopliers, and Workers on Federal aid highway projects. It Is easeatlal that aft Arsons dp(1Cerfled v(th the �!s -a project. partorw'thel r.Junctions..as carefully, thoroughly, and honestly as possible. Willful falsification, distortion, or Misrepresentation • with /efQeot t0 env fnc�, related tv �;N (.fu- ject.Is a violation of Fedora( law. To'prevont any Misunderstanding regarding the sriousnefs of these end similar acts, ma following notice shall be posted on each Faderal -aid highway project (23 CFR Part 635) In one or aa'e. Places whore It Is readily available to all parsons concerned with the project: .. NOTICE TO ALL PFRSOIMEL EMIGA61D ON FEDERAL -AtO N16FMAT FROJeM Title 18, United.States Code, Section 1020, reads as follows: - !'Whoever. being an officer, agent.. or *"toyed of the United States. or of any State or Territory, or whoever,. whifhr a parson, association, .firm, cc corporation, . know(ngly. makes any fats*, statement, fats* represeafe- ' Lion, or fats* report as to the eheracfer, Qua( Ity,,Quantity. or cost of me materfat used or to be used,. or the Quantity or quality of the work performed or to to Vrfor•mea. "or the,. costs thereof 1a conaect(oa with the subefsston of plans. maps. specifications. contract, or . costs'of construction an any highway or rniat*d project siba)tted for aopraval' to me Seovtar•y of Transportation) or .: " Whoever - knowingly makes any .false state- want, false representation, false report 'or ' false claim with respect to the character, quality, quantity; or cost of any work . per- formed or to be performed, or material: tur- - nishod or to be furnished, In connection with the construction of any highway or related Project approved by the Secretary of Transportation; or . 'Whoever knowingly makes any false statement or false representation as to material fact In any statement, crtlficate, or report submitted pursuant to provisions of the fedora! -Ald Roads Act epprovad July 1, 1916, (39 Stat. 355), es amended and +001 amanfed; 'Shall be fined nor epee than 110,000 or Imprisoned not more then 5 years, or both.- Revised 3 -21-88 FR -14 A- iWLEWWATIf . nr !."UM AM .'—, %v . FEDERAL WATER POLLUTION CONTP4DL AC'T (Applicable Foderat -aid ' ' construction contracts and related - subcontracts exceeding 8900,000.) By submission of this ' bid, `or. the exaout(Qn of this contract or' wboontrac% as oppro- Priete, the bidder. Federal -ald construction contractor. or subcontractor. -as appropriate, will be deemed to hew stipulated as follows: 1. That any facility that is or will be utilized In the prforaence of `this -oontract, unless such contract Is •- rxeapt under the Clean Air Act, as amended (42 U.SX. 1.857 at seq., as amnded by Pub. L. 91- 604),— and " - under the Federal Water Pollution 'Control-.. Art. as emended (33 U.S.d. 1251, at sad.. as amended by Pub. L. 92 -500). F.x*cutivo Order 11738;. and regulations M leplimw tatloa thereof .(40 M Part 15) Is .root listed, on the date of ;coatrstt award, on the U.S.'- Environmental Protection Agency (EPA) List of-- Violating Factltttes pursuant to 40 CFR 15.20. 2- That the -.firm to compliance with toctlan 414. of --the 308 of the . Federal end all : rsgulatlo thereunder. agrees. to -oowiy and rweatn all - •thir'• :aqu:raments of Clean Air Act and Section Water:. Pot Iutlon ConTrol--Act is� and.. guidelines Ilsted 3. That the firm shall prvaptly notify the SIN of the racetpt of any , comsuntcation from the Director. Office of Federal Aetivittes, EPA, Indicating that, a facility that Is or will be utilized for the contract Is under consld- oration to be Ilsted on* -fhz -EPA List of Violating Facilities. A. That the firm agrees to Includa or cause to be Included- the requirements of paragraphs 1 through 4 of "is Section X In every nMaxempt subcontract, and further. agrees !^ take such action es the government may direct as a means of enforcing such requirements. Fe.lt.a 3 -21-88 FR- 13 f 6-1.06 FEDERAL -AIO FEMALE ANO MIMMITY GOALS In accordance vita Section it. - Non -SMSA Cauntles ....... ,,...cao.... I 23.2 - MondlscrlminatIn. .- �� �;,,p.. `w. of Mupulred .^... :4"; 4;A MlEetie �a.f3; Contract Provisions Federal -e(d Construction CA San Benito. Contracts- the following are the goals for feaal4 utilization: IT7 Sacramento. CA: Goal for Women SMSA Count(es: (applied nationwide) ....... (percent) 6.9 6920 Sacramento, CA...r000.... 16.1 CA Placer; CA Sc,:a`sscanto; The following w goals for minority CA Tolo. utilization: Mon-SMSA Couatied.� .... c.:.s....... 14.3 - CA Butte; CA NY14Y..nf CA El (Dorado; Cf, Gbt*m; CALIFORNIA ECONOMIC AREA:.- CA Nevada; CA -q&wr -. Goal CA Sutter; CA Yuba. (Percent) 176 Stockton- +bdestu. CA: (74 Redding. CA: SKSA Counties: Non -SMSA Counties ... ;............ 6.8 3170 Modesto. CA ............. 12.3 CA Lassen; CA vMedoe; CA Stenisiaus. CA Pluses; CA Shasta: 8120 Stockton. CA ............. 24.3 CA Siskiyou: CA Tenema. CA San loeyuln. 175 Eureka, CA: Man -SMSA Counties .... <........... 19.8 CA Alpine; CA A64dav; Ion -SMSA Counties ................ 6.6 -- CA Calaveres; CA I�GFfpaaa• CA Oel torte; CA Nlaboldt; - CA Merced; CA Tuottmmo. CA Trinity. 179 Fresno- BakarstNld. CA: 176 San Franelsw-Oakland -San Jose. •CA- $NSA Couatles: i SMSA Counties, 0680 Bakersfield. CA.......... 19:1 7120 Salinas - Seaside- CA Kern. - Mxlterey, CA ................ 28.9 2610 Fresno, CA........,..,... 26.1 CA Monterey. CA Fresno. 7360 San Franelseo- Oakfood. CA. 25.6 Mon -SMSA Combed ................. 23.6 CA Alameda; CA Contra Costa; CA Kings. CA Madero; CA Merin; CA San Francisco; CA Tulare. • CA San Mateo. _ 7400 San Jose. CA .............. 19.6 180 Los Angeles, CA: CA Santa Clara. 7485 Santa Cruz, CA............ 14.9 SMSA Counties: CA Santa Cruz. 0360 McM(w -Santa Aaa-4x6en 7300 Santa Rose. CA............ 9.1 Grove, CA ..... .<.<.,:,o...... 11.9 CA Sonoma. CA Orange. 8TZ0 Val lajo•- Fa(rfiel d- 4480 Lot Angeles -tan; . Mapa. CA .................... 17.1 Beech, CA.............,....... 28.3 CA Nape: CA Solono CA Los Angeles. 6000 Oxnard -Slat Vc(1. �= Ventura, CA ......... .n...... 21.3 CA Ventura. Fe.lt.a 3 -21-88 FR- 13 i 6780 Rlverside —San Bernordln07 _ Ontario, CA ................. 19.0 in addition to the reporting requirements CA Riverside; set forth elsewhere In this contract the. • Cs S=.. Cw"rdlno. ::On Tractor and subcontractors "holding -7430 Santa Barbera —Santa Karla— subcontracts, not Including material suppliers, Lompoc,, CA ................:. 19.7 of $10,000 or enre, shell submit for. every CA Santa Barbara. month of July during which work Is perfaeled, Hon —SMSA Counties................. 24.6 eoployment data as contalr4d,under farm PR -1391 CA Inyo; CA Kole; (Appendix C to 23 CPR, Part 230), end in CA Son Luis Obispo. accordance with the Instructions Included thereon. 181 San Olego, CA: SKSA Counties 7320 San Diego. CA ....... 16.9 . CA San Otago. Mon —SMSA Counties ................. 16.2 _. CA Imperial. Revised 5-21 -68 FR-16 X, 6 -z6-79 • ,- SLCTION 6-2. r=KRAL RLQQIRL`M4- MAIMING SPECMAL PROVISICS - 6 -2.01 As part of the Contractor's equal employmnnt opportunity affix- -. native action program, training shall be provided as follows: - The Contractor shall provide on- the -job training to develop full journeymen in Lye types of trades or job classification - involved. - The goal for the number of trainees or apprentices to be trained - under the'req•,iirameata of this special provision will be 7 In the event the Contractor subcontracts a portion of the contract work, he shall determine how many, if any, of the trainees or appren- tices are to be trained by the subcontractor, provided however, that the Contratcr shA11 retain the pri:=ary responsibility for sreting the training requirements imposed by this special provision. She .. Contractor shall also insure that this Training Special Provision is made applicable to such subcontract. Where feasible, 25 percent of : trainees or apprentices in each or_ipatiea shall be in their first year of apprenticeship or training. - the number of trainees or apprentices shall be distributed among the work classifications an the basis of the Contractor's needs and the availability of journeyman in the various classifications within a reasonable ar_a of rscriitmant. Prior to cormencing work, the Contractor shall submit to the 'Department for approval the number of trainees or apprentices to be trained in each selected Classification . and training program to be used. Purthernore, the Cunt -actor shall specify the starting time for training in each of the classifications. The Contractor will be credited for each trainee or apprentice employed by hu on the contract work who is currently enrolled or becomes enrolled in an approved program and will be reimbursed for such trainees or apprentices as provided hereinafter. T= and upgrading of minorities and women toward joa.- aeyarn status is a primary objective of this Training Special Provision. Accordingly, 1-he-Contractor shall make every effort to enroll minority and women trainees or apprentices (e.g., by conducting systematic and direct recruit ant through public and private sources likely to yield minority and woman t.- ainees or apprentices) to the extent such persons ' are available within a reasonable area of recuitaent. --he Contractor will be responsible for demonstrating the steps that he has taken in pursuance thereof, prior to a determination as to whether the Con - t-actar is in r..plianca with this ^raining Special Provision. %his. training commitment is not intended, and shall not be used, to dis- criminate against any applicant for training, whether a amber of a minority group or not. No employee shall be eagloyed as a trainee or apprentice in any classification in vhlch he has successfully completed a training course leading to journeyman status or in which he has been employed as a jou-- neyman. The Contractor should satisfy this requirement by - including appropriate questions in the employee application or by other suitable means. Regardless of the method used the Contractor's retards should document the findings in each case. The minimum length and type of training for each classification will be as established in the training program selected by the Contractor and approved by both the Departxnt and the Federal Highway Administrr- tion. ^ie Depa_.aent and the Federal Highway Ad><inistration will approve a programs if it is reasonably calculated to meet t_he equal am--,?loyment oppartunity obligations of the Contractor and to qualify tie average tr=ainee or apprentice for Journeyman status in the classification concerned by the and at the t aining period. Further- more, apprenticeship programs registered with tS[n Q.S. Dapex,nt of Labor, Bureau of Apprent :caahip and Training, or wl =h the State of Califor'nia, Depart nt o1 Industrial Relations, Division of Xppran- "ceship Standards racogai_ad by the Buzoau and t=a "ing programs Fr -ii 0 6-z6 -78 approved but not necessarily sponsored by th.a O.S. Department of Labor, Manpower Administration, Bureau of Ap[,renticeship and Train - Ing shall also be considered acceptable provided it is being __ . administered in a manner consistent with the equal employment obli- gations of Federal -aid highway construction ,ontracts. approval or acceptance of a training program shall be obtained from the State prior to commencing work on the classification covered by the pro- gram. It is the Intention of these provisions that training is io be provided in the construc -lon crafts rather than clerk- typists or secretarial -type positions. Training is permissible in lower level management positions such as office engineers, estimators, ti=- keepers, etc., where the training is oriented toward construction applications. Training in the laborer classification may be permitted provided that significant and neanAngful training is ' provided and approved by the division offir_, Some offsite train - Ing is permissible as long as the triining is An integral part of an approved traia:.nq program.and does not apt; ?rise a significant _ part of the overall traiainq. Exceot As otherwise noted below, the Contracar will be reimbursed so cents per hour of training given an employee on this contract In accordance with an approved training program., As approved by the _. Engineer, reimbursement will be made for training of persons in excess of the number specified herein. =4z reimbursement will be.� .. _ made even though the Contractor receives additional training pro- gram funds from other saurcas, provided such other source does not _ specifically prohibit the Contractor frca receiving other reimburse- ment. Re4rbursement for offsits tsaialn5 indicated above may only be made to the Contractor where he does one or more of the following and the trainees or apprentices are coner-.e»tly employed on a Federal -aid projects contributes to'the cost of the training, pro- vides the ins- .suction to the trainee or a ?prantice or pays the t:aiaee'a or apprentice's rages during the offsite training period. No payment shall be made to the Contras -oz if either the failure to provide the required training, or the fai7.ura to hire the trainee or apprentice as a journeyman, is caused by the Contac -..or and evidences a lack of good faith on the part of the Contractor in meeting the requiramsnts of this Training Special Provision. It _ is normally expect—ad that a trainee or apprentir_ will begin his training on the project u soon as feasible rtfter start of work utillting the skill involved and remain on tha project as long as training opportunities exist in his work clajsification or until he has Completed his training program. t Is not required that all trainees or apprentices be on board for the anti a length of ' the contract. a Contractor will have ful_ili.ed his responsibilities under this Training Special Provision if he i�as provided ae^.eptable training to the number of trainees or appran; :ices specified. The number trained shall be determined on the ba: +is of the total number enrolled on the contract for a significant period. only trainees or apprentices registered in a program approved by the State of California's State Administrator of Apprenticeship may be employed on the project and said trainees or apprenr ices shall be paid the standard wage specified under the r- lgulations of the craft or trade at vhich they are employed. T`.e Contractor shall furnish the txxi:nee or apprantica a copy of the program he will follow in providing the r= ainizg, ^ire Contractor shall provide each trainee or apprentice vit'.i a certification shoving the type and length of training satisfactorily completed. The Contractor will provide for the =int..nanca o! records and furnish periodic reports doc• -nting his per'or=ance under this :raining Special Provision. _ M 0 0 EXHIBIT "B" CERTIFICATION OF CONSULTANT I HEREBY CERTIFY that I am the President and duly authorized representative of the firm of H.V. LAWMASTER & CO., INC. , whose address is 7940 Main St., Stanton, CA 90680 —a—nT that neither I nor the above firm I here represent has: (a) employed or retained for a commission, percentage, brokerage, contingent fee, or other consideration, any firm or person (other than a bona fide employee working solely for me or the above consultant) to solicit or secure this agreement; (b) agreed, as an express or implied condition for obtaining this contract, to employ or retain the services of any firm or person in connection with carrying out the agreement; or (c) paid, or agreed to pay, to any firm, organization or person (other than a bona fide employee working solely for me or the above consultant) any fee, contribution, donation, or consideration of any kind for, or in connection with, procuring or carrying out the agreement; except as here expressly stated (if any): I acknowledge that this certificate is to be furnished to the State Department of Transportation in connection with this agreement involving participation of Federal Aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil. August 10, 1989 Date Signature EXHIBIT "C" TITLE 49, CODE OF FEDERAL REGULATIONS, PART 29 DEBARMENT AND SUSPENSION CERTIFICATION The prime Consultant, under penalty of perjury, certifies that, except as noted below, he /she or any person associated therewith in the capacity of owner, partner, director, officer, manager: is not currently under suspension, debarment, voluntary exclusion, or determination of ineligibility by any federal agency; has not been suspended, debarred, voluntarily excluded or determined ineligible by any federal agency within the past 3 years; does not have a proposed debarment pending; and has not been indicted, convicted, or had a civil judgement rendered against it by a court of competent jurisdiction in any matter involving fraud or official misconduct within the past 3 years. If there are any exceptions to this certification, insert the exceptions in the following space. Exceptions will not necessarily result in denial of award, but will be considered in determining Consultant responsibility. For any exception noted above, indicate below to whom it applies, initiating agency, and dates of action. Note: Providing false information may result in criminal prosecution or administrative sanctions. The above certification is part of the Proposal. Signing this Proposal on the signature portion thereof shall constitute signature of this Certification. -Signat� Consultant T H.V. LAWMASTER & CO., INC. 0 EXHIBIT "D" REQUEST FOR PROPOSAL WIDENING PACIFIC COAST HIGHWAY (C -2591) MATERIALS TESTING ^ - -- - - - - -' - Engineering Geologist Soil Field Technician (2) Asphalt Field Technician (3) (1) Includes portal to portal travel time & vehicle costs (2) To perform soil compaction testing (3) To perform AC compaction testing Material Testing: Soils: Maximum dry density determination R -Valve Sand Equivalent Aggregate Base: Sieve Analysis Sand Equivalent R -Valve Asphalt Base: Sieve Analysis Surface Abrasion (California Test 360, Method A) Concrete: Compression testing (Included pick -up of cylinders) (4) Fee $75.00 /Hour (1) 40.00 /Hour (1) 40.00 /Hour (1) $ 75.00 /Each 20.00 Each 3 .00 Each 45.00 /Each 35.00 /Each --T4-G-. 00 Each 175.00 /Each * /Each 10.00 /Each (4) City personnel will take the samples, testing lab is to supply the cylinders *Unable to perform this test